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KEYVANTAGE WEALTH ADVISORS

BETHLEHEM, PA · CRD 331996 · IAPD ↗ · keyvantagewealth.com · 484-935-3003

$339.4MRegulatory AUM
4Advisory reps
5Employees
0Clients
1-10Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
January 2025 — KEYVANTAGE WEALTH ADVISORS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
53
December 2024 — KEYVANTAGE WEALTH ADVISORS notice-filed in FL, NJ, NY, SC, TX, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
December 2024 — KEYVANTAGE WEALTH ADVISORS reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
December 2024 — KEYVANTAGE WEALTH ADVISORS now reports custody of client assets ($250.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
December 2024 — KEYVANTAGE WEALTH ADVISORS grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
95
August 2024 — KEYVANTAGE WEALTH ADVISORS (BETHLEHEM, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.