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SOVEREIGN INVESTMENT ADVISORS LLC

PHOENIX, AZ · CRD 149040 · IAPD ↗ · sovereigninvestmentadvisors.com · 480-385-2850

$3.31BRegulatory AUM
6Advisory reps
8Employees
0Clients
n/aPlanning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2025 — SOVEREIGN INVESTMENT ADVISORS LLC reported RAUM up 28% ($2.33B -> $2.99B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
August 2024 — SOVEREIGN INVESTMENT ADVISORS LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.