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BENGAL ASSET MANAGEMENT, LLC

SANTA MONICA, CA · CRD 168688 · IAPD ↗ · 310-237-6608

$197.6MRegulatory AUM
3Advisory reps
7Employees
0Clients
n/aPlanning clients
2Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
March 2024 — BENGAL ASSET MANAGEMENT, LLC reported RAUM down 26% ($273.3M -> $203.3M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
30
March 2024 — BENGAL ASSET MANAGEMENT, LLC moved its main office from BURLINGAME, CA to SANTA MONICA, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.