← Tributary

TREGER & ASSOCIATES

· CRD 115164 · IAPD ↗ · 540-464-1418

$130.0MRegulatory AUM
2Advisory reps
2Employees
0Clients
26-50Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
October 2024 — TREGER & ASSOCIATES (location n/a) left the SEC roster (was $130.0M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
95
August 2024 — TREGER & ASSOCIATES (location n/a) is newly SEC-registered with $130.0M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.