← Tributary

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

OMAHA, NE · CRD 611 · IAPD ↗ · mutualofomaha.com · 402-351-3102

$32.0MRegulatory AUM
285Advisory reps
285Employees
6880Clients
251-500Planning clients
0Private funds
53States
29Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
October 2026 — MUTUAL OF OMAHA INVESTOR SERVICES, INC.'s Item 11 disclosure-reporting entries rose by 2 (27 -> 29).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
September 2026 — MUTUAL OF OMAHA INVESTOR SERVICES, INC.'s Item 11 disclosure-reporting entries rose by 2 (25 -> 27).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
61
April 2026 — MUTUAL OF OMAHA INVESTOR SERVICES, INC. reported RAUM up 32% ($24.4M -> $32.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
73
April 2026 — MUTUAL OF OMAHA INVESTOR SERVICES, INC. grew from 277 to 285 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
April 2025 — MUTUAL OF OMAHA INVESTOR SERVICES, INC. shrank from 285 to 277 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
November 2024 — MUTUAL OF OMAHA INVESTOR SERVICES, INC.'s Item 11 disclosure-reporting entries rose by 1 (33 -> 34).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
August 2024 — MUTUAL OF OMAHA INVESTOR SERVICES, INC.'s Item 11 disclosure-reporting entries rose by 2 (31 -> 33).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
April 2024 — MUTUAL OF OMAHA INVESTOR SERVICES, INC. shrank from 320 to 285 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.