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ALTES CAPITAL, LLC

· CRD 331481 · IAPD ↗ · altescapital.com · 6465479080

$3.19BRegulatory AUM
3Advisory reps
7Employees
3Clients
n/aPlanning clients
4Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
February 2025 — ALTES CAPITAL, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
February 2025 — HIGHMORE CAPITAL, LLC is now doing business as ALTES CAPITAL, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
100
August 2024 — HIGHMORE CAPITAL, LLC (NEW YORK, NY) is newly SEC-registered with $2.66B RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.