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ORBA WEALTH ADVISORS, LLC

CHICAGO, IL · CRD 297351 · IAPD ↗ · (312) 670-6262

$136.9MRegulatory AUM
16Advisory reps
16Employees
0Clients
101-250Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
June 2026 — ORBA WEALTH ADVISORS, LLC (CHICAGO, IL) left the SEC roster (was $136.9M RAUM, 16 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
December 2025 — ORBA WEALTH ADVISORS, LLC reported RAUM down 47% ($257.1M -> $136.9M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
December 2025 — ORBA WEALTH ADVISORS, LLC added office(s): 15 -> 16 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
July 2025 — ORBA WEALTH ADVISORS, LLC added office(s): 13 -> 15 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
March 2025 — ORBA WEALTH ADVISORS, LLC notice-filed in IN, MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
January 2025 — ORBA WEALTH ADVISORS, LLC notice-filed in ID.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
January 2025 — ORBA WEALTH ADVISORS, LLC added office(s): 12 -> 13 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
69
September 2024 — ORBA WEALTH ADVISORS, LLC reported RAUM up 58% ($162.5M -> $257.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
76
September 2024 — ORBA WEALTH ADVISORS, LLC grew from 8 to 16 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
August 2024 — ORBA WEALTH ADVISORS, LLC notice-filed in WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
August 2024 — ORBA WEALTH ADVISORS, LLC added office(s): 2 -> 12 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.