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PENOBSCOT FINANCIAL ADVISORS

PORTLAND, ME · CRD 286211 · IAPD ↗ · (207) 990-1901

$544.5MRegulatory AUM
7Advisory reps
12Employees
28Clients
26-50Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — PENOBSCOT FINANCIAL ADVISORS crossed $500M in regulatory AUM ($434.5M -> $544.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
March 2025 — PENOBSCOT FINANCIAL ADVISORS shrank from 9 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
47
August 2024 — PENOBSCOT FINANCIAL ADVISORS notice-filed in NC, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
August 2024 — PENOBSCOT FINANCIAL ADVISORS grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.