← Tributary

DESMOND WEALTH MANAGEMENT, INC.

WALNUT CREEK, CA · CRD 118200 · IAPD ↗ · desmondwealth.com · (925) 932-1994

$145.0MRegulatory AUM
2Advisory reps
2Employees
2Clients
26-50Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
July 2026 — DESMOND WEALTH MANAGEMENT, INC. (WALNUT CREEK, CA) left the SEC roster (was $145.0M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
April 2026 — DESMOND WEALTH MANAGEMENT, INC. notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
August 2024 — DESMOND WEALTH MANAGEMENT, INC. (WALNUT CREEK, CA) is newly SEC-registered with $103.2M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.