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SULLIVAN FINANCIAL, LLC

ESSEX, CT · CRD 121371 · IAPD ↗ · (860)657-4150

$119.1MRegulatory AUM
2Advisory reps
4Employees
0Clients
101-250Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
August 2024 — SULLIVAN FINANCIAL, LLC (ESSEX, CT) is newly SEC-registered with $103.8M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.