← Tributary

FALCON INVESTMENT ADVISORS, LLC

BOSTON, MA · CRD 161548 · IAPD ↗ · (617) 412-2700

$3.27BRegulatory AUM
21Advisory reps
33Employees
0Clients
n/aPlanning clients
8Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2025 — FALCON INVESTMENT ADVISORS, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
August 2024 — ONEX FALCON INVESTMENT ADVISORS, LLC is now doing business as FALCON INVESTMENT ADVISORS, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
40
April 2024 — ONEX FALCON INVESTMENT ADVISORS, LLC shrank from 32 to 24 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.