← Tributary

CORE CAPITAL MANAGEMENT AND RESEARCH INC.

HOUSTON, TX · CRD 146285 · IAPD ↗ · ccmr.io · 713-864-4300

$298.8MRegulatory AUM
4Advisory reps
4Employees
10Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2025 — CORE CAPITAL MANAGEMENT AND RESEARCH INC. reported RAUM down 82% ($1.33B -> $243.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
58
April 2025 — CORE CAPITAL MANAGEMENT AND RESEARCH INC. reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
75
April 2025 — CORE CAPITAL MANAGEMENT AND RESEARCH INC. now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
47
August 2024 — CORE CAPITAL MANAGEMENT AND RESEARCH INC. notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.