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ATTESSA CAPITAL LLC

TUCSON, AZ · CRD 306827 · IAPD ↗ · attessacapital.com · 520-600-3064

$343.5MRegulatory AUM
7Advisory reps
7Employees
0Clients
11-25Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2025 — ATTESSA CAPITAL LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
53
December 2024 — ATTESSA CAPITAL LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
August 2024 — ATTESSA CAPITAL LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
August 2024 — ATTESSA CAPITAL LLC reported RAUM up 139% ($108.3M -> $259.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
February 2024 — ATTESSA CAPITAL LLC (TUCSON, AZ) is newly SEC-registered with $108.3M RAUM and 8 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.