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BREAKWATER INVESTMENT MANAGEMENT

SEATTLE, WA · CRD 150841 · IAPD ↗ · breakwater.com · 206.621.8832

$302.7MRegulatory AUM
2Advisory reps
4Employees
0Clients
26-50Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
August 2024 — BREAKWATER INVESTMENT MANAGEMENT notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.