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TWIN OAK ETF COMPANY

WELLESLEY, MA · CRD 330365 · IAPD ↗ · twinoaketfs.com · 617-402-5495

$1.06BRegulatory AUM
3Advisory reps
6Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

75
June 2026 — TWIN OAK ETF COMPANY crossed $1B in regulatory AUM ($566.1M -> $1.06B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
60
April 2025 — TWIN OAK ETF COMPANY crossed $500M in regulatory AUM ($10.2M -> $572.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
60
October 2024 — TWIN OAK ETF COMPANY's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
35
August 2024 — TWIN OAK ETF COMPANY moved its main office from NATICK, MA to WELLESLEY, MA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
85
July 2024 — TWIN OAK ETF COMPANY (NATICK, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.