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RETIREWISE TAX AND WEALTH ADVISORS, INC.

TOPEKA, KS · CRD 284394 · IAPD ↗ · 785-228-1234

$242.8MRegulatory AUM
7Advisory reps
10Employees
0Clients
251-500Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
April 2026 — RETIREWISE TAX AND WEALTH ADVISORS, INC. reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
April 2026 — RETIREWISE TAX AND WEALTH ADVISORS, INC. reported RAUM up 43% ($170.1M -> $242.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
December 2025 — RETIREWISE TAX AND WEALTH ADVISORS, INC. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
June 2025 — RETIREWISE TAX AND WEALTH ADVISORS, INC. now reports custody of client assets ($170.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
64
April 2025 — RETIREWISE TAX AND WEALTH ADVISORS, INC. reported RAUM up 48% ($115.3M -> $170.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
August 2024 — RETIREWISE TAX AND WEALTH ADVISORS, INC. notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
May 2024 — RETIREWISE TAX AND WEALTH ADVISORS, INC. (TOPEKA, KS) is newly SEC-registered with $115.3M RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.