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MONTHIE WEALTH ADVISORS

LATHAM, NY · CRD 321076 · IAPD ↗ · 518-786-3534

$71.1MRegulatory AUM
2Advisory reps
2Employees
115Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — MONTHIE WEALTH ADVISORS reported RAUM up 29% ($55.3M -> $71.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
March 2025 — MONTHIE WEALTH ADVISORS now reports custody of client assets ($35.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
March 2025 — MONTHIE WEALTH ADVISORS reported RAUM up 88% ($29.4M -> $55.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
August 2024 — MONTHIE WEALTH ADVISORS (LATHAM, NY) is newly SEC-registered with $29.4M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.