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TOPLINE CAPITAL MANAGEMENT, LLC

· CRD 298981 · IAPD ↗ · toplinecapital.com · 310-804-0737

$1.13BRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

70
April 2026 — TOPLINE CAPITAL MANAGEMENT, LLC crossed $1B in regulatory AUM ($629.8M -> $1.13B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
55
April 2025 — TOPLINE CAPITAL MANAGEMENT, LLC crossed $500M in regulatory AUM ($375.0M -> $629.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
83
August 2024 — TOPLINE CAPITAL MANAGEMENT, LLC (location n/a) is newly SEC-registered with $375.0M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.