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MOMENTUM WEALTH PLANNING

· CRD 331563 · IAPD ↗ · momentumwealthplanning.com · 919-323-4219

$204.5MRegulatory AUM
2Advisory reps
2Employees
1Clients
26-50Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
February 2026 — MOMENTUM WEALTH PLANNING added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
June 2025 — MOMENTUM WEALTH PLANNING notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
March 2025 — MOMENTUM WEALTH PLANNING reports 26-50 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
46
January 2025 — MOMENTUM WEALTH PLANNING notice-filed in FL, NY, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
December 2024 — MOMENTUM WEALTH PLANNING now reports custody of client assets ($72.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
December 2024 — MOMENTUM WEALTH PLANNING's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
August 2024 — MOMENTUM WEALTH PLANNING (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.