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RIVER1 ASSET MANAGEMENT LLC

MILWAUKEE, WI · CRD 329230 · IAPD ↗ · 920-583-1476

$107.8MRegulatory AUM
2Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

60
March 2026 — RIVER1 ASSET MANAGEMENT LLC reported RAUM up 77% ($60.7M -> $107.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
March 2025 — RIVER1 ASSET MANAGEMENT LLC reported RAUM up 188% ($21.1M -> $60.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
May 2024 — RIVER1 ASSET MANAGEMENT LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
45
March 2024 — R1VER ASSET MANAGEMENT LLC is now doing business as RIVER1 ASSET MANAGEMENT LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.