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WELLINGTON MANAGEMENT JAPAN PTE LTD

TOKYO, Japan · CRD 165192 · IAPD ↗ · 813-5533-0011

$17.75BRegulatory AUM
9Advisory reps
65Employees
0Clients
n/aPlanning clients
0Private funds
0States
3Disclosures
foreignSegment
ApprovedSEC status

Filing changes

25
August 2024 — WELLINGTON MANAGEMENT JAPAN PTE LTD's Item 11 disclosure-reporting entries rose by 1 (2 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
25
April 2024 — WELLINGTON MANAGEMENT JAPAN PTE LTD shrank from 13 to 9 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.