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CAIS ADVISORS

NEW YORK, NY · CRD 317466 · IAPD ↗ · caisadvisors.com · 212-300-9355

$225.3MRegulatory AUM
8Advisory reps
32Employees
6Clients
n/aPlanning clients
2Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

10
April 2026 — CAIS ADVISORS changed its website from caisgroup.com to caisadvisors.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
52
April 2026 — CAIS ADVISORS grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2026 — CAIS ADVISORS reported RAUM up 80% ($125.0M -> $225.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
April 2025 — CAIS ADVISORS LLC is now doing business as CAIS ADVISORS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
51
April 2025 — CAIS ADVISORS reported RAUM up 57% ($79.9M -> $125.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
52
December 2024 — CAIS ADVISORS LLC grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
December 2024 — CAIS ADVISORS LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
December 2024 — CAIS ADVISORS LLC now reports 1 private fund(s) ($0 gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
August 2024 — CAIS ADVISORS LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.