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WELLINGTON FUNDS (US) LLC

BOSTON, MA · CRD 288313 · IAPD ↗ · 617-951-5786

$5.41BRegulatory AUM
1Advisory reps
2Employees
0Clients
n/aPlanning clients
13Private funds
2States
3Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
August 2024 — WELLINGTON FUNDS (US) LLC's Item 11 disclosure-reporting entries rose by 1 (2 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.