Marketing & brand — March 2024
Websites, brand, content, and lead-gen for advisors (FMG, Snappy Kraken, agencies).
466 firms opened this window in the March 2024 SEC roster: 277 state expansion, 75 new registration, 41 disclosure added, 29 website changed, 27 relocation, 17 rename.
98
NORTHSTAR ASSET MANAGEMENT COMPANY, LLC — (BLUE BELL, PA) is newly SEC-registered with $567.8M RAUM and 2 advisory reps. IAPD ↗
98
DIVERSIFY WEALTH MANAGEMENT, LLC — (SANDY, UT) is newly SEC-registered with $458.1M RAUM and 24 advisory reps. IAPD ↗
95
SYNDICATED CAPITAL, INC. — (DIAMOND BAR, CA) is newly SEC-registered with $109.6M RAUM and 9 advisory reps. IAPD ↗
95
CAMBRIDGE FINANCIAL ADVISORS, LLC — (SALIDA, CO) is newly SEC-registered with $111.2M RAUM and 3 advisory reps. IAPD ↗
95
GORDON ASSET MANAGEMENT LLC — (AUSTIN, TX) is newly SEC-registered with $108.3M RAUM and 2 advisory reps. IAPD ↗
95
DAVIS FINANCIAL MANAGEMENT, INC. — (LEAWOOD, KS) is newly SEC-registered with $109.8M RAUM and 1 advisory reps. IAPD ↗
95
HARBOR ASSET PLANNING, INC. — (location n/a) is newly SEC-registered with $125.6M RAUM and 1 advisory reps. IAPD ↗
95
BAUTIS FINANCIAL, LLC — (MONTCLAIR, NJ) is newly SEC-registered with $122.0M RAUM and 3 advisory reps. IAPD ↗
95
LOGIC WEALTH MANAGEMENT, LLC — (PASADENA, CA) is newly SEC-registered with $122.5M RAUM and 8 advisory reps. IAPD ↗
95
TRUE LIVING FINANCIAL — (SARATOGA SPRINGS, NY) is newly SEC-registered with $30.6M RAUM and 1 advisory reps. IAPD ↗
95
MCCULLEY FINANCIAL GROUP, LLC — (WESTCHESTER, IL) is newly SEC-registered with $125.2M RAUM and 1 advisory reps. IAPD ↗
95
PIEDMONT WEALTH MANAGEMENT — (CULPEPER, VA) is newly SEC-registered with $102.4M RAUM and 2 advisory reps. IAPD ↗
95
6TH STREET ADVISORS, LLC — (DAPHNE, AL) is newly SEC-registered with $110.7M RAUM and 2 advisory reps. IAPD ↗
95
MONTGOMERY FINANCIAL — (OCEAN CITY, MD) is newly SEC-registered with $112.9M RAUM and 4 advisory reps. IAPD ↗
95
ABBINGTON INVESTMENT GROUP, LLC — (WESTPORT, CT) is newly SEC-registered with $108.6M RAUM and 3 advisory reps. IAPD ↗
95
ATLATL ADVISERS — (MADISON, WI) is newly SEC-registered with $123.1M RAUM and 4 advisory reps. IAPD ↗
95
Q3 ADVISORS, LLC — (location n/a) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
95
ROLEK RETIREMENT PLANNING — (BERWYN, PA) is newly SEC-registered with $108.1M RAUM and 1 advisory reps. IAPD ↗
95
SHOREPATH CAPITAL MANAGEMENT LLC — (EVANSTON, IL) is newly SEC-registered with $112.4M RAUM and 1 advisory reps. IAPD ↗
95
AVANT FINANCIAL ADVISORS — (location n/a) is newly SEC-registered with $126.6M RAUM and 2 advisory reps. IAPD ↗
95
MERITED WEALTH, LLC — (NORTH BAY VILLAGE, FL) is newly SEC-registered with $105.7M RAUM and 3 advisory reps. IAPD ↗
95
HOFF PRIVATE WEALTH — (WAUSAU, WI) is newly SEC-registered with $107.1M RAUM and 3 advisory reps. IAPD ↗
95
CHIPSER WEALTH MANAGEMENT, LLC — (DESTIN, FL) is newly SEC-registered with $106.2M RAUM and 2 advisory reps. IAPD ↗
95
SKYVIEW FINANCIAL GROUP, LLC — (PONTE VEDRA BEACH, FL) is newly SEC-registered with $103.0M RAUM and 2 advisory reps. IAPD ↗
95
FRONT PORCH FINANCIAL ADVISORY — (CHARLOTTE, NC) is newly SEC-registered with $123.4M RAUM and 1 advisory reps. IAPD ↗
95
MOMENT PRIVATE WEALTH — (SAINT LOUIS, MO) is newly SEC-registered with $112.1M RAUM and 3 advisory reps. IAPD ↗
95
INTRINSIC VALUE CAPITAL ADVISORS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
95
RETIREMENT WEALTH SOLUTIONS LLC — (MARSHFIELD, WI) is newly SEC-registered with $140.7M RAUM and 2 advisory reps. IAPD ↗
95
PIANO WEALTH MANAGEMENT — (VICTOR, NY) is newly SEC-registered with $37.2M RAUM and 1 advisory reps. IAPD ↗
95
GRAETZ WEALTH — (JENISON, MI) is newly SEC-registered with $107.8M RAUM and 3 advisory reps. IAPD ↗
95
KINGSMAN WEALTH MANAGEMENT — (PENSACOLA, FL) is newly SEC-registered with $120.2M RAUM and 2 advisory reps. IAPD ↗
95
GALAPAGOS ADVISORY LLC — (MIAMI, FL) is newly SEC-registered with $106.6M RAUM and 2 advisory reps. IAPD ↗
95
ABRA CAPITAL MANAGEMENT, LP — (SAN FRANCISCO, CA) is newly SEC-registered with $102.5M RAUM and 4 advisory reps. IAPD ↗
95
BBVA GLOBAL WEALTH ADVISORS, INC. — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
EDEN INTELLIGENCE FINANCIAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
95
DRUCKER WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
MÉTIER CAPITAL, LLC — (location n/a) is newly SEC-registered with $53.0M RAUM and 2 advisory reps. IAPD ↗
95
TORREN MANAGEMENT, LLC — (SAN DIEGO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
FIRST FINANCIAL SERVICES, LLC — (LITTLE ROCK, AR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
GATEPASS CAPITAL, LLC — (INDEPENDENCE, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ADAPT WEALTH ADVISORS, LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
BROADSTREET FAMILY OFFICE LLC — (SOMERS, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
IMPACT CAPITAL PARTNERS LLC — (GREENWOOD VILLAGE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
DOUBLE FINANCE INC. — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ADVANTAGE RETIREMENT GROUP — (FORT MYERS, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CARNEGIE WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
FRIDAY FINANCIAL — (DUBUQUE, IA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
RDG CAPITAL MANAGEMENT LLC — (ROCHESTER, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
235 WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SALUS FINANCIAL ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ATLAS LEGACY ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
MKT AND ASSOCIATES LLC — (CAVE CREEK, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
95
95
EXPRESSIVE WEALTH LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SILVER LAKE CAPITAL PARTNERS — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
60
PLANCORP WEALTH MANAGEMENT — PLANCORP, LLC is now doing business as . IAPD ↗
60
LINSCOMB WEALTH, INC. — LINSCOMB & WILLIAMS is now doing business as . IAPD ↗
60
PETERSEN HASTINGS WEALTH ADVISORS, INC. — PETERSEN HASTINGS INVESTMENT MANAGEMENT INC is now doing business as . IAPD ↗
60
WESTMOUNT PARTNERS, LLC — WESTMOUNT ASSET MANAGEMENT, LLC is now doing business as . IAPD ↗
58
ROBERTSON INVESTMENT MANAGEMENT — ROBERTSON WEALTH MANAGEMENT, LLC is now doing business as . IAPD ↗
58
ACCEL WEALTH MANAGEMENT — LLC is now doing business as ACCEL WEALTH MANAGEMENT. IAPD ↗
58
PROSPERA PRIVATE WEALTH, LLC — REUTER JAMES WEALTH MANAGEMENT, LLC is now doing business as . IAPD ↗
55
OPPENHEIMER & CO. INC. — 's Item 11 disclosure-reporting entries rose by 3 (98 -> 101). IAPD ↗
55
EDWARD JONES — 's Item 11 disclosure-reporting entries rose by 2 (100 -> 102). IAPD ↗
55
GOLDMAN SACHS & CO. LLC — 's Item 11 disclosure-reporting entries rose by 13 (747 -> 760). IAPD ↗
55
RAYMOND JAMES & ASSOCIATES, INC. — 's Item 11 disclosure-reporting entries rose by 10 (151 -> 161). IAPD ↗
55
VOYA FINANCIAL ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 2 (51 -> 53). IAPD ↗
55
LINCOLN FINANCIAL SECURITIES CORPORATION — 's Item 11 disclosure-reporting entries rose by 3 (4 -> 7). IAPD ↗
55
LINCOLN FINANCIAL ADVISORS CORPORATION — 's Item 11 disclosure-reporting entries rose by 3 (20 -> 23). IAPD ↗
55
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED — 's Item 11 disclosure-reporting entries rose by 4 (478 -> 482). IAPD ↗
55
AEGIS CAPITAL CORP. — 's Item 11 disclosure-reporting entries rose by 1 (34 -> 35). IAPD ↗
55
ADVICE AND PLANNING SERVICES — 's Item 11 disclosure-reporting entries rose by 4 (31 -> 35). IAPD ↗
55
RBC CAPITAL MARKETS, LLC — 's Item 11 disclosure-reporting entries rose by 3 (223 -> 226). IAPD ↗
55
CITY NATIONAL SECURITIES, INC. — 's Item 11 disclosure-reporting entries rose by 1 (37 -> 38). IAPD ↗
55
DWS INVESTMENT MANAGEMENT AMERICAS, INC. — 's Item 11 disclosure-reporting entries rose by 1 (96 -> 97). IAPD ↗
55
ONEDIGITAL INVESTMENT ADVISORS — 's Item 11 disclosure-reporting entries rose by 2 (9 -> 11). IAPD ↗
55
RREEF AMERICA L.L.C. — 's Item 11 disclosure-reporting entries rose by 1 (96 -> 97). IAPD ↗
55
CITY NATIONAL ROCHDALE — 's Item 11 disclosure-reporting entries rose by 1 (9 -> 10). IAPD ↗
55
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 2 (24 -> 26). IAPD ↗
55
KEY INVESTMENT SERVICES LLC — 's Item 11 disclosure-reporting entries rose by 3 (2 -> 5). IAPD ↗
55
BROKERS FINANCIAL — 's Item 11 disclosure-reporting entries rose by 9 (7 -> 16). IAPD ↗
55
ROCKEFELLER CAPITAL MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
SPECTRUM WEALTH MANAGEMENT, LLC — SPECTRUM CAPITAL INVESTMENT GROUP, INC. is now doing business as . IAPD ↗
55
YOUR FINANCIAL PHARMACIST — PLANNING is now doing business as YOUR FINANCIAL PHARMACIST. IAPD ↗
55
INTEGRITY ADVISORY SOLUTIONS — LLC is now doing business as INTEGRITY ADVISORY SOLUTIONS. IAPD ↗
55
HARPER INVESTING — ESG PLANNING is now doing business as . IAPD ↗
55
ASPIRE WEALTH MANAGEMENT, LLC — ASPIRE WEALTH MANAGEMENT is now doing business as . IAPD ↗
55
BAKER TILLY WEALTH MANAGEMENT, LLC — notice-filed in CO, GA, IL, MD, ME, NJ. IAPD ↗
53
REDE WEALTH, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
53
VENTURA WEALTH MANAGEMENT — notice-filed in CT, GA, MA, MD, TN, VA. IAPD ↗
53
CREEKMUR ASSET MANAGEMENT, LLC — notice-filed in AL, AZ, CA, FL, IN, MI, MO, NC, TN. IAPD ↗
53
BALANCED WEALTH GROUP LLC — notice-filed in CO, FL, MI, NC, TX. IAPD ↗
53
STABLEPOINT PARTNERS, LLC — notice-filed in CA, FL, ME, NH, NY, PA, SC, TN, VA. IAPD ↗
51
SMITHBRIDGE ASSET MANAGEMENT, INC. — notice-filed in AZ, MO, NC, NY. IAPD ↗
51
PLANNING CAPITAL MANAGEMENT CORP. — notice-filed in CO, NE, SC, VA. IAPD ↗
51
RETIREMENT MANAGEMENT SYSTEMS — notice-filed in AK, ID, NV. IAPD ↗
51
SAGE PRIVATE WEALTH GROUP, LLC — notice-filed in CA, MD, PA, VA. IAPD ↗
51
PINNACLE PEAK PRIVATE CLIENT GROUP, LLC — notice-filed in ID, MI, NC, NY. IAPD ↗
51
DAYMARK WEALTH PARTNERS, LLC — notice-filed in MA, NE, NH. IAPD ↗
51
HOLISTIC PLANNING, LLC — notice-filed in AR, CA, CO, TN. IAPD ↗
50
CHERRY CREEK INVESTMENT ADVISORS INC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
50
SPECTRUM ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
50
CRESCENT ADVISOR GROUP, INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
50
SYMPHONIC FINANCIAL ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 1 (7 -> 8). IAPD ↗
50
INVARIANT INVESTMENT MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
50
BRIDGEPORT FINANCIAL SOLUTIONS — 's Item 11 disclosure-reporting entries rose by 12 (0 -> 12). IAPD ↗
50
TRIAD ADVISORS, LLC — moved its main office from NORCROSS, GA to ATLANTA, GA. IAPD ↗
50
FOUNDRY PARTNERS, LLC — moved its main office from MINNEAPOLIS, MN to CLEVELAND, OH. IAPD ↗
50
TRIAD HYBRID SOLUTIONS — moved its main office from NORCROSS, GA to ATLANTA, GA. IAPD ↗
50
INVESTABLE WEALTH, LLC — notice-filed in AR, AZ, CT, GA, IA, IL, IN, KY, MA, MN, MO, MS, NY, RI, SC, VA, WA. IAPD ↗
50
REDWOOD INVESTMENT GROUP, INC — notice-filed in FL, GA, HI, MA, MI, MO, TN, WI. IAPD ↗
50
AGHAZ INVESTMENT ADVISORS, LLC — notice-filed in CA, FL, GA, IL, MA, MD, MI, MN, MO, NC, NJ, NY, OH, PA, TX, VA, WA. IAPD ↗
50
DISCIPLINE WEALTH SOLUTIONS, INC. — notice-filed in FL, IA, IL, MO, TX. IAPD ↗
50
NERDWALLET ADVISORY — notice-filed in AK, AZ, FL, IL, MN, NJ, OH, PA, TX, UT, VA, WA, WI. IAPD ↗
50
SOVRAN ADVISORS, LLC — notice-filed in CO, FL, GA, LA, NC, NE, NJ, NV, PA, TX, VA, WA. IAPD ↗
49
ATLAS CAPITAL MANAGEMENT CORP — notice-filed in ID, MO, NE. IAPD ↗
49
LINSCOMB WEALTH, INC. — notice-filed in NJ, NM. IAPD ↗
49
AMERAUDI ASSET MANAGEMENT, INC. — notice-filed in PA, VA. IAPD ↗
49
MJP WEALTH ADVISORS — notice-filed in SC, TN. IAPD ↗
49
ELITE WEALTH MANAGEMENT, INC. — notice-filed in AZ, CA, TX. IAPD ↗
49
JFS WEALTH ADVISORS, LLC — notice-filed in ID, MI. IAPD ↗
49
TELOS CAPITAL MANAGEMENT, INC. — notice-filed in NM, OR. IAPD ↗
49
CORE WEALTH MANAGEMENT, INC. — notice-filed in GA, NC, NY. IAPD ↗
49
INSPIRION WEALTH ADVISORS, LLC — notice-filed in IA, SC. IAPD ↗
49
GOLDEN STATE WEALTH MANAGEMENT, LLC — notice-filed in MT, UT. IAPD ↗
49
THE WEALTH CONSULTING GROUP — notice-filed in MS, VT. IAPD ↗
49
INSIGHT FOLIOS — notice-filed in MD, NE, NY. IAPD ↗
49
OLIO FINANCIAL PLANNING — notice-filed in CO, NY, OR. IAPD ↗
49
GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC — notice-filed in IL, MI, NC. IAPD ↗
49
ROCKLINE WEALTH MANAGEMENT LLC — notice-filed in CO, CT, VA. IAPD ↗
48
COSNER FINANCIAL GROUP, LLC — moved its main office from FORT COLLINS, CO to WINDSOR, CO. IAPD ↗
48
GARRISON POINT CAPITAL, LLC — moved its main office from WALNUT CREEK, CA to SAN FRANCISCO, CA. IAPD ↗
48
PEAK PLANNING GROUP, LLC — moved its main office from DENVER, CO to CENTENNIAL, CO. IAPD ↗
48
CRESTMONT PRIVATE WEALTH LLC — moved its main office from HOUSTON, TX to BOERNE, TX. IAPD ↗
48
OLIVER WEALTH MANAGEMENT — moved its main office from BOCA RATON, FL to TOWSON, MD. IAPD ↗
48
PANORAMA WEALTH ADVISORS — notice-filed in CA, FL, MI, TX. IAPD ↗
47
BROWN, LISLE/CUMMINGS, INC — notice-filed in GA, VT. IAPD ↗
47
BRIGHTON SECURITIES CORP. — notice-filed in DC, RI. IAPD ↗
47
MIDWESTERN SECURITIES TRADING CO.,LLC — notice-filed in CT. IAPD ↗
47
HALBERT HARGROVE — notice-filed in MN. IAPD ↗
47
SHARKEY HOWES & JAVER INC — notice-filed in AZ, NC. IAPD ↗
47
SMITH SHELLNUT WILSON — notice-filed in NJ. IAPD ↗
47
EVERETT HARRIS & CO — notice-filed in MA. IAPD ↗
47
HCM WEALTH ADVISORS — notice-filed in IL, LA. IAPD ↗
47
TRAPHAGEN FINANCIAL GROUP — notice-filed in CO. IAPD ↗
47
GUYASUTA INVESTMENT ADVISORS, INCORPORATED — notice-filed in WV. IAPD ↗
47
CONTRAVISORY INVESTMENT MANAGEMENT, INC. — notice-filed in CO, VI. IAPD ↗
47
ALTFEST PERSONAL WEALTH MANAGEMENT — notice-filed in SC. IAPD ↗
47
PETERSEN HASTINGS WEALTH ADVISORS, INC. — notice-filed in FL. IAPD ↗
47
MISSION WEALTH MANAGEMENT, LP — notice-filed in KS. IAPD ↗
47
CLEARWATER ADVISORS, LLC — notice-filed in OR. IAPD ↗
47
JOHNSON INVESTMENT COUNSEL, INC. — notice-filed in LA. IAPD ↗
47
LUTZ FINANCIAL — notice-filed in FL. IAPD ↗
47
PRIVATE WEALTH MANAGEMENT, INC. — notice-filed in FL, TX. IAPD ↗
47
RKL PRIVATE WEALTH — notice-filed in NY. IAPD ↗
47
MCF ADVISORS, LLC — notice-filed in NC. IAPD ↗
47
BLUE CHIP PARTNERS, LLC — notice-filed in TN. IAPD ↗
47
HENRICKSON NAUTA WEALTH ADVISORS, INC. — notice-filed in CA, NC. IAPD ↗
47
KEATING FINANCIAL ADVISORY SERVICES — notice-filed in MO, NC. IAPD ↗
47
SHULMAN DEMEO ASSET MANAGEMENT, LLC — notice-filed in NC, PA. IAPD ↗
47
MIRACLE MILE ADVISORS, LLC — notice-filed in MD. IAPD ↗
47
DILIGENT INVESTORS, LLC — notice-filed in GA, IA. IAPD ↗
47
MAS ADVISORS LLC — notice-filed in DE. IAPD ↗
47
HEMINGTON WEALTH MANAGEMENT — notice-filed in NE, SC. IAPD ↗
47
GR FINANCIAL GROUP, LLC — notice-filed in NV, OH. IAPD ↗
47
GAINPLAN LLC — notice-filed in AZ, WV. IAPD ↗
47
SHP WEALTH MANAGEMENT, LLC — notice-filed in CA. IAPD ↗
47
KINGS PATH PARTNERS LLC — notice-filed in CO. IAPD ↗
47
SFG WEALTH MANAGEMENT — notice-filed in AZ, TN. IAPD ↗
47
BALLAST ADVISORS, LLC — notice-filed in OR, TN. IAPD ↗
47
OPEROSE ADVISORS LLC — notice-filed in IL. IAPD ↗
47
MERIDIAN WEALTH PARTNERS, LLC — notice-filed in CT. IAPD ↗
47
WINTHROP WEALTH — notice-filed in GA. IAPD ↗
47
JGP WEALTH MANAGEMENT, LLC — notice-filed in IL. IAPD ↗
47
APOLLON WEALTH MANAGEMENT, LLC — notice-filed in RI. IAPD ↗
47
HEIRLOOM WEALTH MANAGEMENT LLC — notice-filed in TN, WY. IAPD ↗
47
BISON ADVISORS — notice-filed in MD. IAPD ↗
47
BEACON HARBOR WEALTH ADVISORS — notice-filed in CA, SC. IAPD ↗
47
NEW REPUBLIC PARTNERS — notice-filed in CO. IAPD ↗
47
LAKERIDGE WEALTH MANAGEMENT LLC — notice-filed in MD, MI. IAPD ↗
47
BLEAKLEY FINANCIAL GROUP, LLC — notice-filed in AK. IAPD ↗
47
TITLEIST ASSET MANAGEMENT, LLC — notice-filed in CA, NV. IAPD ↗
47
MODERN WEALTH MANAGEMENT, LLC — notice-filed in NY. IAPD ↗
47
DOWNTOWN WEALTH STUDIOS, LLC — notice-filed in AZ, NH. IAPD ↗
47
TIDEMARK, LLC — notice-filed in GA, WA. IAPD ↗
46
GUNDERSON CAPITAL MANAGEMENT — notice-filed in LA, NE, UT. IAPD ↗
46
GLOBAL AUTOTRADING — notice-filed in IN, MA, UT. IAPD ↗
46
XYPN INVEST — notice-filed in MN, NC, OH. IAPD ↗
46
FLORIDA FINANCIAL ADVISORS, LLC — notice-filed in ID, NM, OK. IAPD ↗
46
DARDEN WEALTH GROUP — notice-filed in CT, DC, NH. IAPD ↗
46
ROCKPORT WEALTH ADVISORS — notice-filed in KY, NC, PA. IAPD ↗
46
BLUEPRINT FINANCIAL ADVISORS — notice-filed in AZ, MI, NV. IAPD ↗
45
GPM GROWTH INVESTORS, INC. — moved its main office from FARMINGTON HILLS, MI to BLOOMFIELD HILLS, MI. IAPD ↗
45
CONCORDE FINANCIAL RESOURCES — moved its main office from NORTH WILKESBORO, NC to WILKESBORO, NC. IAPD ↗
45
WMS ADVISORS, LLC — moved its main office from ROCKVILLE, MD to CHARLOTTE, NC. IAPD ↗
45
GRAND SLAM ASSET MANAGEMENT, LLC — moved its main office from FORT LEE, NJ to ENGLEWOOD CLIFFS, NJ. IAPD ↗
45
COSTELLO FINANCIAL PLANNING, INC. — moved its main office from BEND, OR to ARLINGTON HEIGHTS, IL. IAPD ↗
45
GK WEALTH MANAGEMENT LLC — moved its main office from RENO, NV to RENO, GA. IAPD ↗
45
HARON CAPITAL MANAGEMENT, LLC — moved its main office from NEW YORK, NY to COCOA BEACH, FL. IAPD ↗
45
PALATINE HILL WEALTH MANAGEMENT — moved its main office from ANN ARBOR, MI to BIRMINGHAM, MI. IAPD ↗
45
KAPSTONE FINANCIAL ADVISORS LLC — moved its main office from LEBENON, OH to LEBANON, OH. IAPD ↗
45
CANOPY PARTNERS — moved its main office from TERRACE PARK, OH to CINCINNATI, OH. IAPD ↗
45
SOVRAN ADVISORS, LLC — moved its main office from LA MESA, CA to SAN DIEGO, CA. IAPD ↗
45
BARRETT & COMPANY — notice-filed in WA. IAPD ↗
45
CLEAN YIELD ASSET MANAGEMENT — notice-filed in CO. IAPD ↗
45
RANDOLPH CO INC — notice-filed in NH. IAPD ↗
45
ROSENBLUM SILVERMAN SUTTON SF INC — notice-filed in OR. IAPD ↗
45
ARTHUR M. COHEN & ASSOCIATES LLC — notice-filed in DC. IAPD ↗
45
THOR WEALTH MANAGEMENT INC — notice-filed in MI. IAPD ↗
45
BRAND ASSET MANAGEMENT GROUP, INC. — notice-filed in NY. IAPD ↗
45
HFR WEALTH MANAGEMENT, LLC — notice-filed in IL. IAPD ↗
45
MOODY ALDRICH PARTNERS, LLC — notice-filed in FL. IAPD ↗
45
RIGGS ASSET MANAGEMENT CO INC — notice-filed in MA. IAPD ↗
45
JACOBS & COMPANY, LLC — notice-filed in WA. IAPD ↗
45
BCM ADVISORS, LLC — notice-filed in TN. IAPD ↗
45
NICOLLET INVESTMENT MANAGEMENT, INC. — notice-filed in MD. IAPD ↗
45
MOLLER WEALTH PARTNERS — notice-filed in IN. IAPD ↗
45
PEREGRINE ASSET ADVISERS, INC. — notice-filed in NM. IAPD ↗
45
JACOBSEN CAPITAL MANAGEMENT — notice-filed in CA. IAPD ↗
45
FREEGULLIVER, LLC — notice-filed in NE. IAPD ↗
45
COX CAPITAL MANAGEMENT LLC — notice-filed in WA. IAPD ↗
45
KUHN ADVISORS, INC. — notice-filed in VA. IAPD ↗
45
INVESTMARK ADVISORY GROUP LLC — notice-filed in NC. IAPD ↗
45
WHITCOMB & HESS, INC. — notice-filed in IN. IAPD ↗
45
NORTHEAST FINANCIAL GROUP, INC. — notice-filed in TX. IAPD ↗
45
STRATEGIC WEALTH MANAGEMENT GROUP — notice-filed in LA. IAPD ↗
45
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC — notice-filed in CO. IAPD ↗
45
GRAY PRIVATE WEALTH, LLC — notice-filed in PA. IAPD ↗
45
LONGVIEW WEALTH MANAGEMENT — notice-filed in MO. IAPD ↗
45
EVEREST FINANCIAL GROUP — notice-filed in LA. IAPD ↗
45
TRINITY CAPITAL MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗
45
GILMAN HILL ASSET MANAGEMENT, LLC — notice-filed in VA. IAPD ↗
45
CAPE INVESTMENT ADVISORY, INC. — notice-filed in DE. IAPD ↗
45
KEENER FINANCIAL PLANNING — notice-filed in LA. IAPD ↗
45
MACROVIEW INVESTMENT MANAGEMENT LLC — notice-filed in SC. IAPD ↗
45
EASTOVER CAPITAL MANAGEMENT — notice-filed in KS. IAPD ↗
45
LODESTONE WEALTH MANAGEMENT LLC — notice-filed in CO. IAPD ↗
45
FLOREK FINANCIAL, LLC — notice-filed in NY. IAPD ↗
45
CORDANT WEALTH PARTNERS — notice-filed in AZ. IAPD ↗
45
FLYNN ZITO CAPITAL MANAGEMENT, LLC — notice-filed in ME. IAPD ↗
45
MOSS, LUSE & WOMBLE, LLC — notice-filed in IL. IAPD ↗
45
THE ADVOCATE GROUP, LLC — notice-filed in AZ. IAPD ↗
45
COMPASS FINANCIAL MANAGEMENT LLC — notice-filed in WY. IAPD ↗
45
STONEMARK WEALTH MANAGEMENT — notice-filed in CO. IAPD ↗
45
WEALTHSTAR ADVISORS, LLC — notice-filed in NH. IAPD ↗
45
KERCHEVILLE ADVISORS LLC — notice-filed in CO. IAPD ↗
45
FOURSTAR WEALTH ADVISORS, LLC — notice-filed in WI. IAPD ↗
45
ONE DEGREE ADVISORS, INC. — notice-filed in CO. IAPD ↗
45
FINANCIAL COACH — notice-filed in DE. IAPD ↗
45
BUSKA WEALTH MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
45
ROSE CAPITAL ADVISORS, LLC — notice-filed in VA. IAPD ↗
45
WHITE OAKS WEALTH ADVISORS, INC. — notice-filed in CA. IAPD ↗
45
FALCON WEALTH PLANNING, INC. — notice-filed in NC. IAPD ↗
45
BELL & BROWN WEALTH ADVISORS, LLC — notice-filed in AR. IAPD ↗
45
FWG INVESTMENTS, LLC — notice-filed in HI. IAPD ↗
45
BRIGHT FUTURES WEALTH MANAGEMENT, LLC — notice-filed in ME. IAPD ↗
45
FIDUCIARY FINANCIAL GROUP, LLC — notice-filed in OR. IAPD ↗
45
ONE CHARLES PRIVATE WEALTH — notice-filed in TX. IAPD ↗
45
ALTUS WEALTH GROUP, LLC — notice-filed in WI. IAPD ↗
45
OPAL WEALTH ADVISORS, LLC — notice-filed in PA. IAPD ↗
45
FORTIS GROUP ADVISORS LLC — notice-filed in HI. IAPD ↗
45
MORGANROSEL WEALTH MANAGEMENT, LLC — notice-filed in WI. IAPD ↗
45
CENTURA WEALTH ADVISORY — notice-filed in NJ. IAPD ↗
45
FINANCIAL TRANSPARENCY — notice-filed in CA. IAPD ↗
45
SANDBOX FINANCIAL PARTNERS, LLC — notice-filed in LA. IAPD ↗
45
AVAII WEALTH MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
45
RIVERSEDGE ADVISORS — notice-filed in FL. IAPD ↗
45
CASTLE COAST WEALTH, LLC — notice-filed in NV. IAPD ↗
45
VINOBLE GROUP — notice-filed in CO. IAPD ↗
45
ABEL HALL, LLC — notice-filed in CO. IAPD ↗
45
PLATTE RIVER WEALTH ADVISORS, LLC — notice-filed in NH. IAPD ↗
45
ALAETHES WEALTH, LLC — notice-filed in LA. IAPD ↗
45
STRONGBOX WEALTH, LLC — notice-filed in TN. IAPD ↗
45
PROQUILITY PRIVATE WEALTH PARTNERS, LLC — notice-filed in WI. IAPD ↗
45
THE MILLSTONE EVANS GROUP, LLC — notice-filed in TN. IAPD ↗
45
CORVUS WEALTH ADVISORS LLC — notice-filed in ID. IAPD ↗
45
COGENTBLUE — notice-filed in NH. IAPD ↗
45
SOLIDARITY WEALTH, LLC — notice-filed in CA. IAPD ↗
45
STRATEGIC ADVOCATES, LLC — notice-filed in NE. IAPD ↗
45
QUANTUM FINANCIAL ADVISORS, LLC — notice-filed in AZ. IAPD ↗
45
TRIFECTA CAPITAL ADVISORS, LLC — notice-filed in WI. IAPD ↗
44
PIONEER WEALTH MANAGEMENT GROUP — notice-filed in NY, WA. IAPD ↗
44
SOLITUDE FINANCIAL SERVICES, INC. — notice-filed in PA, WA. IAPD ↗
44
CHRISTIAN FINANCIAL ADVISORS — notice-filed in FL, SC. IAPD ↗
44
JIM SAULNIER & ASSOCIATES, LLC — notice-filed in IL, NJ. IAPD ↗
44
WILLAMETTE FINANCIAL ADVISORS, LLC — notice-filed in FL, IL. IAPD ↗
44
GOODSTEIN WEALTH MANAGEMENT LLC — notice-filed in NH, TN. IAPD ↗
44
VALUES ADDED FINANCIAL — notice-filed in CA, NH. IAPD ↗
44
EAGLE WEALTH ADVISORS — notice-filed in CT, TX. IAPD ↗
44
PARLIN ADVISORS LLC — notice-filed in NH, NJ. IAPD ↗
44
JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC — notice-filed in LA, TX. IAPD ↗
44
AURORA WEALTH ADVISORS — notice-filed in NY, WA. IAPD ↗
44
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC — notice-filed in OK, WA. IAPD ↗
42
LADD CAPITAL MANAGEMENT LLC — notice-filed in NH. IAPD ↗
42
CHERRY CREEK INVESTMENT ADVISORS INC — notice-filed in NE. IAPD ↗
42
GPM GROWTH INVESTORS, INC. — notice-filed in IL. IAPD ↗
42
BEY-DOUGLAS, LLC INVESTMENT COUNSEL — notice-filed in CA. IAPD ↗
42
FINANCIAL STEWARD ASSOCIATES, LLC — notice-filed in OR. IAPD ↗
42
HORIZON INVESTMENT SERVICES, LLC. — notice-filed in WA. IAPD ↗
42
RCM ROBINSON CAPITAL MANAGEMENT LLC — notice-filed in MA. IAPD ↗
42
COBLER CAPITAL MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
42
CRESCENT ADVISOR GROUP, INC. — notice-filed in GA. IAPD ↗
42
INVESTMENT PARTNERS ASSET MANAGEMENT — notice-filed in LA. IAPD ↗
42
TEPLITZ FINANCIAL GROUP LLC — notice-filed in TX. IAPD ↗
42
WEINSTAT WEALTH MANAGEMENT, INC. — notice-filed in FL. IAPD ↗
42
SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST — notice-filed in FL. IAPD ↗
42
EMERSON EQUITY LLC — notice-filed in MN. IAPD ↗
42
FINANCIAL SOLUTIONS ASSOCIATES — notice-filed in NY. IAPD ↗
42
GRANGE CAPITAL, LLC — notice-filed in ID. IAPD ↗
42
FORTE ASSET MANAGEMENT, LLC — notice-filed in MI. IAPD ↗
42
GLOBAL FINANCIAL ADVISORY SERVICES, INC. — notice-filed in AZ. IAPD ↗
42
FENWAY FINANCIAL ADVISORS, LLC — notice-filed in FL. IAPD ↗
42
FOREST ASSET MANAGEMENT LLC — notice-filed in IN. IAPD ↗
42
BALLENTINE CAPITAL ADVISORS, INC. — notice-filed in TN. IAPD ↗
42
R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS — notice-filed in SC. IAPD ↗
42
PROVIDENCE WEALTH MANAGEMENT LLC — notice-filed in TX. IAPD ↗
42
KEEN CAPITAL, LTD — notice-filed in NC. IAPD ↗
42
FINGERLAKES WEALTH MANAGEMENT, INC. — notice-filed in VT. IAPD ↗
42
CHELSEA ADVISORY SERVICES, INC — notice-filed in MA. IAPD ↗
42
SIERRA WEALTH GROUP, LLC — notice-filed in MT. IAPD ↗
42
DAVIDSON WEALTH MANAGEMENT LLC — notice-filed in SC. IAPD ↗
42
CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC — notice-filed in NE. IAPD ↗
42
RIVERCHASE WEALTH MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
42
PENTO PORTFOLIO STRATEGIES, LLC — notice-filed in MN. IAPD ↗
42
SIGNIFY WEALTH LLC — notice-filed in NC. IAPD ↗
42
AXIS WEALTH PARTNERS, LLC — notice-filed in NH. IAPD ↗
42
TFS ADVISORS, LLC — notice-filed in CA. IAPD ↗
42
MBM WEALTH CONSULTANTS, LLC — notice-filed in GA. IAPD ↗
42
PETERSON FINANCIAL GROUP, INC. — notice-filed in TX. IAPD ↗
42
MONSON WEALTH MANAGEMENT, INC. — notice-filed in TX. IAPD ↗
42
STRATACORE CAPITAL MANAGEMENT, LLC. — notice-filed in TX. IAPD ↗
42
FOUR POINTS ADVISORS, LLC — notice-filed in PA. IAPD ↗
42
WASHINGTON GROWTH STRATEGIES LLC — notice-filed in VA. IAPD ↗
42
KOVAR WEALTH MANAGEMENT — notice-filed in OH. IAPD ↗
42
WE ALLIANCE WEALTH ADVISORS, INC. — notice-filed in WA. IAPD ↗
42
WYNN CAPITAL — notice-filed in SC. IAPD ↗
42
NWM ADVISORS, LLC — notice-filed in NV. IAPD ↗
42
INTEGRITY WEALTH SOLUTIONS LLC — notice-filed in NH. IAPD ↗
42
PETERSON WEALTH MANAGEMENT, LLC — notice-filed in UT. IAPD ↗
42
ELITE FINANCIAL, INC. — notice-filed in MT. IAPD ↗
42
M PREMIER PARTNERS — notice-filed in NC. IAPD ↗
42
PLAN FIRST WEALTH LLC — notice-filed in NJ. IAPD ↗
42
THE DALA GROUP, LLC — notice-filed in WI. IAPD ↗
42
EVER GREEN WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
42
HARON CAPITAL MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
42
BREACHWAY INVESTMENTS, LLC — notice-filed in OH. IAPD ↗
42
CHRONOS WEALTH MANAGEMENT, L.L.C. — notice-filed in GA. IAPD ↗
42
SINCERUS ADVISORY — notice-filed in NJ. IAPD ↗
42
CLIENT FIRST CAPITAL, LLC — notice-filed in LA. IAPD ↗
42
BALLAST FINANCIAL ADVISORS, LLC — notice-filed in LA. IAPD ↗
42
BLACK KNIGHT WEALTH MANAGEMENT, LLC — notice-filed in MO. IAPD ↗
42
ARGUS EQUITY PARTNERS, LLC — notice-filed in TN. IAPD ↗
42
PARCO WEALTH MANAGEMENT LLC — notice-filed in NH. IAPD ↗
42
ECHO45 ADVISORS LLC — notice-filed in OR. IAPD ↗
42
ARCHER POINTE WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
42
FORTIS CAPITAL ADVISORS, LLC — notice-filed in NH. IAPD ↗
42
ATHOS PRIVATE WEALTH LLC — notice-filed in CO. IAPD ↗
42
AFG FIDUCIARY SERVICES — notice-filed in ME. IAPD ↗
42
WEALTH MANAGEMENT CPAS, LLC — notice-filed in LA. IAPD ↗
42
BLVD PRIVATE WEALTH, LLC — notice-filed in IN. IAPD ↗
42
INVESTED ADVISORS — notice-filed in NH. IAPD ↗
42
TAPP ENGINE ADVISORS LLC — notice-filed in MA. IAPD ↗
42
ILLUMINE INVESTMENT MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
42
UNIPLAN INSTITUTIONAL ADVISORS LLC — notice-filed in MO. IAPD ↗
42
FACTOR INVESTING GROUP — notice-filed in MI. IAPD ↗
42
HEISTEN FINANCIAL, LLC — notice-filed in TX. IAPD ↗
42
RADIANT GLOBAL INVESTORS LLC — notice-filed in PA. IAPD ↗
42
FIAT WEALTH MANAGEMENT — notice-filed in IN. IAPD ↗
42
MOSLEY WEALTH MANAGEMENT, INC. — notice-filed in TN. IAPD ↗
42
HIBERNIA WEALTH PARTNERS, LLC — notice-filed in NE. IAPD ↗
42
STEWARD ADVISORS GROUP, LLC — notice-filed in GA. IAPD ↗
42
ROSSBY FINANCIAL, LLC — notice-filed in VA. IAPD ↗
42
FINANCIAL MANAGEMENT ASSOCIATES, LLC — notice-filed in FL. IAPD ↗
42
INTENTIONAL WEALTH STRATEGIES — notice-filed in CA. IAPD ↗
42
STIRLINGSHIRE INVESTMENTS — notice-filed in MA. IAPD ↗
42
PUREFI WEALTH, LLC — notice-filed in TX. IAPD ↗
42
EDLY ADVISORS — notice-filed in CT. IAPD ↗
42
CORAL REEF ADVISORS LLC — notice-filed in IL. IAPD ↗
30
LINSCOMB WEALTH, INC. — changed its website from linscomb-williams.com to linscombwealth.com. IAPD ↗
30
BOSTON FAMILY OFFICE LLC — changed its website from thebostonfamilyoffice.com to bosfam.com. IAPD ↗
30
SENTINEL PENSION ADVISORS INC — changed its website from sentinelgroup.com to sbgi.com. IAPD ↗
28
RICHARD YOUNG ASSOCIATES, LTD. — changed its website from moneymd.net to investrya.com. IAPD ↗
28
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC — changed its website from cagcos.com to brettmachtig.com. IAPD ↗
28
SAGEVEST WEALTH MANAGEMENT — changed its website from sagevestwealth.com to kidsfinancialeducation.com. IAPD ↗
28
CAPE INVESTMENT ADVISORY, INC. — changed its website from capeinvestmentadvisory.com to glacierwealthmanagement.com. IAPD ↗
28
PEREGRINE INVESTMENT ADVISORS, LLC — changed its website from peregrineinvestmentadvisors.com to peregrineinvest.com. IAPD ↗
28
TIM LOONEY INVESTMENTS, LLC — changed its website from timlooneyinvestments.com to timlooney.com. IAPD ↗
28
ENTRUST FINANCIAL LLC — changed its website from entrustfinancial.com to balancingactbook.com. IAPD ↗
28
TRUENORTH WEALTH & IMPACT, LLC — changed its website from vowelsstovern.com to findtruenorth.com. IAPD ↗
25
CREEKSIDE CAPITAL, INC. — changed its website from mcbreartycapital.com to creeksidecapitalinc.com. IAPD ↗
25
TRANSITION FINANCIAL ADVISORS GROUP, INC. — changed its website from theamericanincanada.ca to transitionfinancial.ca. IAPD ↗
25
SEAHORSE FINANCIAL ADVISERS INC. — changed its website from seahorseadvisers.com to longcycletiming.com. IAPD ↗
25
SPECTRUM WEALTH MANAGEMENT, LLC — changed its website from spectrumcapitalinvest.com to swmadvisors.com. IAPD ↗
25
BIRDROCK WEALTH — changed its website from birdrockam.com to birdrockwealth.com. IAPD ↗
25
BELLWETHER INVESTMENT GROUP, LLC — changed its website from focuspointefinancial.com to focuspointfinancial.com. IAPD ↗
25
AXIS WEALTH PARTNERS, LLC — changed its website from danieldaponte.com to axiswp.com. IAPD ↗
25
DOWNTOWN INVESTMENT ADVISORY — changed its website from downtownllc.com to seekingalpha.com. IAPD ↗
25
XYPN INVEST — changed its website from xyinvestmentsolutions.com to newleaffinancialguidance.com. IAPD ↗
25
INTEGRITY ADVISORY SOLUTIONS — changed its website from bacapitalmanagement.com to integritywealthsolutions.com. IAPD ↗
25
HARPER INVESTING — changed its website from esgplanning.com to harperinvesting.com. IAPD ↗
25
INVESTED ADVISORS — changed its website from kristen-coombs.com to weareinvested.com. IAPD ↗
25
INTREPID WEALTH PARTNERS, LLC — changed its website from intrepidwealthpartners.com to tribeofluxury.com. IAPD ↗
25
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC — changed its website from williamsnovackwm.com to williamsnovakwm.com. IAPD ↗
25
MAVROS CAPITAL MANAGEMENT, LLC — changed its website from mavroscm.com to mavroscapitalgroup.com. IAPD ↗
85
SR ALTERNATIVE CREDIT, LLC — (DARIEN, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
LONGEVITY WEALTH ADVISORS, LLC — (ORLANDO, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
SIMPLIFY EQLS LLC — (NEW YORK, NY) is newly SEC-registered with $114.3M RAUM and 10 advisory reps. IAPD ↗institutional
85
MESIROW RE-IA, INC. — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
BUENA CAPITAL ADVISORS LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC — (GREENWICH, CT) is newly SEC-registered with $0 RAUM and 20 advisory reps. IAPD ↗institutional
85
DUNN CAPITAL MANAGEMENT — (STUART, FL) is newly SEC-registered with $162.8M RAUM and 6 advisory reps. IAPD ↗institutional
85
CURAFIN ADVISORS — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
PEAKSHARES LLC — (TAMPA, FL) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
LANDMARK INVESTMENT PARTNERS, L.P. — (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
BELL PARTNERS — (GREENSBORO, NC) is newly SEC-registered with $5.72B RAUM and 65 advisory reps. IAPD ↗fund
85
COPPER PLACE GLOBAL CAPITAL LLC — (CLYDE HILL, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ONEX CREDIT ADVISOR, LLC — (ENGLEWOOD CLIFFS, NJ) is newly SEC-registered with $0 RAUM and 55 advisory reps. IAPD ↗institutional
83
BRIDGE NET LEASE FUND MANAGER LLC — (SANDY, UT) is newly SEC-registered with $699.9M RAUM and 12 advisory reps. IAPD ↗fund
80
FORMAN CAPITAL, LLC — (BOYNTON BEACH, FL) is newly SEC-registered with $123.7M RAUM and 8 advisory reps. IAPD ↗fund
70
ALKEN ASSET MANAGEMENT LTD — (LONDON, United Kingdom) is newly SEC-registered with $1.74B RAUM and 14 advisory reps. IAPD ↗foreign
65
HOOVEST CAPITAL MANAGEMENT — (WEST VANCOUVER, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
UTI ASSET MANAGEMENT COMPANY LIMITED — (MUMBAI, MAHARASHTRA, India) is newly SEC-registered with $0 RAUM and 48 advisory reps. IAPD ↗foreign
45
MASON STREET ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 3 (11 -> 14). IAPD ↗institutional
45
DBX ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 1 (96 -> 97). IAPD ↗institutional
45
45
RIVER1 ASSET MANAGEMENT LLC — R1VER ASSET MANAGEMENT LLC is now doing business as . IAPD ↗institutional
43
BMO CAPITAL MARKETS CORP. — 's Item 11 disclosure-reporting entries rose by 1 (52 -> 53). IAPD ↗institutional
43
40
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC — 's Item 11 disclosure-reporting entries rose by 3 (18 -> 21). IAPD ↗institutional
40
AON SECURITIES LLC — 's Item 11 disclosure-reporting entries rose by 4 (1 -> 5). IAPD ↗institutional
40
CONTRARIAN CAPITAL MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
40
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund
40
40
BOFA SECURITIES, INC. — 's Item 11 disclosure-reporting entries rose by 2 (93 -> 95). IAPD ↗institutional
40
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC — 's Item 11 disclosure-reporting entries rose by 3 (11 -> 14). IAPD ↗fund
40
40
40
FINANCEHQ LLC — notice-filed in AL, AR, AZ, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI, WY. IAPD ↗institutional
38
BELHEALTH INVESTMENT PARTNERS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
37
37
35
PPB ADVISORS, LLC — moved its main office from CONSHOHOCKEN, PA to WEST CONSHOHOCKEN, PA. IAPD ↗fund
35
35
33
32
32
30
BENGAL ASSET MANAGEMENT, LLC — moved its main office from BURLINGAME, CA to SANTA MONICA, CA. IAPD ↗fund
27
25
DWS ALTERNATIVES GLOBAL LIMITED — 's Item 11 disclosure-reporting entries rose by 2 (96 -> 98). IAPD ↗foreign
25
DWS INVESTMENTS HONG KONG LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (95 -> 98). IAPD ↗foreign
23
15
1ST AND MAIN GROWTH PARTNERS — changed its website from thebancfunds.com to 1standmain.co. IAPD ↗fund
15
EASTSPRING US — changed its website from eastspringinvestments.com to eastspring.com. IAPD ↗institutional
12
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.