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GENEVA FINANCIAL GROUP

LAKEWOOD, NJ · CRD 331944 · IAPD ↗ · 732-719-4101

$233.7MRegulatory AUM
1Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
July 2026 — GENEVA FINANCIAL GROUP moved its main office from JACKSON, NJ to LAKEWOOD, NJ.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
70
November 2024 — GENEVA FINANCIAL GROUP's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
42
September 2024 — GENEVA FINANCIAL GROUP notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
August 2024 — GENEVA FINANCIAL GROUP (JACKSON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.