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SOLANO WEALTH ADVISORS

FAIRFIELD, CA · CRD 322037 · IAPD ↗ · solanowealth.com · (707) 435-8400

$331.9MRegulatory AUM
3Advisory reps
7Employees
0Clients
26-50Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
March 2026 — SOLANO WEALTH MANAGEMENT is now doing business as SOLANO WEALTH ADVISORS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
67
March 2026 — SOLANO WEALTH ADVISORS reports 26-50 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
March 2026 — SOLANO WEALTH ADVISORS now reports custody of client assets ($335.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
78
April 2025 — SOLANO WEALTH MANAGEMENT now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
73
October 2024 — SOLANO WEALTH MANAGEMENT's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
August 2024 — SOLANO WEALTH MANAGEMENT (FAIRFIELD, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.