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FINLEY FINANCIAL, LLC

LAS VEGAS, NV · CRD 131442 · IAPD ↗ · finleyfinancial.com · 503-474-3535

$259.8MRegulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
3States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
February 2026 — FINLEY FINANCIAL, LLC reported RAUM up 28% ($202.3M -> $259.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
August 2024 — FINLEY FINANCIAL, LLC filed an Item 4A succession naming FINLEY FINANCIAL, LLC (CRD 131442) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
42
August 2024 — FINLEY FINANCIAL, LLC notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
August 2024 — FINLEY FINANCIAL, LLC moved its main office from MCMINNVILLE, OR to LAS VEGAS, NV.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.