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ESSEX FINANCIAL SERVICES, INC.

ESSEX, CT · CRD 127549 · IAPD ↗ · essexfinancialservices.net · 860-767-4300

$4.17BRegulatory AUM
42Advisory reps
46Employees
1Clients
1-10Planning clients
0Private funds
28States
6Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
August 2024 — ESSEX FINANCIAL SERVICES, INC. notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
June 2024 — ESSEX FINANCIAL SERVICES, INC. added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.