← Tributary

PINNACLE INVESTMENTS, LLC

EAST SYRACUSE, NY · CRD 142910 · IAPD ↗ · pinnacleinvestments.com · 315-251-1101

$1.29BRegulatory AUM
55Advisory reps
60Employees
0Clients
101-250Planning clients
0Private funds
43States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
August 2026 — PINNACLE INVESTMENTS, LLC notice-filed in MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
April 2026 — PINNACLE INVESTMENTS, LLC grew from 50 to 55 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
February 2026 — PINNACLE INVESTMENTS, LLC notice-filed in WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
June 2025 — PINNACLE INVESTMENTS, LLC's Item 11 disclosure-reporting entries rose by 1 (3 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
51
February 2025 — PINNACLE INVESTMENTS, LLC notice-filed in AR, IN, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
January 2025 — PINNACLE INVESTMENTS, LLC notice-filed in DC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
November 2024 — PINNACLE INVESTMENTS, LLC crossed $1B in regulatory AUM ($964.9M -> $1.07B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
61
April 2024 — PINNACLE INVESTMENTS, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.