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LEGALIST

SAN FRANCISCO, CA · CRD 297876 · IAPD ↗ · 415-570-7878

$1.92BRegulatory AUM
16Advisory reps
36Employees
0Clients
n/aPlanning clients
13Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

60
July 2026 — LEGALIST reported RAUM up 86% ($1.03B -> $1.92B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
July 2025 — LEGALIST grew from 13 to 16 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
July 2025 — LEGALIST crossed $1B in regulatory AUM ($973.5M -> $1.03B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
33
March 2024 — LEGALIST moved its main office from STATELINE, NV to SAN FRANCISCO, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.