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EAST ROCK CAPITAL, LLC

NEW YORK, NY · CRD 157433 · IAPD ↗ · eastrockcap.com · 212-630-5000

$4.76BRegulatory AUM
15Advisory reps
38Employees
8Clients
n/aPlanning clients
15Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
August 2024 — EAST ROCK CAPITAL, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
August 2024 — EAST ROCK CAPITAL, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.