← Tributary

Marketing & brand — August 2024

Websites, brand, content, and lead-gen for advisors (FMG, Snappy Kraken, agencies).

533 firms opened this window in the August 2024 SEC roster: 232 state expansion, 179 new registration, 37 disclosure added, 31 website changed, 30 relocation, 24 rename.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

100
HIGHMORE CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered with $2.66B RAUM and 3 advisory reps. IAPD ↗
$2.66B RAUM · 3 reps · 646-206-4345
98
BOSTONPREMIER WEALTH — (HANOVER, MA) is newly SEC-registered with $322.4M RAUM and 5 advisory reps. IAPD ↗
$322.4M RAUM · 5 reps · (617) 934-1100 · bostonpremierwealth.com
98
OASIS WEALTH PLANNING ADVISORS — (location n/a) is newly SEC-registered with $254.4M RAUM and 5 advisory reps. IAPD ↗
$254.4M RAUM · 5 reps · (615) 933-3314 · oasiswealthplanning.com
95
AMERICAN INVESTMENT ADVISORS INC — (MADISON, WI) is newly SEC-registered with $114.0M RAUM and 2 advisory reps. IAPD ↗
$114.0M RAUM · 2 reps · 608-238-3500 · aiai.biz
95
STEWARDSHIP CAPITAL — (INDEPENDENCE, MO) is newly SEC-registered with $136.3M RAUM and 3 advisory reps. IAPD ↗
$136.3M RAUM · 3 reps · 816-833-6650 · getyourmoneymoving.com
95
PEAK INVESTMENT ADVISORS, INC. — (COLORADO SPRINGS, CO) is newly SEC-registered with $130.5M RAUM and 1 advisory reps. IAPD ↗
$130.5M RAUM · 1 reps · 719-260-6475 · peakinvestmentadvisors.com
95
TREGER & ASSOCIATES — (location n/a) is newly SEC-registered with $130.0M RAUM and 2 advisory reps. IAPD ↗
$130.0M RAUM · 2 reps · 540-464-1418
95
DESMOND WEALTH MANAGEMENT, INC. — (WALNUT CREEK, CA) is newly SEC-registered with $103.2M RAUM and 2 advisory reps. IAPD ↗
$103.2M RAUM · 2 reps · (925) 932-1994 · desmondwealth.com
95
J M BROWN FINANCIAL PARTNERS — (TULSA, OK) is newly SEC-registered with $120.0M RAUM and 4 advisory reps. IAPD ↗
$120.0M RAUM · 4 reps · 918-496-5460 · perfectcalendar.com
95
SULLIVAN FINANCIAL, LLC — (ESSEX, CT) is newly SEC-registered with $103.8M RAUM and 2 advisory reps. IAPD ↗
$103.8M RAUM · 2 reps · (860)657-4150 · sullfin.com
95
SONAS FINANCIAL GROUP, INC. — (KANSAS CITY, MO) is newly SEC-registered with $116.9M RAUM and 2 advisory reps. IAPD ↗
$116.9M RAUM · 2 reps · 816-753-2210 · sonasfinancial.com
95
BROUSSARD FINANCIAL GROUP, LLC — (KAPLAN, LA) is newly SEC-registered with $100.4M RAUM and 1 advisory reps. IAPD ↗
$100.4M RAUM · 1 reps · 337-643-8319 · broussardfinancialgroup.com
95
COMPASS FINANCIAL GROUP, INC. — (DUBLIN, OH) is newly SEC-registered with $114.8M RAUM and 2 advisory reps. IAPD ↗
$114.8M RAUM · 2 reps · 614-791-0093
95
HULL WEALTH MANAGEMENT — (MURFREESBORO, TN) is newly SEC-registered with $128.0M RAUM and 2 advisory reps. IAPD ↗
$128.0M RAUM · 2 reps · 615 896-1181 · hullwealth.com
95
OFC WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $122.2M RAUM and 2 advisory reps. IAPD ↗
$122.2M RAUM · 2 reps · 973-258-1007
95
CFS WEALTH MANAGEMENT — (MACON, GA) is newly SEC-registered with $135.6M RAUM and 3 advisory reps. IAPD ↗
$135.6M RAUM · 3 reps · 478 471-1875 · cfswealth.com
95
TOWNSEND FINANCIAL PLANNING — (MT. STERLING, KY) is newly SEC-registered with $116.0M RAUM and 3 advisory reps. IAPD ↗
$116.0M RAUM · 3 reps · 859-498-2020
95
AQUA CAPITAL ADVISORS — (LOS ANGELES, CA) is newly SEC-registered with $120.1M RAUM and 2 advisory reps. IAPD ↗
$120.1M RAUM · 2 reps · 310-492-9680 · aquaca.com
95
PATHWAYS WEALTH MANAGEMENT, INC. — (location n/a) is newly SEC-registered with $124.8M RAUM and 2 advisory reps. IAPD ↗
$124.8M RAUM · 2 reps · 937-552-9765 · pathwayswm.com
95
ARBOR INVESTMENT MANAGEMENT — (ANN ARBOR, MI) is newly SEC-registered with $122.0M RAUM and 2 advisory reps. IAPD ↗
$122.0M RAUM · 2 reps · 734-6453622 · arborim.com
95
THE DOWLING GROUP WEALTH MANAGEMENT — (GREENWICH, CT) is newly SEC-registered with $139.7M RAUM and 3 advisory reps. IAPD ↗
$139.7M RAUM · 3 reps · 203-967-2231 · thedowlinggroup.com
95
WAYPOINTS FINANCIAL — (SEBRING, FL) is newly SEC-registered with $114.7M RAUM and 3 advisory reps. IAPD ↗
$114.7M RAUM · 3 reps · 863-402-5650 · waypointsfinancial.com
95
SIMA WEALTH PARTNERS, LLC — (NORTH CHESTERFIELD, VA) is newly SEC-registered with $135.7M RAUM and 5 advisory reps. IAPD ↗
$135.7M RAUM · 5 reps · 804-285-5700 · simawealthpartners.com
95
QUANTUM LEAP CAPITAL, LLC — (SOUTH BURLINGTON, VT) is newly SEC-registered with $105.0M RAUM and 3 advisory reps. IAPD ↗
$105.0M RAUM · 3 reps · (802) 448-2882
95
GREENWICH ADVISORS, LLC — (location n/a) is newly SEC-registered with $160.9M RAUM and 2 advisory reps. IAPD ↗
$160.9M RAUM · 2 reps · 203-489-0700 · greenwichadvisors.com
95
PINAFORE WEALTH COUNSEL INC. — (DURHAM, NC) is newly SEC-registered with $128.7M RAUM and 2 advisory reps. IAPD ↗
$128.7M RAUM · 2 reps · 919-213-0458 · pinaforewealth.com
95
SOUNDHAVEN CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered with $120.4M RAUM and 1 advisory reps. IAPD ↗
$120.4M RAUM · 1 reps · 818-292-1474 · soundhavencapital.com
95
ARBOR FINANCIAL — (ANN ARBOR, MI) is newly SEC-registered with $167.2M RAUM and 1 advisory reps. IAPD ↗
$167.2M RAUM · 1 reps · 734-761-6626 · arborfinancial.com
95
FIT WEALTH MANAGEMENT — (ENGLEWOOD, CO) is newly SEC-registered with $101.0M RAUM and 3 advisory reps. IAPD ↗
$101.0M RAUM · 3 reps · (303) 618-3587
95
BYRON PLACE CAPITAL MANAGEMENT, LLC — (METUCHEN, NJ) is newly SEC-registered with $28.8M RAUM and 1 advisory reps. IAPD ↗
$28.8M RAUM · 1 reps · 732-841-6641 · byronplacecapital.com
95
MARSH WEALTH MANAGEMENT, LLC — (KNOXVILLE, TN) is newly SEC-registered with $138.5M RAUM and 2 advisory reps. IAPD ↗
$138.5M RAUM · 2 reps · 865-622-2162
95
DUET ADVISORY SERVICES LLC — (BINGHAM FARMS, MI) is newly SEC-registered with $239.4M RAUM and 2 advisory reps. IAPD ↗
$239.4M RAUM · 2 reps · 248.723.4321
95
ENTELECHY — (location n/a) is newly SEC-registered with $179.3M RAUM and 1 advisory reps. IAPD ↗
$179.3M RAUM · 1 reps · 202-770-2007
95
INTEGRATED PLANNING & WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $68.1M RAUM and 3 advisory reps. IAPD ↗
$68.1M RAUM · 3 reps · (317) 706-4748
95
DAVIS WEALTH ADVISORS — (SALEM, NH) is newly SEC-registered with $135.8M RAUM and 3 advisory reps. IAPD ↗
$135.8M RAUM · 3 reps · 603-836-3477
95
WALL STREET FINANCIAL GROUP, INC. — (CARLINVILLE, IL) is newly SEC-registered with $115.6M RAUM and 3 advisory reps. IAPD ↗
$115.6M RAUM · 3 reps · 800-303-9255
95
THE ADVISORS GROUP — (LUBBOCK, TX) is newly SEC-registered with $109.8M RAUM and 2 advisory reps. IAPD ↗
$109.8M RAUM · 2 reps · 806-794-3848 · theadvisorsgroup.net
95
FAMILY LEGACY PLANNING — (BENTONVILLE, AR) is newly SEC-registered with $112.1M RAUM and 3 advisory reps. IAPD ↗
$112.1M RAUM · 3 reps · (479) 273-3040 · flpwealth.com
95
APPLE TREE ASSET MANAGEMENT, LLC — (FORT WAYNE, IN) is newly SEC-registered with $115.1M RAUM and 6 advisory reps. IAPD ↗
$115.1M RAUM · 6 reps · 260-637-7278 · appletreefinancialgroup.com
95
BENCHMARK WEALTH MANAGEMENT — (BLUE ASH, OH) is newly SEC-registered with $120.6M RAUM and 3 advisory reps. IAPD ↗
$120.6M RAUM · 3 reps · 513-328-0272 · benchmark-wealth.com
95
ODYSSEY CAPITAL ADVISORS INC. — (BALA CYNWYD, PA) is newly SEC-registered with $122.1M RAUM and 3 advisory reps. IAPD ↗
$122.1M RAUM · 3 reps · 484-278-4497 · odysseyadvice.com
95
HILTON HEAD CAPITAL PARTNERS, LLC — (HILTON HEAD ISLAND, SC) is newly SEC-registered with $228.2M RAUM and 2 advisory reps. IAPD ↗
$228.2M RAUM · 2 reps · 843-790-7573
95
MAVEN CAPITAL PARTNERS, LLC — (ATLANTA, GA) is newly SEC-registered with $107.3M RAUM and 4 advisory reps. IAPD ↗
$107.3M RAUM · 4 reps · 404-798-7612 · maven-cap.com
95
ASTRA VENTURES — (location n/a) is newly SEC-registered with $128.4M RAUM and 2 advisory reps. IAPD ↗
$128.4M RAUM · 2 reps · 901-230-5576 · astravc.com
95
FOREFRONT — (AUSTIN, TX) is newly SEC-registered with $118.2M RAUM and 7 advisory reps. IAPD ↗
$118.2M RAUM · 7 reps · 512-617-1984
95
MANUKA FINANCIAL — (location n/a) is newly SEC-registered with $109.2M RAUM and 1 advisory reps. IAPD ↗
$109.2M RAUM · 1 reps · 804-293-0397
95
RIVER'S EDGE — (BEAVER, PA) is newly SEC-registered with $102.3M RAUM and 3 advisory reps. IAPD ↗
$102.3M RAUM · 3 reps · 412-526-8939
95
BERGEN PARK CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $102.2M RAUM and 2 advisory reps. IAPD ↗
$102.2M RAUM · 2 reps · 954 980 5626 · bergenparkcapital.com
95
DAYTONA STREET CAPITAL — (SAINT LOUIS, MO) is newly SEC-registered with $141.6M RAUM and 4 advisory reps. IAPD ↗
$141.6M RAUM · 4 reps · 314-727-9479
95
BFI WEALTH SOLUTIONS, LLC — (DALLAS, TX) is newly SEC-registered with $125.0M RAUM and 1 advisory reps. IAPD ↗
$125.0M RAUM · 1 reps · 469-646-0429
95
MONTHIE WEALTH ADVISORS — (LATHAM, NY) is newly SEC-registered with $29.4M RAUM and 2 advisory reps. IAPD ↗
$29.4M RAUM · 2 reps · 518-786-3534
95
SAVVLY ADVISOR — (BOULDER, CO) is newly SEC-registered (provisional 120-day approval) with $75,208 RAUM and 1 advisory reps. IAPD ↗
$75,208 RAUM · 1 reps · (888)-372-8859
95
SOLANO WEALTH MANAGEMENT — (FAIRFIELD, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (707) 435-8400 · solanowealth.com
95
MDRN CAPITAL — (ANNAPOLIS, MD) is newly SEC-registered with $101.6M RAUM and 7 advisory reps. IAPD ↗
$101.6M RAUM · 7 reps · 410-533-9966
95
STONE WALL FINANCIAL GROUP LLC — (SAN ANTONIO, TX) is newly SEC-registered with $1.4M RAUM and 1 advisory reps. IAPD ↗
$1.4M RAUM · 1 reps · (210) 321-9300, EXT. 101 · stonewallfg.com
95
EL CASTILLO INVESTMENTS — (location n/a) is newly SEC-registered with $50,000 RAUM and 1 advisory reps. IAPD ↗
$50,000 RAUM · 1 reps · 786-838-2669 · elcastilloinvestments.com
95
BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC — (CINCINNATI, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · (513) 241-8313 · barnesdennigprivatewealth.com
95
ASHTON THOMAS ADVISORS LLC — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 602-732-4745
95
ALLEGIANT WEALTH ADVISORS, LLC — (TULSA, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (918) 623-4500 · allegiantwealth.com
95
NASEEB — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 630-441-8495 · naseeb.io
95
RBT WEALTH LLC — (NEWBURGH, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 845-567-9000
95
CONCURRENT ASSET MANAGEMENT, LLC — (TAMPA, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 813-575-2652 · concurrentam.com
95
BLUE JEAN FINANCIAL LLC — (ALBANY, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
$0 RAUM · 9 reps · (518) 406-8488 · bluejeanfinancial.com
95
THE ENSEMBLE TEAM — (SEATTLE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 360-726-2672 · ensembleteam.com
95
CALIBER WEALTH MANAGEMENT, LLC — (OVERLAND PARK, KS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗
$0 RAUM · 10 reps · 913-303-3920
95
EMPOWER PRIVATE WEALTH — (SARASOTA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 941-340-0404 · empowerpw.com
95
DA WEALTH ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 847-977-3752
95
STURMAN WEALTH ADVISORS — (CHARLOTTESVILLE, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (434) 201-2255 · sturmanwealth.com
95
MOMENTUM WEALTH PLANNING — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 716-913-0855 · momentumwealthplanning.com
95
PRESCOTT TAX AND WEALTH MANAGEMENT — (SAN JUAN CAPISTRANO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 949-248-9815 · prescott500.com
95
HAMPTON ROCK WEALTH MANAGEMENT — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 214-251-8210
95
BRIDGE GENERATIONS WEALTH MANAGEMENT — (SOUTH MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 305-666-9411 · bridgewm.com
95
AGP FRANKLIN, LLC — (FRANKLIN, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 615-778-9842 · aspengroveassetmanagement.com
95
AUTOPILOT — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 646-574-4316
95
PANDORA WEALTH, INC. — (OAKBROOK TERRACE, IL) is newly SEC-registered with $205.1M RAUM and 3 advisory reps. IAPD ↗
$205.1M RAUM · 3 reps · (630) 230-6841
95
PREMIER PRIVATE WEALTH MANAGEMENT, LLC — (PALM HARBOR, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 727-281-2882
95
GENEVA FINANCIAL GROUP — (JACKSON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 732-719-4101
95
AVIATOR WEALTH GROUP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 720-371-3135
95
KEYVANTAGE WEALTH ADVISORS — (BETHLEHEM, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 610-349-3101
95
TRUEHAVEN CAPITAL — (BRADENTON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 210-260-8668 · truehaven.net
95
DEFINED PURPOSE CAPITAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (925) 639-6351 · definedpurposecapital.com
95
WAYVE CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $146.0M RAUM and 3 advisory reps. IAPD ↗
$146.0M RAUM · 3 reps · 215-834-0615 · wayvecapital.com
95
SEAL COVE CAPITAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (415) 306-2583
95
SERENUS WEALTH ADVISORS, LLC — (SANTA MONICA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-539-2411 · serenusadvisors.com
95
BENTHAM WEALTH ADVISORS — (WILLIAMSVILLE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (716) 580-1500
95
MASTER RIA, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 786-530.6274
95
MOSTT INC. — (SHERMAN OAKS, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 310-923-0363
95
MAY HILL CAPITAL, LLC — (COHASSET, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 617-800-0388 · mayhillwealth.com
95
WAVVEST WEALTH — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 630-699-8602 · wavvest.com
95
ARGENTARII, LLC — (CINCINNATI, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 304-638-9062 · argentarii.com
95
SYRIOS WEALTH MANAGEMENT GROUP — (LA JOLLA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 858-456-5460
95
IFC ADVISORS LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 310-444-6515
95
DEGREEN PRIVATE WEALTH, LLC — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 480-771-7000 · degreenprivatewealth.com
95
NN INVESTMENT ADVISORY, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-673-2324 · nninvestmentadvisory.com
95
WEALTHPOINT FINANCIAL LLC — (CRAMERTON, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 704-675-5300 · wealthpointadvisorsnc.com
95
MAXX WEALTH ADVISORS — (BOCA RATON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 561-427-2424
60
CUSO FINANCIAL SERVICES, L.P. — CUSO FINANCIAL SERVICES is now doing business as . IAPD ↗
$4.66B RAUM · 571 reps · 800-686-4724
60
HARRIS | OAKMARK — HARRIS ASSOCIATES LP is now doing business as . IAPD ↗
$101.25B RAUM · 46 reps · 312-646-3600
60
AVIDIAN WEALTH SOLUTIONS — LLC is now doing business as AVIDIAN WEALTH SOLUTIONS. IAPD ↗
$3.11B RAUM · 32 reps · 281-822-8800 · retirementsurvivalguide.com
60
WORLD INVESTMENT ADVISORS, LLC — PENSIONMARK FINANCIAL GROUP, LLC is now doing business as . IAPD ↗
$37.76B RAUM · 166 reps · 888-201-5488
60
PRIME CAPITAL FINANCIAL — PRIME CAPITAL INVESTMENT ADVISORS, LLC is now doing business as . IAPD ↗
$24.36B RAUM · 198 reps · (800) 493-6226 · pciacharleston.com
60
HUB INVESTMENT PARTNERS, LLC — TCG ADVISORS, LLC A HUB INTERNATIONAL COMPANY is now doing business as . IAPD ↗
$7.32B RAUM · 50 reps · 512-600-5390
55
STIFEL, NICOLAUS & COMPANY, INCORPORATED — 's Item 11 disclosure-reporting entries rose by 1 (158 -> 159). IAPD ↗
$149.25B RAUM · 3027 reps · 314-342-2000 · ashlockwealthmanagement.com
55
WELLS FARGO ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (647 -> 648). IAPD ↗
$558.46B RAUM · 8623 reps · 314-875-3000
55
RBC CAPITAL MARKETS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (228 -> 229). IAPD ↗
$201.26B RAUM · 2042 reps · 212-858-7000 · us.rbcwealthmanagement.com
55
DWS INVESTMENT MANAGEMENT AMERICAS, INC. — 's Item 11 disclosure-reporting entries rose by 3 (103 -> 106). IAPD ↗
$173.04B RAUM · 206 reps · 212-454-4500
55
WELLINGTON MANAGEMENT COMPANY LLP — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗
$1282.73B RAUM · 541 reps · 617-951-5000
55
ONEDIGITAL INVESTMENT ADVISORS — 's Item 11 disclosure-reporting entries rose by 5 (7 -> 12). IAPD ↗
$107.10B RAUM · 380 reps · 877-742-2021
55
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 2 (24 -> 26). IAPD ↗
$86.27B RAUM · 603 reps · 415-392-1400
55
VOYA INVESTMENT MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗
$33.83B RAUM · 306 reps · 770-690-4600
55
RREEF AMERICA L.L.C. — 's Item 11 disclosure-reporting entries rose by 3 (103 -> 106). IAPD ↗
$31.83B RAUM · 138 reps · 312-537-7000
55
MORGAN STANLEY — 's Item 11 disclosure-reporting entries rose by 1 (242 -> 243). IAPD ↗
$1402.43B RAUM · 13000 reps · 914-225-5510 · morganstanley.com
55
INTEGRATED ADVISORS NETWORK LLC — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗
$4.21B RAUM · 82 reps · 855-729-4222
55
GROVE POINT ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (11 -> 12). IAPD ↗
$2.36B RAUM · 322 reps · 301-944-5900
55
AMERITAS ADVISORY SERVICES, LLC — 's Item 11 disclosure-reporting entries rose by 2 (24 -> 26). IAPD ↗
$10.29B RAUM · 470 reps · 800-335-9858 · ameritas.com
55
MICHAEL J. PORRO & CO. FINANCIAL ADVISOR INC — MICHAEL J. PORRO & CO. FINANCIAL ADVISORS, LLC is now doing business as . IAPD ↗
$119.6M RAUM · 2 reps · 201-768-0218 · porrofinancialadvisors.com
55
ALPHA DOG ADVISORS — GEASPHERE ADVISORS is now doing business as . IAPD ↗
$168.1M RAUM · 2 reps · 401-351-4900
55
ATLATL ADVISERS LLC — ATLATL ADVISERS is now doing business as . IAPD ↗
$123.1M RAUM · 6 reps · (608) 351-4500
55
MASTERPIECE CAPITAL, LLC — LOWENBERG GROUP, LLC is now doing business as . IAPD ↗
$148.2M RAUM · 2 reps · (512) 472-9033
55
BLAKE SCHUTTER THEIL WEALTH ADVISORS, LLC — BLAKE SCHUTTER WEALTH is now doing business as . IAPD ↗
$181.6M RAUM · 4 reps · 9379567875 · blakeschutter.com
55
CODEX CAPITAL ASSET MANAGEMENT, L.L.C. — CODEX CAPITAL, L.L.C. is now doing business as . IAPD ↗
$195.5M RAUM · 1 reps · 917-595-7500
55
PETERSON ROGERS PRIVATE WEALTH, LLC — MADDIX HOLDINGS is now doing business as . IAPD ↗
$160.5M RAUM · 4 reps · 8019929783
55
PACIFIC WEALTH ADVISORY SERVICES LLC — PACIFIC FINANCIAL ADVISORY SERVICES is now doing business as . IAPD ↗
$0 RAUM · 1 reps · 925-838-7567
55
CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS — notice-filed in AR, HI, IA, ID, KS, MO, MS, MT, ND, NM, PR, RI, SD. IAPD ↗
$22.37B RAUM · 80 reps · 216-621-1090 · clearsteadinvestmentforum.buzzsprout.com
55
M FINANCIAL ASSET MANAGEMENT, INC. — notice-filed in CT, IA, IL, LA, MI, NC, NJ, NY. IAPD ↗
$1.30B RAUM · 5 reps · 503-232-6960 · mfinwealth.com
55
DIVERSIFY ADVISORY SERVICES, LLC — notice-filed in AR, CT, DC, GA, IA, ID, IN, KS, KY, LA, MA, MD, ME, MI, MN, MS, NC, NE, NH, NM, NV, OH, OK, RI, SD, TN, VT, WA, WI, WV, WY. IAPD ↗
$2.87B RAUM · 87 reps · 801-890.7577
53
BNA WEALTH — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$374.6M RAUM · 3 reps · 803-324-7100
53
PVG ASSET MANAGEMENT CORP — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$500.4M RAUM · 3 reps · 303-526-0548 · pvgassetmanagement.com
53
CONCORDE ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (13 -> 15). IAPD ↗
$395.1M RAUM · 67 reps · 248-824-6710
53
KINGDOM FINANCIAL GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$295.0M RAUM · 17 reps · 623-974-0300
53
KINGDON CAPITAL MANAGEMENT, L.L.C. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$823.5M RAUM · 9 reps · 212-333-0100 · kingdon.com
53
GOLDEN STATE EQUITY PARTNERS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$743.7M RAUM · 24 reps · 866-273-1563 · vector3wealth.com
53
CARNEGIE LAKE ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$356.7M RAUM · 5 reps · 201-240-6443
53
ONE WEALTH CAPITAL MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$270.6M RAUM · 6 reps · 855-663-9584 · onewealthmgmt.com
53
DENALI ADVISORS, LLC — notice-filed in AK, AL, AR, AZ, CO, CT, DC, DE, FL, GA, HI, IA, ID, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY. IAPD ↗
$493.4M RAUM · 11 reps · 858-558-3600 · denaliadvisors.com
53
DT INVESTMENT PARTNERS, LLC — notice-filed in LA, NC, NJ, NY. IAPD ↗
$1.52B RAUM · 5 reps · 4847784425 · dtinvestmentpartners.com
53
BRASS TAX WEALTH MANAGEMENT — notice-filed in AZ, CA, KY, NC, TN. IAPD ↗
$674.3M RAUM · 12 reps · 513-605-3394 · brasstaxwealth.com
53
CONVERGENCE FINANCIAL — notice-filed in AZ, IA, NE, NY, PA, VA. IAPD ↗
$422.4M RAUM · 13 reps · (573) 818-2264
53
SMART WEALTH, LLC — notice-filed in IN, KY, MD, NV, OH, VA. IAPD ↗
$302.9M RAUM · 12 reps · 402-369-7777 · retiresmartomaha.com
53
VANTAGE FINANCIAL PARTNERS, LLC — notice-filed in CO, GA, IN, KY, PA, WV. IAPD ↗
$612.1M RAUM · 11 reps · 262-439-8587 · vantagefinancialwi.com
53
CENTURION WEALTH MANAGEMENT — notice-filed in CA, CT, DC, FL, LA, MA, MD, NC, NH, NJ, NY, TN. IAPD ↗
$518.1M RAUM · 6 reps · 571-765-1890 · centurionwealth.com
53
CONCURRENT INVESTMENT ADVISORS, LLC — notice-filed in DE, RI, SD, WY. IAPD ↗
$6.26B RAUM · 123 reps · (813) 575-2652 · adalanpw.com
53
UNITED ADVISOR GROUP — notice-filed in AR, AZ, GA, LA, NY, OK, PA, VA. IAPD ↗
$578.8M RAUM · 28 reps · 888.242.4912 · uagria.com
53
THE PINES WEALTH MANAGEMENT, LLC — notice-filed in CA, MD, NH, NJ, TX, VA. IAPD ↗
$338.1M RAUM · 3 reps · (910) 475-8312 · thepineswealth.com
53
EAGLE WEALTH MANAGEMENT GROUP INC. — notice-filed in AZ, GA, NV, PA, SC, TX. IAPD ↗
$310.7M RAUM · 4 reps · 661-257-9800 · eagleretirementplans.com
53
FAIRVOY PRIVATE WEALTH, LLC — notice-filed in FL, GA, LA, MS, NH, NY, TN, TX. IAPD ↗
$460.2M RAUM · 6 reps · (205)578-6250 · fairvoypw.com
53
DIVERSIFY WEALTH MANAGEMENT, LLC — notice-filed in AK, AL, AR, CA, CT, DC, GA, HI, IA, ID, IL, IN, KS, KY, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NH, NJ, NM, NV, NY, OH, OK, OR, RI, SC, SD, TN, VT, WI, WV, WY. IAPD ↗
$458.1M RAUM · 24 reps · 801-838-9999 · caliberwealthmanagement.com
53
FELLOWSHIP FINANCIAL PLANNING — notice-filed in AZ, CA, FL, MT, OR, TX. IAPD ↗
$312.7M RAUM · 6 reps · 5094739483 · fellowshipfinancialplanning.com
51
AVIOR WEALTH MANAGEMENT, LLC — notice-filed in MA, MT, PA. IAPD ↗
$3.99B RAUM · 97 reps · 402-218-4064
51
WR WEALTH PLANNERS LLC — notice-filed in CA, SC, TN, WI. IAPD ↗
$482.2M RAUM · 14 reps · 573-875-3939 · wrwealth.com
51
CARRICK LANE LLC — notice-filed in AZ, DE, MI. IAPD ↗
$1.44B RAUM · 5 reps · 212-433-8450
50
MUTUAL OF OMAHA INVESTOR SERVICES, INC. — 's Item 11 disclosure-reporting entries rose by 2 (31 -> 33). IAPD ↗
$15.5M RAUM · 285 reps · 402-351-3102 · mutualofomaha.com
50
MASTERWORKS ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$37.2M RAUM · 20 reps · 203-518-5172 · masterworks.com
50
HUDSON EDGE INVESTMENT PARTNERS, INC. — moved its main office from 740272, DE to JERSEY CITY, NJ. IAPD ↗
$2.48B RAUM · 8 reps · 201-659-3700 · hudsonedgeip.com
50
GLENORCHY CAPITAL LIMITED — notice-filed in HI, MN, MO, OR, TN, WA. IAPD ↗
$174.6M RAUM · 2 reps · 61416433041 · glenorchycapital.net
50
TREASURY INTERACTIVE INVESTMENT ADVISERS LLC — notice-filed in AK, AL, AR, CT, HI, ID, KY, MO, MT, NV, VT, WV. IAPD ↗
$0 RAUM · 2 reps · 6466853046 · treasury.app
50
DEMETER TACTICAL INVESTMENTS CORP. — notice-filed in FL, IN, LA, MD, NC, OH, TX, VA, WI. IAPD ↗
$101.0M RAUM · 1 reps · 2125184444 · demeter-funds.com
50
ROCKBRIDGE CAPITAL MANAGEMENT — notice-filed in CA, DC, FL, GA, HI, MD, SC. IAPD ↗
$137.9M RAUM · 3 reps · 703.628.1036
50
WELLTH ADVISORY SERVICES, LLC — notice-filed in CO, CT, DC, KS, LA, MA, ME, MO, MS, NE, NH, PA, UT, WV. IAPD ↗
$0 RAUM · 67 reps · 866-777-4015 · srpretire.com
49
PLAN GROUP FINANCIAL, INC. — notice-filed in AZ, GA, NC. IAPD ↗
$346.9M RAUM · 14 reps · 405-848-1099 · plangroup.com
49
THE RETIREMENT PLANNING GROUP, LLC — notice-filed in NJ, NY. IAPD ↗
$2.01B RAUM · 19 reps · 913-498-8898
49
TIEDEMANN ADVISORS, LLC — notice-filed in IL, MN. IAPD ↗
$25.30B RAUM · 64 reps · 212-396-5900
49
KINGDOM FINANCIAL GROUP, LLC — notice-filed in FL, MO, SC. IAPD ↗
$295.0M RAUM · 17 reps · 623-974-0300
49
GREENUP STREET WEALTH MANAGEMENT LLC — notice-filed in GA, KY, OR. IAPD ↗
$510.8M RAUM · 14 reps · 734-656-8121
49
SMITH THORNTON ADVISORS, LLC — notice-filed in FL, GA, TN. IAPD ↗
$735.4M RAUM · 4 reps · 256-715-7715 · smiththornton.com
49
ARMSTRONG ADVISORY GROUP INC. — notice-filed in LA, MN. IAPD ↗
$1.22B RAUM · 10 reps · (781) 433-0001 · armstrongadvisory.com
48
SYNERGY ASSET MANAGEMENT, LLC — moved its main office from BELLEVUE, WA to VANCOUVER, WA. IAPD ↗
$823.7M RAUM · 6 reps · 206-386-5455 · advisorempowerment.com
48
SHIRA RIDGE WEALTH MANAGEMENT — moved its main office from LARKSPUR, CA to SAN RAFAEL, CA. IAPD ↗
$272.4M RAUM · 2 reps · 415-721-0275 · shiraridge.com
48
ST. JAMES INVESTMENT COMPANY, LLC — moved its main office from DALLAS, TX to SOUTHLAKE, TX. IAPD ↗
$661.9M RAUM · 2 reps · 214-484-7250 · stjic.com
48
BELLATORE FINANCIAL, INC. — moved its main office from PLEASANT HILL, CA to THE WOODLANDS, TX. IAPD ↗
$513.3M RAUM · 2 reps · 832-585-0110 · whygofeebased.com
48
PACIFIC SAGE PARTNERS, LLC — moved its main office from SHORELINE, WA to EDMONDS, WA. IAPD ↗
$767.3M RAUM · 4 reps · (206) 533-0500 · pacificsagepartners.com
48
NECTARINE — notice-filed in MO, SC, TN, UT. IAPD ↗
$0 RAUM · 19 reps · (858) 779-0115
48
917 ADVISORY SERVICES LLC — notice-filed in CA, ID, MT, OR. IAPD ↗
$0 RAUM · 2 reps · 509-328-5627 · johnschram.com
47
CANTERBURY CONSULTING INCORPORATED — notice-filed in CO. IAPD ↗
$6.61B RAUM · 21 reps · 949-721-9580
47
PRIVATE MANAGEMENT GROUP INC — notice-filed in AL. IAPD ↗
$4.17B RAUM · 18 reps · 949-752-7500 · privatemanagementgroup.com
47
WINGATE WEALTH ADVISORS, INC. — notice-filed in MD. IAPD ↗
$1.21B RAUM · 15 reps · 781-862-7100
47
BARROW HANLEY GLOBAL INVESTORS — notice-filed in HI. IAPD ↗
$49.87B RAUM · 46 reps · 214-665-1900 · barrowhanley.com
47
VANTAGE FINANCIAL GROUP, INC. — notice-filed in OR, VA. IAPD ↗
$720.3M RAUM · 21 reps · 216-642-7878 · vanfin.com
47
F L PUTNAM INVESTMENT MANAGEMENT CO. — notice-filed in LA. IAPD ↗
$6.17B RAUM · 60 reps · 800-344-3435
47
ONEDIGITAL INVESTMENT ADVISORS — notice-filed in VI. IAPD ↗
$107.10B RAUM · 380 reps · 877-742-2021
47
WINDWARD CAPITAL MANAGEMENT CO — notice-filed in AZ. IAPD ↗
$1.18B RAUM · 5 reps · 310-893-3000 · windwardcapital.com
47
MSA FINANCIAL — notice-filed in WA. IAPD ↗
$1.00B RAUM · 8 reps · 781-843-3500
47
J. L. BAINBRIDGE & CO., INC. — notice-filed in IN. IAPD ↗
$1.11B RAUM · 4 reps · 941-365-3435
47
NORTHWEST CAPITAL MANAGEMENT INC. — notice-filed in TX. IAPD ↗
$6.86B RAUM · 8 reps · 503-597-1616
47
MANCHESTER CAPITAL MANAGEMENT LLC — notice-filed in NY. IAPD ↗
$3.69B RAUM · 12 reps · 802-362-4410 · mcmllc.com
47
FINANCIAL SECURITY ADVISORY INC — notice-filed in DC. IAPD ↗
$1.32B RAUM · 45 reps · 757-431-1414 · gofsg.com
47
BENIN MANAGEMENT CORP — notice-filed in PA, SC. IAPD ↗
$488.7M RAUM · 3 reps · 203-762-3295 · beninmanagement.com
47
SFM, LLC — notice-filed in CA, VT. IAPD ↗
$279.8M RAUM · 4 reps · 603-625-8400
47
FINANCIAL & TAX ARCHITECTS, LLC — notice-filed in AL, IN. IAPD ↗
$409.9M RAUM · 23 reps · 314-858-1122 · professionalgroupinc.com
47
AVIDIAN WEALTH SOLUTIONS — notice-filed in IL. IAPD ↗
$3.11B RAUM · 32 reps · 281-822-8800 · retirementsurvivalguide.com
47
ESSEX FINANCIAL SERVICES, INC. — notice-filed in LA. IAPD ↗
$3.38B RAUM · 39 reps · 860-767-4300 · essexfinancialservices.net
47
MJP WEALTH ADVISORS — notice-filed in OH. IAPD ↗
$1.06B RAUM · 11 reps · 860-677-7755
47
SUMMITRY, LLC — notice-filed in MO. IAPD ↗
$2.45B RAUM · 19 reps · 650-212-2240 · summitry.com
47
STAIRWAY PARTNERS, LLC — notice-filed in CO. IAPD ↗
$1.98B RAUM · 4 reps · 630-371-2626 · stairwaypartners.com
47
J.J. BURNS & COMPANY — notice-filed in GA, NC. IAPD ↗
$885.3M RAUM · 7 reps · 631-390-0500
47
CLINTON INVESTMENT MANAGEMENT, LLC — notice-filed in DE. IAPD ↗
$2.85B RAUM · 10 reps · (203) 276-6246 · clintoninvestment.com
47
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC — notice-filed in AZ, GA. IAPD ↗
$953.8M RAUM · 16 reps · 716-568-8566 · iswealthmanagement.com
47
CORE CAPITAL MANAGEMENT AND RESEARCH INC. — notice-filed in MN. IAPD ↗
$1.33B RAUM · 4 reps · 713-864-4300 · ccmr.io
47
MALAGA COVE CAPITAL, LLC — notice-filed in AZ, NH. IAPD ↗
$260.6M RAUM · 3 reps · (310) 421-2141 · malagacovecapital.com
47
SOVEREIGN INVESTMENT ADVISORS LLC — notice-filed in NE. IAPD ↗
$2.33B RAUM · 6 reps · 480-385-2850 · sovereigninvestmentadvisors.com
47
MODERA WEALTH MANAGEMENT, LLC — notice-filed in VT. IAPD ↗
$12.53B RAUM · 100 reps · (201) 768-4600
47
PROSPERITY CAPITAL ADVISORS — notice-filed in SD. IAPD ↗
$2.25B RAUM · 104 reps · 888-240-0064
47
EAST ROCK CAPITAL, LLC — notice-filed in FL. IAPD ↗
$3.64B RAUM · 14 reps · 212-630-5000 · eastrockcap.com
47
CLARO ADVISORS, LLC — notice-filed in VT. IAPD ↗
$1.02B RAUM · 17 reps · (800) 604-2838 · claroadvisorspatrickmcnamara.com
47
TRUE PRIVATE WEALTH ADVISORS, LLC — notice-filed in NH. IAPD ↗
$1.24B RAUM · 21 reps · 503-400-3311
47
B.O.S.S. RETIREMENT ADVISORS, LLC — notice-filed in OK, VT. IAPD ↗
$764.0M RAUM · 36 reps · 801-990-5055 · getmorewithboss.com
47
GLOBAL RETIREMENT PARTNERS LLC — notice-filed in VI. IAPD ↗
$140.72B RAUM · 493 reps · 415-526-2753 · grpfinancial.com
47
FORT PITT CAPITAL GROUP, LLC — notice-filed in AL. IAPD ↗
$5.16B RAUM · 47 reps · 412-921-1822 · focusfinancialpartners.com
47
KOVITZ INVESTMENT GROUP PARTNERS, LLC — notice-filed in SD. IAPD ↗
$11.29B RAUM · 122 reps · 312-334-7300 · kovitz.com
47
REQUISITE CAPITAL MANAGEMENT LLC — notice-filed in AZ. IAPD ↗
$1.66B RAUM · 6 reps · (469) 373-3399
47
BOGART WEALTH, LLC — notice-filed in WA. IAPD ↗
$2.62B RAUM · 20 reps · (703) 570-8651 · bogartwealth.com
47
VANGUARD PERSONALIZED INDEXING MANAGEMENT — notice-filed in IL. IAPD ↗
$4.35B RAUM · 4 reps · 510-462-5230
47
PENOBSCOT FINANCIAL ADVISORS — notice-filed in NC, PA. IAPD ↗
$405.0M RAUM · 9 reps · (207) 990-1901
47
VENTURE VISIONARY PARTNERS LLC — notice-filed in WA. IAPD ↗
$3.92B RAUM · 16 reps · (419) 464-7401
47
VON BORSTEL & ASSOCIATES — notice-filed in CO, ID. IAPD ↗
$504.4M RAUM · 3 reps · 541-296-6669
47
SONORA INVESTMENT MANAGEMENT — notice-filed in LA. IAPD ↗
$1.96B RAUM · 12 reps · 520-624-4554 · focusfinancialpartners.com
47
PRIVATE WEALTH ASSET MANAGEMENT — notice-filed in MN. IAPD ↗
$1.61B RAUM · 20 reps · 515-328- 8872
47
PREMIER PATH WEALTH PARTNERS, LLC — notice-filed in GA, NC. IAPD ↗
$814.5M RAUM · 4 reps · 973-671-6530 · premierpath.com
47
SYNTRINSIC LLC — notice-filed in VA. IAPD ↗
$1.75B RAUM · 12 reps · 303-296-7100
46
RELATION WEALTH MANAGEMENT, INC. — notice-filed in AR, NC, TX. IAPD ↗
$0 RAUM · 5 reps · 918-295-7410 · relationwealth.com
45
AMERICAN WEALTH MANAGEMENT, INC. — moved its main office from ATLANTA, GA to ALPHARETTA, GA. IAPD ↗
$217.5M RAUM · 10 reps · 770-392-8740 · awminc.biz
45
JASMIJN CAPITAL MANAGEMENT, LLC — moved its main office from LEHI, UT to HIGHLAND, UT. IAPD ↗
$69.9M RAUM · 2 reps · 303-991-6409 · agiliswealth.com
45
FINLEY FINANCIAL, LLC — moved its main office from MCMINNVILLE, OR to LAS VEGAS, NV. IAPD ↗
$176.0M RAUM · 1 reps · 503-474-3535 · finleyfinancial.com
45
GLOBAL WEALTH MANAGEMENT, L.C. — moved its main office from ZÜRICH, to DEERFIELD BEACH, FL. IAPD ↗
$124.6M RAUM · 2 reps · -3631 · gwm-ch.com
45
TANDEM INVESTMENT PARTNERS, LLC — moved its main office from PRINCETON, NJ to BORDENTOWN, NJ. IAPD ↗
$158.8M RAUM · 3 reps · 609-452-2100 · tandeminvestment.com
45
MARSHALL INVESTMENT MANAGEMENT, LLC — moved its main office from LITTLETON, CO to GREENWOOD VILLAGE, CO. IAPD ↗
$221.6M RAUM · 7 reps · 303-991-6415 · investwithmarshall.com
45
PROVIDENT FINANCIAL PLANNING, LLC — moved its main office from SOUTHLAKE, TX to PLANO, TX. IAPD ↗
$132.5M RAUM · 1 reps · 888-752-6234 · providentfp.com
45
ADVISOR SHARE WEALTH MANAGEMENT — moved its main office from BELLEVUE, WA to VANCOUVER, WA. IAPD ↗
$48.0M RAUM · 22 reps · 866-232-3251 · aswealthmanagement.com
45
SNC WEALTH MANAGEMENT LLC — moved its main office from WANTAGH, NY to PLAINSBORO, NJ. IAPD ↗
$12.2M RAUM · 1 reps · 908-510-3072
45
PETERSON ROGERS PRIVATE WEALTH, LLC — moved its main office from LEHI, UT to SALT LAKE CITY, UT. IAPD ↗
$160.5M RAUM · 4 reps · 8019929783
45
ARIMATHEA — moved its main office from SOUTH COAST METRO, CA to POWELL, WY. IAPD ↗
$0 RAUM · 1 reps · 707-813-7070 · arimatheainvesting.com
45
MINDSET WEALTH MANAGEMENT, LLC — moved its main office from FISHERS, IN to INDIANAPOLIS, IN. IAPD ↗
$205.7M RAUM · 4 reps · 317-348-4655 · mindsetwealthmanagement.com
45
TOBIAS FINANCIAL ADVISORS — notice-filed in MA. IAPD ↗
$756.2M RAUM · 8 reps · 954-424-1660
45
EXCHANGE CAPITAL MANAGEMENT INC — notice-filed in CO. IAPD ↗
$744.1M RAUM · 10 reps · 734-761-6500
45
BURT WEALTH ADVISORS — notice-filed in NH. IAPD ↗
$796.1M RAUM · 9 reps · 301-770-9880
45
SIGNET FINANCIAL MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗
$949.4M RAUM · 15 reps · (973) 543-6660
45
NIGHT OWL CAPITAL MANAGEMENT, LLC — notice-filed in LA. IAPD ↗
$652.7M RAUM · 6 reps · 203-302-3870 · nightowlcapital.com
45
WFA ASSET MANAGEMENT CORP — notice-filed in AZ. IAPD ↗
$373.9M RAUM · 5 reps · 414-727-8181
45
ASSET ADVISORY GROUP, INC. — notice-filed in TX. IAPD ↗
$374.1M RAUM · 2 reps · 973-492-0808 · assetadvisorygroup.com
45
FRAZIER FINANCIAL ADVISORS, LLC — notice-filed in WA. IAPD ↗
$767.9M RAUM · 14 reps · 614-793-8297 · frazierfinancial.com
45
ESSEX LLC — notice-filed in VA. IAPD ↗
$474.3M RAUM · 7 reps · 847-777-7800
45
SK WEALTH MANAGEMENT, LLC — notice-filed in NY. IAPD ↗
$429.2M RAUM · 4 reps · 401-331-1575 · skwealth.com
45
EVANS CAPITAL MANAGEMENT ASSOCIATES — notice-filed in TX. IAPD ↗
$463.9M RAUM · 3 reps · 425-455-0501 · rlevansco.net
45
MILLENNIUM ADVISORY SERVICES, INC. — notice-filed in DC. IAPD ↗
$707.5M RAUM · 18 reps · 804-346-1040 · mas-edu.com
45
WRIGHT ASSOCIATES — notice-filed in NY. IAPD ↗
$305.6M RAUM · 4 reps · 412-854-2100 · kswrightassociates.com
45
QUANTUM FINANCIAL SERVICES INC. — notice-filed in CA. IAPD ↗
$486.4M RAUM · 2 reps · 317-845-1786 · quantumfinancialinc.com
45
DOPKINS WEALTH MANAGEMENT, LLC — notice-filed in MA. IAPD ↗
$618.0M RAUM · 5 reps · 716-634-8800
45
JEFFREY N. MEHLER, CFP LLC — notice-filed in NJ. IAPD ↗
$323.2M RAUM · 3 reps · 860-767-9700 · jnmehler.com
45
THE INSTITUTE — notice-filed in TN. IAPD ↗
$926.9M RAUM · 0 reps · 303-572-3500
45
GENERATION CAPITAL MANAGEMENT LLC — notice-filed in OH. IAPD ↗
$916.6M RAUM · 2 reps · 585-232-8560
45
PERENNIAL ADVISORS GROUP, LLC — notice-filed in ME. IAPD ↗
$287.1M RAUM · 3 reps · 978-577-6025 · perennialadvisorsgroup.com
45
WATTS GWILLIAM & COMPANY, LLC — notice-filed in NC. IAPD ↗
$604.6M RAUM · 7 reps · 480-889-8998 · wattsgwilliam.com
45
CL WEALTH MANAGEMENT LLC — notice-filed in ME. IAPD ↗
$532.8M RAUM · 43 reps · 212-388-6200 · bridgeportinvest.com
45
ARCHER INVESTMENT CORPORATION — notice-filed in HI. IAPD ↗
$749.2M RAUM · 82 reps · 317-581-5664 · jwesofinancial.com
45
EDGE FINANCIAL ADVISORS, LLC — notice-filed in CA. IAPD ↗
$362.4M RAUM · 6 reps · 630-221-1000
45
STONE HOUSE INVESTMENT MANAGEMENT, LLC — notice-filed in SC. IAPD ↗
$544.5M RAUM · 12 reps · (570) 836-7020
45
CEDAR MOUNTAIN ADVISORS, LLC — notice-filed in WI. IAPD ↗
$870.1M RAUM · 6 reps · 503-224-6868 · cmapdx.com
45
PEIRCE CAPITAL MANAGEMENT, LLC — notice-filed in NH. IAPD ↗
$407.2M RAUM · 5 reps · (281) 858-3524 · peircecap.com
45
BAYSHORE WEALTH ADVISORS — notice-filed in TX. IAPD ↗
$595.4M RAUM · 3 reps · 786-888-9400 · bayshorewealth.com
45
CAPE INVESTMENT ADVISORY, INC. — notice-filed in UT. IAPD ↗
$365.2M RAUM · 40 reps · 678-583-1120 · sequoiaadvisoryservices.com
45
CMH WEALTH MANAGEMENT, LLC — notice-filed in PA. IAPD ↗
$695.1M RAUM · 5 reps · (603) 379-8161
45
LATITUDE ADVISORS, LLC — notice-filed in WI. IAPD ↗
$340.4M RAUM · 73 reps · 772-770-1950 · latitudefinancial.net
45
CHERRY TREE WEALTH MANAGEMENT, LLC — notice-filed in MI. IAPD ↗
$553.9M RAUM · 8 reps · 952-893-9012
45
STRATEGIC INVESTMENT ADVISORS, LLC — notice-filed in NV. IAPD ↗
$947.1M RAUM · 11 reps · 248-567-6688 · retirementplanningedu.com
45
FINANCIAL CONCEPTS — notice-filed in IL. IAPD ↗
$760.0M RAUM · 3 reps · 662-327-1480
45
UNITED CAPITAL MANAGEMENT OF KANSAS, INC. — notice-filed in WI. IAPD ↗
$459.8M RAUM · 19 reps · 785-823-7900 · ucmofkansas.com
45
SOLOMON API LLC — notice-filed in IL. IAPD ↗
$280.0M RAUM · 3 reps · 321-888-2599 · arseneauadvisory.com
45
OAK GROVE CAPITAL, LLC — notice-filed in NJ. IAPD ↗
$340.9M RAUM · 1 reps · 412-515-8899 · oakgrovecapitalllc.com
45
OCCIDENTAL ASSET MANAGEMENT, LLC — notice-filed in VA. IAPD ↗
$625.5M RAUM · 10 reps · 650-344-1600 · yourmentalwealthadvisors.com
45
JPS FINANCIAL, LLC — notice-filed in TX. IAPD ↗
$285.9M RAUM · 3 reps · 440-899-6350 · jpsfinancial.com
45
BLUEPRINT INVESTMENT PARTNERS LLC — notice-filed in TX. IAPD ↗
$849.4M RAUM · 7 reps · 336-609-7522
45
GEOMETRIC WEALTH ADVISORS, LLC — notice-filed in NC. IAPD ↗
$843.7M RAUM · 7 reps · (973) 525-4901 · geometricadvisors.com
45
FIDUCIARY FINANCIAL ADVISORS — notice-filed in MD. IAPD ↗
$555.4M RAUM · 22 reps · 6166223062
45
TSFG, LLC — notice-filed in ME. IAPD ↗
$649.1M RAUM · 9 reps · 847-735-7100
45
KEELER & NADLER FAMILY WEALTH — notice-filed in NC. IAPD ↗
$409.0M RAUM · 7 reps · 614-791-4123
45
LINEWEAVER WEALTH ADVISORS — notice-filed in NC. IAPD ↗
$751.2M RAUM · 6 reps · 216-520-1711 · lineweaver.net
45
MIDWEST FINANCIAL GROUP LLC — notice-filed in IL. IAPD ↗
$433.7M RAUM · 7 reps · 913-696-0041 · midwestfinancialkc.com
45
GIBBS WEALTH MANAGEMENT, LLC — notice-filed in SC. IAPD ↗
$391.4M RAUM · 10 reps · 678-694-8770
45
HILLTOP WEALTH ADVISORS, LLC — notice-filed in GA. IAPD ↗
$432.7M RAUM · 6 reps · (919) 401-1500
45
PLUM STREET ADVISORS, LLC — notice-filed in SC. IAPD ↗
$261.5M RAUM · 6 reps · 504-517-5107 · plumstreetadvisors.com
45
CLARK ASSET MANAGEMENT, LLC — notice-filed in TN. IAPD ↗
$457.3M RAUM · 4 reps · 603-237-1341
45
SFG WEALTH MANAGEMENT — notice-filed in OH. IAPD ↗
$556.3M RAUM · 15 reps · 410-825-3200
45
O'KEEFE STEVENS ADVISORY, INC. — notice-filed in DC. IAPD ↗
$323.1M RAUM · 3 reps · 585-340-6538 · okeefestevens.com
45
LITTLE HOUSE CAPITAL, LLC — notice-filed in DE. IAPD ↗
$532.1M RAUM · 7 reps · 617-545-5600
45
CENTURA WEALTH ADVISORY — notice-filed in PA. IAPD ↗
$643.0M RAUM · 20 reps · 858-771-9500
45
MEADOW CREEK WEALTH ADVISORS, LLC — notice-filed in LA. IAPD ↗
$569.8M RAUM · 5 reps · 470-359-9270 · meadowcreekwealthadvisors.com
45
WEALTHSPRING CAPITAL LLC — notice-filed in IL. IAPD ↗
$503.4M RAUM · 3 reps · 914-419-2207 · wealthspringcapital.com
45
MADISON PARTNERS — notice-filed in TN. IAPD ↗
$559.0M RAUM · 9 reps · 608-210-1021
45
VELA INVESTMENT MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
$397.9M RAUM · 14 reps · (614) 653-8352 · vela-im.com
45
ATTESSA CAPITAL LLC — notice-filed in CA. IAPD ↗
$259.1M RAUM · 8 reps · 520-600-3064 · attessacapital.com
45
INTERCHANGE CAPITAL PARTNERS — notice-filed in MA. IAPD ↗
$269.6M RAUM · 6 reps · 412-307-4230 · interchangecp.com
45
RETIREMENT PLANNING SOLUTIONS, LLC — notice-filed in SC. IAPD ↗
$285.4M RAUM · 11 reps · 502-499-5668 · retirementplanningsolutions.com
45
UNIQUE WEALTH, LLC — notice-filed in NJ. IAPD ↗
$626.5M RAUM · 9 reps · 813-816-2030 · uniquewealth.com
45
GOLDEN STATE ASSET MANAGEMENT — notice-filed in WY. IAPD ↗
$515.0M RAUM · 5 reps · 866-273-1563 · goldenstateam.com
45
KOOMAN & ASSOCIATES — notice-filed in SC. IAPD ↗
$411.3M RAUM · 5 reps · 814-941-4800 · kooman.com
45
UPTICK PARTNERS, LLC — notice-filed in AL. IAPD ↗
$398.6M RAUM · 6 reps · (936) 800-0800 · holisticplanning.com
45
FIDUCIARY BENEFITS GROUP — notice-filed in ID. IAPD ↗
$651.5M RAUM · 3 reps · 844-967-8491
45
DRUCKER WEALTH — notice-filed in LA. IAPD ↗
$580.5M RAUM · 5 reps · (212) 681-0460
45
AURDAN CAPITAL MANAGEMENT, LLC — notice-filed in NJ. IAPD ↗
$401.0M RAUM · 3 reps · 484-254-1935 · aurdancapital.com
44
SMITH ASSET MANAGEMENT CO., LLC — notice-filed in NC, TN. IAPD ↗
$233.7M RAUM · 4 reps · 352-493-7700
44
SOUTHEAST FINANCIAL GROUP — notice-filed in IL, MA. IAPD ↗
$177.8M RAUM · 3 reps · 919-544-0500 · sefgroup.com
44
ASSUREDPARTNERS INVESTMENT ADVISORS — notice-filed in MO, UT. IAPD ↗
$179.0M RAUM · 15 reps · 407-708-0050
44
ENVISION FINANCIAL LLC — notice-filed in FL, IL. IAPD ↗
$227.6M RAUM · 2 reps · 262-354-7155 · envisionfinancial-llc.com
44
DISCIPLINE WEALTH SOLUTIONS, INC. — notice-filed in NJ, NY. IAPD ↗
$93.0M RAUM · 3 reps · 864-322-6046 · stahlneckergroup.com
44
EARNED WEALTH — notice-filed in LA, VA. IAPD ↗
$106.6M RAUM · 7 reps · (914) 417-4556
44
FUNDIFY ADVISORS LLC — notice-filed in CA, FL. IAPD ↗
$0 RAUM · 3 reps · 512-645-1010 · fundify.com
44
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC — notice-filed in FL, MA. IAPD ↗
$237.5M RAUM · 4 reps · 626-689-7181 · williamsnovakwm.com
44
POSITION WEALTH — notice-filed in AZ, NV. IAPD ↗
$166.4M RAUM · 2 reps · 281-968-2780
44
ACCELERATE RETIREMENT — notice-filed in FL, OR. IAPD ↗
$173.5M RAUM · 18 reps · 888-439-7071
44
WEALTHCARE CAPITAL PARTNERS, LLC — notice-filed in IA, VA. IAPD ↗
$0 RAUM · 1 reps · 804.644.4711
42
NORTHLAND ASSET MANAGEMENT — notice-filed in VT. IAPD ↗
$236.7M RAUM · 19 reps · 800-851-2920
42
GARDEY FINANCIAL ADVISORS INC — notice-filed in MA. IAPD ↗
$228.4M RAUM · 2 reps · 989-791-3880
42
FLYING POINT FINANCIAL, INC. — notice-filed in SC. IAPD ↗
$168.5M RAUM · 3 reps · 978-975-3000 · flyingpointfinancial.com
42
MWA FINANCIAL SERVICES, INC. — notice-filed in CT. IAPD ↗
$216.1M RAUM · 115 reps · 309-558-3100
42
CLARITY ASSET MANAGEMENT, INC. — notice-filed in NE. IAPD ↗
$204.3M RAUM · 4 reps · 515-233-3152 · clarityinvestments.com
42
TURLOFF FINANCIAL CONSULTING INC. — notice-filed in TX. IAPD ↗
$134.9M RAUM · 1 reps · 206 842-1422 · turloff.com
42
MICHAEL J. PORRO & CO. FINANCIAL ADVISOR INC — notice-filed in FL. IAPD ↗
$119.6M RAUM · 2 reps · 201-768-0218 · porrofinancialadvisors.com
42
ECONOLOGICS FINANCIAL ADVISORS — notice-filed in WA. IAPD ↗
$114.2M RAUM · 5 reps · 727-588-1540
42
FINLEY FINANCIAL, LLC — notice-filed in NV. IAPD ↗
$176.0M RAUM · 1 reps · 503-474-3535 · finleyfinancial.com
42
TURNER FINANCIAL GROUP, INC. — notice-filed in DE. IAPD ↗
$115.7M RAUM · 4 reps · 850-995-1797 · turnerfg.com
42
GUNDERSON CAPITAL MANAGEMENT — notice-filed in NY. IAPD ↗
$227.7M RAUM · 2 reps · 760-846-2046 · pwstreet.podbean.com
42
HIGHLAND INVESTMENT ADVISORS LLC — notice-filed in TX. IAPD ↗
$239.2M RAUM · 10 reps · 414-755-2309 · highlandinvestmentadvisors.com
42
YANNI & ASSOCIATES INVESTMENT ADVISORS, LLC — notice-filed in CA. IAPD ↗
$141.0M RAUM · 2 reps · 724-940-0310 · yanniassociates.com
42
CAIM LLC — notice-filed in TX. IAPD ↗
$111.6M RAUM · 2 reps · 941-388-7249
42
FREESTATE ADVISORS LLC — notice-filed in AZ. IAPD ↗
$134.8M RAUM · 8 reps · 913-890-2065
42
MAIN STREET INVESTMENT ADVISORS, LLC — notice-filed in CA. IAPD ↗
$175.0M RAUM · 3 reps · 847-480-7055 · mainstinvest.com
42
ELE ADVISORY SERVICES, INC — notice-filed in SC. IAPD ↗
$99.9M RAUM · 11 reps · 248-356-6555 · elewealth.com
42
BREAKWATER INVESTMENT MANAGEMENT — notice-filed in VA. IAPD ↗
$234.2M RAUM · 1 reps · 206.621.8832 · breakwater.com
42
PHYSICIAN WEALTH SOLUTIONS — notice-filed in TN. IAPD ↗
$230.7M RAUM · 1 reps · 404-386-7641
42
WELCY CAPITAL ADVISORS LLC — notice-filed in NJ. IAPD ↗
$150.6M RAUM · 3 reps · 786.353.0036 · welcycap.com
42
ALLOS INVESTMENT ADVISORS, LLC — notice-filed in AR. IAPD ↗
$51.3M RAUM · 7 reps · 913-948-7788
42
WAYPOINT WEALTH MANAGEMENT — notice-filed in VA. IAPD ↗
$193.6M RAUM · 3 reps · 410-561-3994 · waypointwm.com
42
WEALTHTRAK ADVISORS — notice-filed in SC. IAPD ↗
$140.6M RAUM · 4 reps · 757-523-1250 · wealthtrakcm.com
42
LANDMARK WEALTH ADVISORS, LLC — notice-filed in TX. IAPD ↗
$108.3M RAUM · 2 reps · 801-295-8700 · landmarkwa.com
42
YES WEALTH MANAGEMENT — notice-filed in MI. IAPD ↗
$113.4M RAUM · 3 reps · (651) 426-5854
42
MARSHALL INVESTMENT MANAGEMENT, LLC — notice-filed in PA. IAPD ↗
$221.6M RAUM · 7 reps · 303-991-6415 · investwithmarshall.com
42
CITY CENTER ADVISORS, LLC — notice-filed in NV. IAPD ↗
$127.9M RAUM · 7 reps · 888-267-1321
42
GOODSTEIN WEALTH MANAGEMENT LLC — notice-filed in WA. IAPD ↗
$128.8M RAUM · 3 reps · 818-995-3500 · goodsteinwealthmanagement.com
42
DUNHAM LANE CAPITAL PARTNERS LLC — notice-filed in CT. IAPD ↗
$98.4M RAUM · 2 reps · 914-607-6950
42
RETIREWISE TAX AND WEALTH ADVISORS, INC. — notice-filed in NE. IAPD ↗
$115.3M RAUM · 5 reps · 785-228-1234
42
SIEBERT ADVISORNXT, LLC. — notice-filed in IA. IAPD ↗
$212.6M RAUM · 24 reps · 800-872-0444 · siebertnxt.com
42
CEDAR SPRING ADVISORS, LLC — notice-filed in NJ. IAPD ↗
$115.4M RAUM · 4 reps · 717-224-1238
42
BROOKLYN FI, LLC — notice-filed in MT. IAPD ↗
$227.5M RAUM · 10 reps · 718-690-3600
42
ORBA WEALTH ADVISORS, LLC — notice-filed in WY. IAPD ↗
$162.5M RAUM · 8 reps · (312) 670-6262
42
MERITED WEALTH, LLC — notice-filed in WI. IAPD ↗
$105.7M RAUM · 4 reps · 305.722.0091 · satwealthman.com
42
KAUFMAN ROSSIN WEALTH, LLC — notice-filed in TX. IAPD ↗
$224.8M RAUM · 6 reps · 305-646-6071 · kaufmanrossinwealth.com
42
AEGIS WEALTH MANAGEMENT, INC. — notice-filed in HI. IAPD ↗
$143.1M RAUM · 30 reps · (833) 483-8383 · mindiemolina.com
42
TAYLOR SECURITIES SERVICES, INC. — notice-filed in TX. IAPD ↗
$124.8M RAUM · 3 reps · 717-232-5808 · taylorretirementservices.com
42
SMARTPATH ADVISORS — notice-filed in IN. IAPD ↗
$0 RAUM · 11 reps · (678) 538-9420
42
QUILITY FINANCIAL ADVISORS — notice-filed in TN. IAPD ↗
$44.5M RAUM · 6 reps · 321-888-2599
42
YEARWOOD YOUNG ADVISORS — notice-filed in NH. IAPD ↗
$55.1M RAUM · 1 reps · 347-338-0278 · yy-advisors.com
42
NEW AMSTERDAM WEALTH PLANNING — notice-filed in NJ. IAPD ↗
$44.4M RAUM · 1 reps · 917-647-5698
42
INTEGRATED QUANTITATIVE INVESTMENTS LLC — notice-filed in MD. IAPD ↗
$163.5M RAUM · 5 reps · 12067175559 · integratedquant.com
42
CITY DIFFERENT INVESTMENTS — notice-filed in NY. IAPD ↗
$114.6M RAUM · 9 reps · 505-416-4550
42
ADOLOS ASSET MANAGEMENT — notice-filed in TX. IAPD ↗
$169.5M RAUM · 2 reps · 3368171604 · adolosam.com
42
BLUEPRINT FINANCIAL ADVISORS — notice-filed in PA. IAPD ↗
$132.5M RAUM · 14 reps · 336-609-7522 · buildyourblueprint.com
42
WEALTHTECH PARTNERS LLC — notice-filed in GA. IAPD ↗
$115.2M RAUM · 3 reps · 866-528-3660
42
WILLIAMSON LEGACY GROUP, LLC — notice-filed in CO. IAPD ↗
$164.9M RAUM · 5 reps · 317-447-3212 · williamsonlegacygroup.com
42
CAPITAL AND PLANNING, LLC — notice-filed in TN. IAPD ↗
$135.2M RAUM · 2 reps · 678-519-5733 · capitalandplanning.com
42
BURR FINANCIAL SERVICES, LLC — notice-filed in WA. IAPD ↗
$118.5M RAUM · 3 reps · 925-676-6007
42
VIRTUS FINANCIAL PARTNERS — notice-filed in MN. IAPD ↗
$77.6M RAUM · 3 reps · 4072678445
42
CORNERSTONE ADVISORS LLC — notice-filed in GA. IAPD ↗
$182.6M RAUM · 7 reps · 501-943-7132
42
BBVA GLOBAL WEALTH ADVISORS, INC. — notice-filed in NY. IAPD ↗
$111.1M RAUM · 14 reps · 434-242-0068 · bbvaglobalwealthadvisors.com
42
NEW HORIZONS WEALTH MANAGEMENT — notice-filed in NH. IAPD ↗
$151.1M RAUM · 2 reps · 973-540-1066
42
210 FINANCIAL — notice-filed in LA. IAPD ↗
$116.8M RAUM · 3 reps · 309-263-1333
42
STONEPATH WEALTH MANAGEMENT — notice-filed in CO. IAPD ↗
$178.0M RAUM · 7 reps · (231) 668-6999
42
CATALYST WEALTH MANAGEMENT LLC — notice-filed in PA. IAPD ↗
$20.6M RAUM · 17 reps · 832-657-7735 · catalystfg.com
42
IWEALTH — notice-filed in IA. IAPD ↗
$191.8M RAUM · 4 reps · 507-835-9111
42
EPOGEE CAPITAL MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
$0 RAUM · 1 reps · 9788867388
42
BRADY MARTZ WEALTH SOLUTIONS, LLC — notice-filed in IA. IAPD ↗
$0 RAUM · 3 reps · 701-223-1717
30
COOPER MCMANUS — changed its website from larsonfs.com to crossfinancial.com. IAPD ↗
$1.58B RAUM · 38 reps · 800-516-5333 · crossfinancial.com
30
CERTUITY, LLC — changed its website from altsplus.com to certuity.com. IAPD ↗
$3.96B RAUM · 16 reps · 561-693-3255 · certuity.com
30
SUMMIT GLOBAL INVESTMENTS, LLC — changed its website from sgiam.com to sgimutualfunds.com. IAPD ↗
$2.03B RAUM · 15 reps · 888-251-4847 · sgimutualfunds.com
28
FINANCIAL CONSULATE — changed its website from moneyrichesandwealth.com to financialphysical.net. IAPD ↗
$782.3M RAUM · 12 reps · 410-823-7283 · financialphysical.net
28
MERIDIAN INVESTMENT ADVISORS — changed its website from facebook.com - meridian investment advisors to linkedin.com - meridian investment advisors. IAPD ↗
$772.1M RAUM · 3 reps · 501-663-7055 · linkedin.com - meridian investment advisors
28
RHODES INVESTMENT ADVISORS, INC. — changed its website from burgess-investments.com to palmerretirement.com. IAPD ↗
$266.2M RAUM · 9 reps · 817-334-0455 · palmerretirement.com
28
FINANCIAL & TAX ARCHITECTS, LLC — changed its website from knoxvilleretirementplanner.com to professionalgroupinc.com. IAPD ↗
$409.9M RAUM · 23 reps · 314-858-1122 · professionalgroupinc.com
28
CL WEALTH MANAGEMENT LLC — changed its website from barbarakice.com to bridgeportinvest.com. IAPD ↗
$532.8M RAUM · 43 reps · 212-388-6200 · bridgeportinvest.com
28
RIA ADVISORY GROUP, LLC — changed its website from dakotaadvisoryteam.com to riaadvisorygroup.com. IAPD ↗
$398.9M RAUM · 22 reps · 515 965-8588 · riaadvisorygroup.com
28
RESEARCH FINANCIAL STRATEGIES — changed its website from winstonpaul.com to rfsadvisors.com. IAPD ↗
$273.0M RAUM · 6 reps · 301-294-7500 · rfsadvisors.com
28
PRIVATE PORTFOLIO PARTNERS, LLC — changed its website from archwaywealth.com to fairway-wealth.com. IAPD ↗
$899.9M RAUM · 19 reps · 201-939-6644 · fairway-wealth.com
28
CREDICORP CAPITAL ADVISORS LLC — changed its website from credicorpcapitalinvest.com to credicorpcapital.com. IAPD ↗
$694.6M RAUM · 7 reps · 305-455-0975 · credicorpcapital.com
28
PROSPERA PRIVATE WEALTH, LLC — changed its website from reuterjameswealth.com to prosperaprivatewealth.com. IAPD ↗
$470.1M RAUM · 3 reps · (405) 253-6080 · prosperaprivatewealth.com
28
SMART WEALTH, LLC — changed its website from soundcloud.com to retiresmartomaha.com. IAPD ↗
$302.9M RAUM · 12 reps · 402-369-7777 · retiresmartomaha.com
28
OCTOGONE NA — changed its website from focusfinancialpartners.com to octogone-na.com. IAPD ↗
$378.6M RAUM · 7 reps · 305-677-9559 · octogone-na.com
25
SUTTERFIELD FINANCIAL GROUP, INC. — changed its website from sutterfieldfinancial.com to longviewfinancialsolutions.com. IAPD ↗
$202.2M RAUM · 13 reps · (918) 338-2255 · longviewfinancialsolutions.com
25
MCM WEALTH — changed its website from marincapitalmanagement.com to mcmwealth.com. IAPD ↗
$133.7M RAUM · 6 reps · 844-626-4949 · mcmwealth.com
25
MERIDIAN WEALTH ADVISORS, LLC — changed its website from napfa.org to wealthtender.com. IAPD ↗
$108.8M RAUM · 1 reps · (505) 828-2220 · wealthtender.com
25
SANCTUARY WEALTH MANAGEMENT, LLC — changed its website from sanctuarywealth.net to esoprollover.com. IAPD ↗
$229.0M RAUM · 8 reps · 208-233-0080 · esoprollover.com
25
PEACHCAP TAX & ADVISORY, LLC — changed its website from peachcap.com to idexfinancial.com. IAPD ↗
$115.8M RAUM · 4 reps · 404-220-8958 · idexfinancial.com
25
TRANSGLOBAL ADVISORY, LLC — changed its website from transglobalus.com to transglobaladvisory.com. IAPD ↗
$39.9M RAUM · 27 reps · 626-447-7888 · transglobaladvisory.com
25
COMPASS RETIREMENT GROUP LLC — changed its website from crsretirement.com to compassretirementsolutions.com. IAPD ↗
$99.4M RAUM · 6 reps · 314-373-1598 · compassretirementsolutions.com
25
INVEST CAPITAL PARTNERS — changed its website from mwmrj.com to mwm.financial. IAPD ↗
$144.5M RAUM · 7 reps · 937-557-3200 · mwm.financial
25
MERITED WEALTH, LLC — changed its website from meritedwealth.com to satwealthman.com. IAPD ↗
$105.7M RAUM · 4 reps · 305.722.0091 · satwealthman.com
25
ADOLOS ASSET MANAGEMENT — changed its website from adolosassetmanagement.com to adolosam.com. IAPD ↗
$169.5M RAUM · 2 reps · 3368171604 · adolosam.com
25
VIABLE — changed its website from viaable.com to viableplans.com. IAPD ↗
$124.9M RAUM · 2 reps · 215-370-9067 · viableplans.com
25
DAUS FINANCIAL GROUP, LLC — changed its website from dausfinancial.com to dausfinancial.co. IAPD ↗
$154.1M RAUM · 3 reps · (269) 321-7472 · dausfinancial.co
25
BRIDGEPORT FINANCIAL SOLUTIONS — changed its website from bridgeport.financial.com to bridgeport.financial. IAPD ↗
$0 RAUM · 7 reps · 877-411-2737 · bridgeport.financial
88
HST VENTURES, LLC — (PARK CITY, UT) is newly SEC-registered with $286.1M RAUM and 3 advisory reps. IAPD ↗institutional
$286.1M RAUM · 3 reps · 435-962-9194
85
CAIS ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 212-300-9350 · caisgroup.com
85
NEOS PARTNERS, LP — (SAN DIEGO, CA) is newly SEC-registered with $1.06B RAUM and 16 advisory reps. IAPD ↗fund
$1.06B RAUM · 16 reps · 858-727-9690
85
ATLAS CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · (347) 388-2658
85
VISDOM INVESTMENT GROUP LLC — (WESTPORT, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · (203) 803-7222
85
BOOSTER ASSET MANAGEMENT, LLC — (WHEATON, IL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 630-653-1400
85
IRTH CAPITAL MANAGEMENT, LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 212-597-2476 · irth.capital
85
AVATAR CAPITAL MANAGEMENT LLC — (SEATTLE, WA) is newly SEC-registered with $162.6M RAUM and 3 advisory reps. IAPD ↗institutional
$162.6M RAUM · 3 reps · 206-508-6139 · avatarfinancial.com
85
PERMIRA CREDIT LLC — (MENLO PARK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 15 advisory reps. IAPD ↗institutional
$0 RAUM · 15 reps · 650-681-4701
85
ECOBRIDGE CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 917-574-6122 · ecobridgecapital.com
85
INVIDIA CAPITAL MANAGEMENT, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 212-970-6430 · invidiacap.com
85
3A PARTNERS, LLC — (COLUMBUS, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 614-406-8192 · 3apartners.com
85
GLADE ARCH CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 646-948-1900 · gladearchlp.com
85
ACRISURE CAPITAL ADVISERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 616-541-6752
85
RAVEN CREDIT CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $1.23B RAUM and 13 advisory reps. IAPD ↗fund
$1.23B RAUM · 13 reps · 212-966-7926 · ravencm.com
85
WEST BASIN CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 646-494-3862 · westbasincapital.com
85
HERITAGE HOLDING — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗institutional
$0 RAUM · 12 reps · 617-938-3664
85
TRADERS A.I., INC. — (FAIRFAX, VA) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 201-654-5385
85
WHITEBARK INVESTORS — (INCLINE VILLAGE, NV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 212-468-5131
85
AGILE INVESTMENT MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-969-8982
83
TOPLINE CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $375.0M RAUM and 1 advisory reps. IAPD ↗fund
$375.0M RAUM · 1 reps · 310-804-0737 · toplinecapital.com
83
TURNSPIRE CAPITAL PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered with $473.3M RAUM and 7 advisory reps. IAPD ↗fund
$473.3M RAUM · 7 reps · 646-558-1617
83
ZANBATO ADVISORS LLC — (MOUNTAIN VIEW, CA) is newly SEC-registered with $335.2M RAUM and 3 advisory reps. IAPD ↗fund
$335.2M RAUM · 3 reps · 866-926-2286 · zanbato.com
83
GODSPEED CAPITAL MANAGEMENT LP — (location n/a) is newly SEC-registered with $455.5M RAUM and 6 advisory reps. IAPD ↗fund
$455.5M RAUM · 6 reps · 202-765-1010 · godspeedcm.com
83
ENTRYPOINT CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered with $437.0M RAUM and 5 advisory reps. IAPD ↗fund
$437.0M RAUM · 5 reps · (646) 993-4864 · entrypointcap.com
83
CITY CAPITAL VENTURES, LLC — (CHICAGO, IL) is newly SEC-registered with $286.1M RAUM and 8 advisory reps. IAPD ↗fund
$286.1M RAUM · 8 reps · 312-546-8140
83
PONDERA HOLDINGS LLC — (CHICAGO, IL) is newly SEC-registered with $268.3M RAUM and 4 advisory reps. IAPD ↗fund
$268.3M RAUM · 4 reps · 312-930-9050 · ponderaholdings.com
83
CENTER CAPITAL PARTNERS LLC — (BEVERLY HILLS, CA) is newly SEC-registered with $324.6M RAUM and 6 advisory reps. IAPD ↗fund
$324.6M RAUM · 6 reps · 310-456-1000
83
ARKVIEW CAPITAL, L.P. — (STAMFORD, CT) is newly SEC-registered with $277.3M RAUM and 3 advisory reps. IAPD ↗fund
$277.3M RAUM · 3 reps · 917-623-4643
83
SEA CLIFF PARTNERS MANAGEMENT, LP — (SAN FRANCISCO, CA) is newly SEC-registered with $310.7M RAUM and 6 advisory reps. IAPD ↗fund
$310.7M RAUM · 6 reps · 415-535-6563 · seaclifflp.com
83
THURSTON ADVISORS — (VERO BEACH, FL) is newly SEC-registered with $315.9M RAUM and 9 advisory reps. IAPD ↗fund
$315.9M RAUM · 9 reps · 312-255-0077 · thurstongroup.com
83
FIRST PRINCIPLES GROUP — (location n/a) is newly SEC-registered with $340.2M RAUM and 2 advisory reps. IAPD ↗fund
$340.2M RAUM · 2 reps · 847-668-7950 · firstprinciples.group
83
CONNELLY CAPITAL MANAGEMENT LLC — (GUAYNABO, PR) is newly SEC-registered with $587.2M RAUM and 2 advisory reps. IAPD ↗fund
$587.2M RAUM · 2 reps · 787-231-8042 · connellycap.com
83
ARKHOUSE — (NEW YORK, NY) is newly SEC-registered with $289.3M RAUM and 7 advisory reps. IAPD ↗fund
$289.3M RAUM · 7 reps · 212-465-1301 · arkhousefund.com
83
SOURCE CAPITAL, LLC — (ATLANTA, GA) is newly SEC-registered with $285.1M RAUM and 11 advisory reps. IAPD ↗fund
$285.1M RAUM · 11 reps · 404-844-5381 · source-cap.com
83
3 BOOMERANG CAPITAL, LP — (GREENWICH, CT) is newly SEC-registered with $376.3M RAUM and 8 advisory reps. IAPD ↗fund
$376.3M RAUM · 8 reps · 203-653-5300 · 3boomerang.com
83
BANNER CAPITAL MANAGEMENT, LLC — (LEHI, UT) is newly SEC-registered with $415.5M RAUM and 6 advisory reps. IAPD ↗fund
$415.5M RAUM · 6 reps · 801-447-1534 · bannercap.com
83
SPRINGCOAST CAPITAL PARTNERS, L.P. — (NEW YORK, NY) is newly SEC-registered with $713.8M RAUM and 8 advisory reps. IAPD ↗fund
$713.8M RAUM · 8 reps · 212-857-6955 · springcoast.com
83
OTRO CAPITAL — (NEW YORK, NY) is newly SEC-registered with $276.9M RAUM and 6 advisory reps. IAPD ↗fund
$276.9M RAUM · 6 reps · 1-212-235-7056 · otrocapital.com
83
CYTIUM INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $467.0M RAUM and 3 advisory reps. IAPD ↗fund
$467.0M RAUM · 3 reps · 347-503-1338
83
GUMSHOE CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $342.2M RAUM and 4 advisory reps. IAPD ↗fund
$342.2M RAUM · 4 reps · 646-264-4403 · gumshoecap.com
83
ONE FUNDS, LLC — (COLORADO SPRINGS, CO) is newly SEC-registered with $350.4M RAUM and 13 advisory reps. IAPD ↗fund
$350.4M RAUM · 13 reps · 719-445-5050
80
GREENSTONE PARTNERS, LLC — (LARKSPUR, CA) is newly SEC-registered with $219.7M RAUM and 2 advisory reps. IAPD ↗fund
$219.7M RAUM · 2 reps · 415-298-6493 · greenstonepartners.com
80
RANGELEY CAPITAL, LLC — (NEW CANAAN, CT) is newly SEC-registered with $196.9M RAUM and 3 advisory reps. IAPD ↗fund
$196.9M RAUM · 3 reps · (203) 801-9975 · rangeleycapital.com
80
KP MANAGEMENT LLC — (location n/a) is newly SEC-registered with $206.4M RAUM and 2 advisory reps. IAPD ↗fund
$206.4M RAUM · 2 reps · 612-332-7606
80
ENGLISH CAPITAL MANAGEMENT LLC — (BLOOMFIELD HILLS, MI) is newly SEC-registered with $201.5M RAUM and 2 advisory reps. IAPD ↗fund
$201.5M RAUM · 2 reps · 248-457-5280
80
SYGNUS CAPITAL PR LLC — (GUAYNABO, PR) is newly SEC-registered with $118.0M RAUM and 3 advisory reps. IAPD ↗fund
$118.0M RAUM · 3 reps · 787-706-9292
80
BURNHAM STERLING ASSET MANAGEMENT LLC — (COS COB, CT) is newly SEC-registered with $200.0M RAUM and 4 advisory reps. IAPD ↗fund
$200.0M RAUM · 4 reps · 203-862-4800 · burnhamsterling.com
80
CAPRIA VENTURES LLC — (SEATTLE, WA) is newly SEC-registered with $156.0M RAUM and 8 advisory reps. IAPD ↗fund
$156.0M RAUM · 8 reps · (206) 880-0360 · capria.vc
80
WHITE HAT CAPITAL PARTNERS LP — (NEW YORK, NY) is newly SEC-registered with $165.1M RAUM and 4 advisory reps. IAPD ↗fund
$165.1M RAUM · 4 reps · 212.257.5940
80
TECA PARTNERS, LP — (AUSTIN, TX) is newly SEC-registered with $173.1M RAUM and 2 advisory reps. IAPD ↗fund
$173.1M RAUM · 2 reps · 212-266-0104
80
TONKA CAPITAL PARTNERS, LLC — (MINNETONKA, MN) is newly SEC-registered with $132.4M RAUM and 3 advisory reps. IAPD ↗fund
$132.4M RAUM · 3 reps · 952-204-5085 · tonkacapitalpartners.com
80
AUTHENTIC VENTURES INVESTMENT MANAGER, LLC — (OAKLAND, CA) is newly SEC-registered with $151.2M RAUM and 3 advisory reps. IAPD ↗fund
$151.2M RAUM · 3 reps · 510-877-0805 · authentic-ventures.com
80
INDEPENDENT ACCESS PARTNERS, LLC — (HUNT VALLEY, MD) is newly SEC-registered with $196.5M RAUM and 3 advisory reps. IAPD ↗fund
$196.5M RAUM · 3 reps · 410-828-5523 · independentaccesspartners.com
80
NATURAL CAPITAL — (NORTH LITTLE ROCK, AR) is newly SEC-registered with $217.0M RAUM and 10 advisory reps. IAPD ↗fund
$217.0M RAUM · 10 reps · 501-517-3162 · naturalcapitalfirm.com
80
CANDELO CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered with $214.4M RAUM and 4 advisory reps. IAPD ↗fund
$214.4M RAUM · 4 reps · 332-207-4634
80
LB PARTNERS LLC — (CHARLOTTESVILLE, VA) is newly SEC-registered with $190.3M RAUM and 1 advisory reps. IAPD ↗fund
$190.3M RAUM · 1 reps · 434-886-1101
80
POWER INNOVATION PARTNERS, L.P. — (NEW YORK, NY) is newly SEC-registered with $239.3M RAUM and 6 advisory reps. IAPD ↗fund
$239.3M RAUM · 6 reps · 307-421-6700 · powerinnovationpartners.com
80
ARDAN EQUITY PARTNERS, LLC — (MIAMI, FL) is newly SEC-registered with $160.3M RAUM and 3 advisory reps. IAPD ↗fund
$160.3M RAUM · 3 reps · 917-304-7294 · ardanequity.com
80
BLUEPRINT LOCAL LLC — (location n/a) is newly SEC-registered with $173.4M RAUM and 4 advisory reps. IAPD ↗fund
$173.4M RAUM · 4 reps · 404-281-1254 · blueprint-local.com
80
CROSS RAPIDS CAPITAL LP — (NEW YORK, NY) is newly SEC-registered with $225.7M RAUM and 5 advisory reps. IAPD ↗fund
$225.7M RAUM · 5 reps · 212-301-7700 · crossrapids.com
80
ORVIETO PARTNERS, L.P. — (BOSTON, MA) is newly SEC-registered with $172.8M RAUM and 3 advisory reps. IAPD ↗fund
$172.8M RAUM · 3 reps · 781-733-4745
80
5TH CENTURY PARTNERS — (CHICAGO, IL) is newly SEC-registered with $241.7M RAUM and 11 advisory reps. IAPD ↗fund
$241.7M RAUM · 11 reps · 312-242-0071
80
EDEN GLOBAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered with $226.0M RAUM and 10 advisory reps. IAPD ↗fund
$226.0M RAUM · 10 reps · 212-466-6790 · edengp.com
80
CUREWELL CAPITAL MANAGEMENT, LLC — (LOS ANGELES, CA) is newly SEC-registered with $173.5M RAUM and 4 advisory reps. IAPD ↗fund
$173.5M RAUM · 4 reps · 310-361-1510
80
14B CAPITAL MANAGEMENT LP — (location n/a) is newly SEC-registered with $203.1M RAUM and 2 advisory reps. IAPD ↗fund
$203.1M RAUM · 2 reps · 646-777-5951 · 14bcapital.com
80
TRM ADVISORS LP — (SOUTHFIELD, MI) is newly SEC-registered with $166.0M RAUM and 7 advisory reps. IAPD ↗fund
$166.0M RAUM · 7 reps · 800-817-4152 · trmequity.com
80
COASTAL INVESTMENT COMPANY, LLC — (WINTER PARK, FL) is newly SEC-registered with $161.3M RAUM and 7 advisory reps. IAPD ↗fund
$161.3M RAUM · 7 reps · 888-411-2280 · coastalinvestmentco.com
80
GROVE MOUNTAIN PARTNERS, LLC — (ATLANTA, GA) is newly SEC-registered with $181.5M RAUM and 6 advisory reps. IAPD ↗fund
$181.5M RAUM · 6 reps · 678-655-6794 · grovemountainpartners.com
80
EQUITABLE PROSPERITY MANAGER LLC — (ARLINGTON, VA) is newly SEC-registered with $173.5M RAUM and 8 advisory reps. IAPD ↗fund
$173.5M RAUM · 8 reps · 703-647-2300
80
GROWTH BEVERAGE GROUP, LP — (CHICAGO, IL) is newly SEC-registered with $190.6M RAUM and 8 advisory reps. IAPD ↗fund
$190.6M RAUM · 8 reps · 800-953-1312 · investbev.com
80
ALBERT BRIDGE CAPITAL — (NAPLES, FL) is newly SEC-registered with $105.4M RAUM and 3 advisory reps. IAPD ↗fund
$105.4M RAUM · 3 reps · 239-216-0599
80
SADDLE POINT MANAGEMENT, L.P. — (NEW YORK, NY) is newly SEC-registered with $73.2M RAUM and 4 advisory reps. IAPD ↗fund
$73.2M RAUM · 4 reps · 212-951-1223
80
SRT GROUP LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $58.0M RAUM and 6 advisory reps. IAPD ↗fund
$58.0M RAUM · 6 reps · 561-510-1919 · thesrtgroup.com
80
FORTINBRAS ENTERPRISES LP — (NEW YORK, NY) is newly SEC-registered with $122.8M RAUM and 4 advisory reps. IAPD ↗fund
$122.8M RAUM · 4 reps · (646) 993-5321 · fortinbras.com
80
KINTAYL CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
$0 RAUM · 2 reps · 631-807-6647 · kintayl.com
80
SONE CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
$0 RAUM · 2 reps · 212-647-8295 · sonecap.com
80
CORIGLIANO INVESTMENT ADVISERS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $11.7M RAUM and 2 advisory reps. IAPD ↗fund
$11.7M RAUM · 2 reps · 919-225-6496 · coriglianoenergy.com
70
EIGHTEEN48 PARTNERS — (LONDON, United Kingdom) is newly SEC-registered with $1.86B RAUM and 18 advisory reps. IAPD ↗foreign
$1.86B RAUM · 18 reps · +44 (0) 20 3670 1855 · eighteen48.com
70
TENSAI HOLDING COMPANY, LLC — (LONDON, United Kingdom) is newly SEC-registered with $9.33B RAUM and 37 advisory reps. IAPD ↗foreign
$9.33B RAUM · 37 reps · +44 7 937 978 606 · tensai-holding.com
68
HEWARD INVESTMENT MANAGEMENT INC. — (MONTREAL, QUEBEC, Canada) is newly SEC-registered with $445.5M RAUM and 6 advisory reps. IAPD ↗foreign
$445.5M RAUM · 6 reps · 514-985-5757 · heward.com
65
PENSIONBEE — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · (718) 502-9433 · pensionbee.com
65
MODEL SIX OPERATIONS INC. — (VANCOUVER, BC, Canada) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · 867-794-0742 · modelsix.com
50
GALLAGHER — BUCK is now doing business as . IAPD ↗institutional
$53.55B RAUM · 27 reps · 212-330-1000 · buck.com
48
ELLINGTON CREDIT COMPANY MANAGEMENT LLC — ELLINGTON RESIDENTIAL MORTGAGE MANAGEMENT LLC is now doing business as . IAPD ↗institutional
$945.7M RAUM · 69 reps · 203-698-1200 · ellington.com
48
OTRESEARCH — OAK THISTLE LLC is now doing business as . IAPD ↗institutional
$802.4M RAUM · 5 reps · 617-308-5935
45
DBX ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 3 (103 -> 106). IAPD ↗institutional
$20.04B RAUM · 11 reps · 212-454-4500
45
ALLIANCE PARTNERS LLC — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗institutional
$2.59B RAUM · 16 reps · 301-232-5400
45
CAPITAL CLIENT GROUP, INC. — AMERICAN FUNDS DISTRIBUTORS, INC. is now doing business as . IAPD ↗institutional
$0 RAUM · 494 reps · 213-486-9200
45
FALCON INVESTMENT ADVISORS, LLC — ONEX is now doing business as FALCON INVESTMENT ADVISORS, LLC. IAPD ↗fund
$4.58B RAUM · 20 reps · (617) 412-2700
45
BROOKFIELD ASSET MANAGEMENT CREDIT AND INSURANCE SOLUTIONS — BROOKFIELD ASSET MANAGEMENT INSURANCE ADVISOR LLC is now doing business as . IAPD ↗fund
$34.50B RAUM · 998 reps · 2124177000 · brookfield.com
40
DEUTSCHE BANK SECURITIES INC. — 's Item 11 disclosure-reporting entries rose by 3 (663 -> 666). IAPD ↗institutional
$0 RAUM · 149 reps · 212-250-2500 · dbresearch.com
40
ANSON FUNDS MANAGEMENT LP — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
$2.48B RAUM · 1 reps · 214.866.0200
40
REDMILE GROUP — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund
$6.47B RAUM · 20 reps · 415-489-9980 · redmilegroup.com
40
WELLINGTON ALTERNATIVE INVESTMENTS — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗fund
$50.60B RAUM · 1 reps · 617-951-5372
40
BOFA SECURITIES, INC. — 's Item 11 disclosure-reporting entries rose by 4 (112 -> 116). IAPD ↗institutional
$0 RAUM · 314 reps · 646-743-2734 · bankofamerica.com
40
WELLINGTON FUNDS (US) LLC — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗fund
$5.01B RAUM · 0 reps · 617-951-5786
40
MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC — moved its main office from PORTLAND, OR to GREENWOOD VILLAGE, CO. IAPD ↗institutional
$7.73B RAUM · 41 reps · 303-333-7770 · hyasgroup.com
40
WATCHTOWER ADVISORS, LP — CTF CAPITAL MANAGEMENT LP is now doing business as . IAPD ↗fund
$231.4M RAUM · 3 reps · 203-413-8793
39
SIMPLIFY ASSET MANAGEMENT INC. — notice-filed in GA, TX. IAPD ↗institutional
$3.18B RAUM · 10 reps · 646-585-0476 · simplify.us
38
DRI CAPITAL (US), INC. — moved its main office from NEW YORK, NY to SHORT HILLS, NJ. IAPD ↗institutional
$551.7M RAUM · 3 reps · 908-577-2968
37
MEEDER PUBLIC FUNDS, INC. — notice-filed in SC. IAPD ↗institutional
$54.57B RAUM · 32 reps · 800-325-3539 · meederinvestment.com
36
FISHER RETIREMENT SOLUTIONS LLC — notice-filed in FL, UT, WA. IAPD ↗institutional
$0 RAUM · 1 reps · 650-350-5254
35
VISION2020 WEALTH MANAGEMENT CORP. — moved its main office from PHOENIX, AZ to SCOTTSDALE, AZ. IAPD ↗institutional
$0 RAUM · 0 reps · 800-552-3319
35
WESTPORT CAPITAL PARTNERS LLC — moved its main office from STAMFORD, CT to DARIEN, CT. IAPD ↗fund
$6.52B RAUM · 14 reps · 203-429-8600 · westportcp.com
35
ONEFUND, LLC — moved its main office from ST. PETERSBURG, OH to ST. PETERSBURG, FL. IAPD ↗institutional
$105.7M RAUM · 1 reps · 7275020808 · onefund.io
35
CLEAR SKY ADVISERS, LLC — moved its main office from HOUSTON, TX to BELLAIRE, TX. IAPD ↗fund
$1.04B RAUM · 5 reps · 713-263-3300 · clearskyim.com
35
TWIN OAK ETF COMPANY — moved its main office from NATICK, MA to WELLESLEY, MA. IAPD ↗institutional
$0 RAUM · 2 reps · 617-402-5495
35
OTRESEARCH — notice-filed in CA. IAPD ↗institutional
$802.4M RAUM · 5 reps · 617-308-5935
33
FLEXIS CAPITAL — moved its main office from MIAMI BEACH, FL to MIAMI, FL. IAPD ↗fund
$295.9M RAUM · 3 reps · 212-378-4000 · flexiscapital.com
33
IRON PATH CAPITAL, L.P. — moved its main office from NASHVILLE, TN to CHARLOTTESVILLE, VA. IAPD ↗fund
$357.2M RAUM · 14 reps · 434-257-3288
32
INVESTMENT CONSULTING SERVICES, LLC — notice-filed in KS. IAPD ↗institutional
$0 RAUM · 0 reps · 630-928-1052 · icsllc.org
32
GLG LLC — notice-filed in TX. IAPD ↗fund
$7.42B RAUM · 30 reps · 212-649-6600 · man.com
32
AUREANA CAPITAL MANAGEMENT, LLC — notice-filed in CT. IAPD ↗institutional
$173.6M RAUM · 3 reps · 212-677-7011
32
CAPSTONE INVESTMENT ADVISORS, LLC — notice-filed in TX. IAPD ↗fund
$69.25B RAUM · 108 reps · 212-232-1420
32
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC — notice-filed in FL. IAPD ↗institutional
$169.4M RAUM · 1 reps · 206-745-2136 · euclidean.com
32
MARINER WEALTH — notice-filed in GA. IAPD ↗institutional
$0 RAUM · 37 reps · 913-904-5700
30
WINDHAM CAPITAL MANAGEMENT, LLC — moved its main office from BOSTON, MA to CAMBRIDGE, MA. IAPD ↗fund
$192.1M RAUM · 5 reps · 617-419-3900
30
GREENFIELD PARTNERS, LLC — moved its main office from STAMFORD, CT to GREENWICH, CT. IAPD ↗fund
$132.3M RAUM · 2 reps · 203-354-5000 · greenfieldpartners.com
30
ALATUS CAPITAL LLC — ALATUS CAPITAL LTD is now doing business as . IAPD ↗foreign
$2.04B RAUM · 6 reps · 41 22 735 00 11
30
DAWSON PARTNERS — WHITEHORSE LIQUIDITY PARTNERS INC. is now doing business as . IAPD ↗foreign
$14.43B RAUM · 39 reps · 647-925-1284
30
TROLUCE CAPITAL ADVISORS LLC — notice-filed in NY. IAPD ↗fund
$449.4M RAUM · 3 reps · 646-347-8801 · troluce.com
28
AUGUST GROUP — AUGUST CAPITAL is now doing business as . IAPD ↗foreign
$515.9M RAUM · 3 reps · 438-792-5161 · augustgroup.com
27
MAINLINE INVESTMENT ADVISERS, LLC — notice-filed in FL. IAPD ↗fund
$244.8M RAUM · 6 reps · 610-896-3000 · mainlineco.com
25
DWS INTERNATIONAL GMBH — 's Item 11 disclosure-reporting entries rose by 3 (103 -> 106). IAPD ↗foreign
$44.97B RAUM · 75 reps · 49 69 910 12371
25
DWS INVESTMENTS AUSTRALIA LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (102 -> 105). IAPD ↗foreign
$1.93B RAUM · 8 reps · 011 612 8258 1234 · dws.com
25
DWS ALTERNATIVES GLOBAL LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (104 -> 107). IAPD ↗foreign
$16.10B RAUM · 76 reps · 44 207 547 5344
25
DWS INVESTMENTS HONG KONG LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (104 -> 107). IAPD ↗foreign
$3.45B RAUM · 20 reps · 852-2203-8888
25
WELLINGTON MANAGEMENT JAPAN PTE LTD — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗foreign
$18.12B RAUM · 9 reps · 813-5533-0011
25
WELLINGTON MANAGEMENT HONG KONG LIMITED — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗foreign
$11.79B RAUM · 34 reps · 852-2846-6000
15
LOBNEK WEALTH MANAGEMENT INC. — moved its main office from NEW YORK, NY to GENEVA, . IAPD ↗foreign
$168.8M RAUM · 3 reps · 011417189030 · lobnek-inc.com
15
SSA WEALTH ADVISORS — notice-filed in DE. IAPD ↗foreign
$629.8M RAUM · 5 reps · +41 44 206 60 40 · ssa-wa.com
15
MEDALIST PARTNERS LP — changed its website from medalistpartners.com to medalistpartnersfunds.com. IAPD ↗fund
$2.02B RAUM · 12 reps · 212-493-4477 · medalistpartnersfunds.com
13
CQS (US), LLC — changed its website from cqs.com to cqscapital.com. IAPD ↗fund
$894.6M RAUM · 12 reps · 212-259-2900 · cqscapital.com
13
STRAWBERRY TREE MANAGEMENT COMPANY — changed its website from strawberrymanagement.co to strawberrytree.co. IAPD ↗fund
$271.3M RAUM · 1 reps · 206-880-1869 · strawberrytree.co

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.