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BRASS TAX WEALTH MANAGEMENT

CINCINNATI, OH · CRD 285249 · IAPD ↗ · brasstaxwealth.com · 513-605-3394

$860.2MRegulatory AUM
12Advisory reps
29Employees
15Clients
251-500Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
February 2026 — BRASS TAX WEALTH MANAGEMENT (CINCINNATI, OH) left the SEC roster (was $860.2M RAUM, 12 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
63
April 2025 — BRASS TAX WEALTH MANAGEMENT reported RAUM up 28% ($674.3M -> $860.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
51
October 2024 — BRASS TAX WEALTH MANAGEMENT notice-filed in IL, NY, PA, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
August 2024 — BRASS TAX WEALTH MANAGEMENT notice-filed in AZ, CA, KY, NC, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.