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ONE FUNDS, LLC

COLORADO SPRINGS, CO · CRD 331689 · IAPD ↗ · 719-445-5050

$507.2MRegulatory AUM
6Advisory reps
14Employees
0Clients
n/aPlanning clients
2Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
April 2026 — ONE FUNDS, LLC (COLORADO SPRINGS, CO) left the SEC roster (was $507.2M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
38
April 2025 — ONE FUNDS, LLC shrank from 13 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — ONE FUNDS, LLC crossed $500M in regulatory AUM ($350.4M -> $507.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
83
August 2024 — ONE FUNDS, LLC (COLORADO SPRINGS, CO) is newly SEC-registered with $350.4M RAUM and 13 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.