← Tributary

Marketing & brand — August 2026

Websites, brand, content, and lead-gen for advisors (FMG, Snappy Kraken, agencies).

566 firms opened this window in the August 2026 SEC roster: 275 state expansion, 159 new registration, 36 disclosure added, 35 relocation, 34 website changed, 27 rename.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

100
INGALLS INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $7.83B RAUM and 50 advisory reps. IAPD ↗
$7.83B RAUM · 50 reps · 2122697800 · ingalls.net
98
THIRD EYE CAPITAL MANAGEMENT, LLC — (MIAMI BEACH, FL) is newly SEC-registered with $291.3M RAUM and 1 advisory reps. IAPD ↗
$291.3M RAUM · 1 reps · (732) 447-3019 · thirdeyecapitalmanagement.com
98
CHARBETH ADVISORY L.L.C. — (location n/a) is newly SEC-registered with $370.0M RAUM and 1 advisory reps. IAPD ↗
$370.0M RAUM · 1 reps · 919-768-3474
95
PALADIN PARTNERS — (HARTLAND, WI) is newly SEC-registered with $198.5M RAUM and 2 advisory reps. IAPD ↗
$198.5M RAUM · 2 reps · 414-367-4675 · paladinpartners.biz
95
WASHINGTON FINANCIAL GROUP, INC. — (OSTERVILLE, MA) is newly SEC-registered with $119.0M RAUM and 2 advisory reps. IAPD ↗
$119.0M RAUM · 2 reps · 508-420-8341
95
COLLEEN WEBER CPA, LLC — (CHANHASSEN, MN) is newly SEC-registered with $120.6M RAUM and 2 advisory reps. IAPD ↗
$120.6M RAUM · 2 reps · 952-470-0750 · colleenweber.com
95
NCU INVESTMENT SOLUTIONS — (SMITHFILED, RI) is newly SEC-registered with $107.6M RAUM and 6 advisory reps. IAPD ↗
$107.6M RAUM · 6 reps · 401-228-0100
95
LIFEFOCUS FINANCIAL ADVISORS, LLC — (WALLA WALLA, WA) is newly SEC-registered with $103.5M RAUM and 2 advisory reps. IAPD ↗
$103.5M RAUM · 2 reps · 509-526-4521 · lifefocusadvisors.com
95
THE ADVISORY FIRM — (ALPHARETTA, GA) is newly SEC-registered with $126.4M RAUM and 1 advisory reps. IAPD ↗
$126.4M RAUM · 1 reps · 678-566-3711 · theadvisoryfirm.net
95
GFN CAPITAL MANAGEMENT — (RICHARDSON, TX) is newly SEC-registered with $120.1M RAUM and 4 advisory reps. IAPD ↗
$120.1M RAUM · 4 reps · 972-385-0007 · glazerfinancial.com
95
J.P. CAPITAL MANAGEMENT, INC. — (EUGENE, OR) is newly SEC-registered with $166.6M RAUM and 1 advisory reps. IAPD ↗
$166.6M RAUM · 1 reps · 541-343-2064
95
DC CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $107.0M RAUM and 1 advisory reps. IAPD ↗
$107.0M RAUM · 1 reps · 970-468-1339 · dc-cm.com
95
TRG CAPITAL MANAGEMENT, INC. — (RALEIGH, NC) is newly SEC-registered with $118.2M RAUM and 4 advisory reps. IAPD ↗
$118.2M RAUM · 4 reps · 919-239-4163 · trgcap.com
95
MIDWAY CAPITAL RESEARCH & MANAGEMENT LLC — (CHICAGO, IL) is newly SEC-registered with $110.4M RAUM and 2 advisory reps. IAPD ↗
$110.4M RAUM · 2 reps · (312) 445-8562 · midwaymgt.com
95
MATHIES FINANCIAL PARTNERS — (PUEBLO, CO) is newly SEC-registered with $104.0M RAUM and 4 advisory reps. IAPD ↗
$104.0M RAUM · 4 reps · 719-434-3939 · mathiesfp.com
95
BAS CAPITAL — (location n/a) is newly SEC-registered with $117.0M RAUM and 1 advisory reps. IAPD ↗
$117.0M RAUM · 1 reps · 901-486-9216
95
C.L. SHELDON & COMPANY, LLC — (location n/a) is newly SEC-registered with $110.7M RAUM and 3 advisory reps. IAPD ↗
$110.7M RAUM · 3 reps · 703-542-4000
95
UNDERDOG WEALTH MANAGEMENT, LLC — (MAPLE GROVE, MN) is newly SEC-registered with $111.9M RAUM and 2 advisory reps. IAPD ↗
$111.9M RAUM · 2 reps · 763-497-3000 · underdogwealthmanagement.com
95
COMMON CENTS WEALTH MANAGEMENT, LLC — (PEMBROKE PINES, FL) is newly SEC-registered with $113.7M RAUM and 2 advisory reps. IAPD ↗
$113.7M RAUM · 2 reps · 954-769-0837 · cc-wealth.com
95
COLBURN WEALTH MANAGEMENT, LLC — (GROVE CITY, OH) is newly SEC-registered with $116.2M RAUM and 3 advisory reps. IAPD ↗
$116.2M RAUM · 3 reps · 740.831.4004
95
RIVERSTONE ASSET MANAGEMENT, LLC — (LOUISVILLE, KY) is newly SEC-registered with $103.0M RAUM and 2 advisory reps. IAPD ↗
$103.0M RAUM · 2 reps · 502-882-5580
95
STABILITY PARTNERS ADVISORY GROUP, LLC — (SPRING, TX) is newly SEC-registered with $140.9M RAUM and 3 advisory reps. IAPD ↗
$140.9M RAUM · 3 reps · 832-559-8393 · stabilityfinancialtalk.com
95
MINKO WEALTH — (BROOKLYN, NY) is newly SEC-registered with $119.1M RAUM and 2 advisory reps. IAPD ↗
$119.1M RAUM · 2 reps · 718-748-1700 · minkowealth.com
95
EGSI INVESTMENT MANAGEMENT — (DUBLIN, OH) is newly SEC-registered with $144.7M RAUM and 4 advisory reps. IAPD ↗
$144.7M RAUM · 4 reps · 614-526-4118 · egsifinancial.com
95
JAYCO WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $107.9M RAUM and 1 advisory reps. IAPD ↗
$107.9M RAUM · 1 reps · 404-731-7592
95
NITOR CAPITAL MANAGEMENT — (ENGLEWOOD CLIFFS, NJ) is newly SEC-registered with $158.6M RAUM and 1 advisory reps. IAPD ↗
$158.6M RAUM · 1 reps · (646) 322-3715 · nitorcapitalmanagement.com
95
FUTURE BRIGHT — (location n/a) is newly SEC-registered with $120.6M RAUM and 3 advisory reps. IAPD ↗
$120.6M RAUM · 3 reps · (701) 306-7631
95
GREENPORT CAPITAL ADVISORS — (MARLBOROUGH, MA) is newly SEC-registered with $119.2M RAUM and 2 advisory reps. IAPD ↗
$119.2M RAUM · 2 reps · 978-393-3090 · greenportca.com
95
FINANCIAL ZEN — (SAN FRANCISCO, CA) is newly SEC-registered with $167.6M RAUM and 2 advisory reps. IAPD ↗
$167.6M RAUM · 2 reps · (415) 792-0345
95
SCHAUER INVESTMENT MANAGEMENT, INC. — (NORTHRIDGE, CA) is newly SEC-registered with $119.7M RAUM and 4 advisory reps. IAPD ↗
$119.7M RAUM · 4 reps · (818) 727-9960
95
ADVANCED WEALTH MANAGEMENT — (SARASOTA, FL) is newly SEC-registered with $110.7M RAUM and 3 advisory reps. IAPD ↗
$110.7M RAUM · 3 reps · 941-451-8512
95
OXFORD PLANNING GROUP, LLC — (WOODSTOCK, MD) is newly SEC-registered with $112.9M RAUM and 3 advisory reps. IAPD ↗
$112.9M RAUM · 3 reps · 410-995-8711 · oxfordplanning.com
95
ARROW WEALTH ADVISORS — (AUBURN, CA) is newly SEC-registered with $121.2M RAUM and 2 advisory reps. IAPD ↗
$121.2M RAUM · 2 reps · 210-541-9967
95
56 CAPITAL PARTNERS, LTD — (COLORADO SPRINGS, CO) is newly SEC-registered with $113.3M RAUM and 2 advisory reps. IAPD ↗
$113.3M RAUM · 2 reps · 719-418-3773
95
RIVER RAISIN INVESTMENT PARTNERS, INC. — (MONROE, MI) is newly SEC-registered with $163.5M RAUM and 2 advisory reps. IAPD ↗
$163.5M RAUM · 2 reps · (734) 241-5771
95
PINETREE ADVISORS CORP. — (MIAMI, FL) is newly SEC-registered with $120.0M RAUM and 2 advisory reps. IAPD ↗
$120.0M RAUM · 2 reps · 305-510-8772 · pinetreeadvisors.us
95
SINGER WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $119.0M RAUM and 3 advisory reps. IAPD ↗
$119.0M RAUM · 3 reps · 206-300-7464
95
ALLPOINT FINANCIAL GROUP — (PETALUMA, CA) is newly SEC-registered with $116.8M RAUM and 4 advisory reps. IAPD ↗
$116.8M RAUM · 4 reps · 707-303-7000 · allpointfg.com
95
OPULUS — (DOYLESTOWN, PA) is newly SEC-registered with $104.9M RAUM and 2 advisory reps. IAPD ↗
$104.9M RAUM · 2 reps · 215-859-8095
95
OLD VINE CAPITAL — (location n/a) is newly SEC-registered with $167.0M RAUM and 1 advisory reps. IAPD ↗
$167.0M RAUM · 1 reps · 415-990-1420
95
EXPERIENCE YOUR WEALTH, LLC — (location n/a) is newly SEC-registered with $105.3M RAUM and 2 advisory reps. IAPD ↗
$105.3M RAUM · 2 reps · (401) 227-7881
95
JPS ADVISORS LLC — (location n/a) is newly SEC-registered with $26.6M RAUM and 1 advisory reps. IAPD ↗
$26.6M RAUM · 1 reps · (646) 458-1574 · jps-advisors.com
95
CORINTHIAN WEALTH MANAGEMENT — (SAN JOSE, CA) is newly SEC-registered with $131.7M RAUM and 3 advisory reps. IAPD ↗
$131.7M RAUM · 3 reps · 408-995-0915
95
PVA FINANCIAL, LLC — (location n/a) is newly SEC-registered with $136.9M RAUM and 1 advisory reps. IAPD ↗
$136.9M RAUM · 1 reps · 773-825-9090
95
STILLWATER CAPITAL MANAGEMENT — (CARMEL-BY-THE-SEA, CA) is newly SEC-registered with $102.5M RAUM and 2 advisory reps. IAPD ↗
$102.5M RAUM · 2 reps · 831-877-1095
95
REDEEM WEALTH MANAGEMENT — (GILBERT, AZ) is newly SEC-registered with $118.6M RAUM and 3 advisory reps. IAPD ↗
$118.6M RAUM · 3 reps · 480-680-7975
95
KI CAPITAL WEALTH MANAGEMENT US LLC — (MIAMI, FL) is newly SEC-registered with $145.9M RAUM and 3 advisory reps. IAPD ↗
$145.9M RAUM · 3 reps · 520-710-0826
95
CJC WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $121.9M RAUM and 4 advisory reps. IAPD ↗
$121.9M RAUM · 4 reps · 301-761-3880
95
FULLY FINANCIAL — (ATHENS, GA) is newly SEC-registered with $111.1M RAUM and 2 advisory reps. IAPD ↗
$111.1M RAUM · 2 reps · (706) 389-8426 · fullyfin.com
95
SOLIST FINANCIAL — (TAMPA, FL) is newly SEC-registered with $130.1M RAUM and 1 advisory reps. IAPD ↗
$130.1M RAUM · 1 reps · 8132943737
95
KUKUI TREE CAPITAL MANAGEMENT LLC — (PALO ALTO, CA) is newly SEC-registered with $105.2M RAUM and 1 advisory reps. IAPD ↗
$105.2M RAUM · 1 reps · 650-434-0488 · kukuitreecapital.com
95
FREEDOM VALUE PARTNERS, LLC — (location n/a) is newly SEC-registered with $119.1M RAUM and 2 advisory reps. IAPD ↗
$119.1M RAUM · 2 reps · 913-558-2054
95
WEALTH SCRIPT ADVISORS — (SAN FRANCISCO, CA) is newly SEC-registered with $121.4M RAUM and 1 advisory reps. IAPD ↗
$121.4M RAUM · 1 reps · (415)300-0610 · mywealthscript.com
95
UNSTOPPABLE ASSET — (PHOENIX, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 8603680224 · unstoppableasset.com
95
AETERNITAS INVESTMENT MANAGEMENT, LLC — (YARDLEY, PA) is newly SEC-registered with $172.5M RAUM and 2 advisory reps. IAPD ↗
$172.5M RAUM · 2 reps · 2673947872 · aeternitasinvest.com
95
BISON WEALTH MANAGEMENT, LLC — (LYNDHURST, OH) is newly SEC-registered with $131.0M RAUM and 3 advisory reps. IAPD ↗
$131.0M RAUM · 3 reps · 216-270-4425 · bisonllc.com
95
INOVO WEALTH ARCHITECTS — (UNION, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 973 567-7526
95
SKYLAR WEALTH MANAGEMENT, LLC — (PASADENA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 213-836-9100 · skylarwealth.com
95
GOALPOST WEALTH MANAGEMENT, LLC — (RADNOR, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 610-293-7390
95
ASTRAVIA FAMILY WEALTH OFFICE LLC — (EL SEGUNDO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 310-275-5059
95
MILLER WEALTH MANAGEMENT — (GILBERT, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 480-613-7400
95
COMMUNITY CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 877 296 5657
95
QUASAR — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 332-262-3228
95
RAC STRATEGIC PARTNERS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (786) 496-2338
95
LYNCH FINANCIAL ADVISORS, INC — (ROSEVILLE, CA) is newly SEC-registered with $108.6M RAUM and 3 advisory reps. IAPD ↗
$108.6M RAUM · 3 reps · 916-772-3103 · lynchfinancialadvisors.com
95
GOLDEN RATIO WEALTH MANAGEMENT LLC — (RADNOR, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (610) 293-7310
95
EYRA — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · +1 248 376 1480
95
BARTHOLOMEW & COMPANY WEALTH MANAGEMENT, LLC — (WORCESTER, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 508-753-8807
95
EARLYBIRD ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 302-750-5989 · investearlybird.com
95
FINANCIAL POTENTIAL WEALTH MANAGEMENT — (GAINESVILLE, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 770-287-8718 · yourfinancialpotential.com
95
VELARA WEALTH MANAGEMENT INC. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 2129671428 · velarawealth.com
95
PUBLIC SAFETY FINANCIAL GROUP, LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 832-200-3418
95
WICK — (UNION CITY, NJ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 2015789203
95
EAST WEST WEALTH ADVISORS LLC — (PASADENA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 888-928-8189
95
EDYN — (PHILADELPHIA, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 8564484685 · growedyn.com
95
EHG WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (717) 947-8555
95
PELORUS CAPITAL MANAGEMENT, LLC — (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 717-902-2727 · peloruscapital.net
95
OLDE RALEIGH FINANCIAL GROUP — (RALEIGH, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 919-861-8212
95
HIRST FINANCIAL INDEPENDENCE PLANNING, INC. — (FALL RIVER, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (508) 636-3595 · hirstfip.com
95
ALLEN FINANCIAL PARTNERS — (PRESCOTT, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 602-677-7546 · allenfinancialpartners.com
95
LANGAN FINANCIAL GROUP — (CAMP HILL, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 717-288-1880 · langanfinancialgroup.com
95
STEWARDWELL LLC — (FRANKLIN, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · (615) 538-6110 · stewardwellwp.com
95
KAHN ASSET MANAGEMENT — (LOS ANGELES, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 310-480-6709
95
MAN ADVISERS LLC — (BOSTON, MA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · +1 617-897-7800 · man.com
95
VECTOR3 WEALTH MANAGEMENT — (SAN DIEGO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (858) 771-4700 · vector3wealth.com
95
W.B. EDWARDS & CO. — (KNOXVILLE, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (865) 999-2032
95
MY ADVISORS US LLC — (TUSTIN, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 9493441208 · myadvisors.us
95
WALTON CREEK INVESTMENT ADVISORS — (TULSA, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 918-394-1966
95
LIBERTY FORGE LLC — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (617) 239-9340 · civicfinancial.com
95
NAPLES WEALTH ADVISORS, LLC — (NAPLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 239-325-1811 · napleswa.com
95
MIDFIELD PRIVATE WEALTH, LLC — (WHITE PLAINS, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-992-7618
60
INGALLS INVESTMENT MANAGEMENT, LLC — INGALLS & SNYDER LLC is now doing business as . IAPD ↗
$7.83B RAUM · 50 reps · 212-269-7800 · ingalls.net
60
LANARK FINANCIAL, INC. — NBC SECURITIES, INC. is now doing business as . IAPD ↗
$1.78B RAUM · 63 reps · 800-521-9390 · nbcsecurities.com
60
BAHL & GAYNOR LLC — BAHL & GAYNOR INC is now doing business as . IAPD ↗
$20.99B RAUM · 47 reps · 513-287-6100 · bahl-gaynor.com
60
CETERA PLANNING PARTNERS — THE RETIREMENT PLANNING GROUP, LLC is now doing business as . IAPD ↗
$4.16B RAUM · 33 reps · 913-498-8898
60
PRECISION FIDUCIARY PARTNERS, LLC — LEAFHOUSE FINANCIAL ADVISORS, LLC is now doing business as . IAPD ↗
$24.08B RAUM · 8 reps · (512) 879-1505 · mesirowfinancial.com
60
CORIENT SHC WEALTH MANAGEMENT (US) LP — FFT WEALTH MANAGEMENT is now doing business as . IAPD ↗
$2.34B RAUM · 22 reps · 610-545-6100 · fftwealth.com
60
CORIENT SHC PARTNERS (US) LP — LGL PARTNERS, LLC is now doing business as . IAPD ↗
$1.71B RAUM · 22 reps · 610-545-6100 · corient.com
58
FLAGSTAR SECURITIES, INC. — FLAGSTAR ADVISORS, INC. is now doing business as . IAPD ↗
$784.3M RAUM · 37 reps · 646-822-1475 · flagstar.com
58
CANTY WEALTH MANAGEMENT — CANTY FINANCIAL MANAGEMENT, INC. is now doing business as . IAPD ↗
$254.0M RAUM · 3 reps · 518-885-3230 · cantyfinancial.com
58
OPTIMA ASSET MANAGEMENT LP — OPTIMA ASSET MANAGEMENT LLC is now doing business as . IAPD ↗
$891.6M RAUM · 14 reps · 212-484-3000 · optima.com
58
DIGITAL ASCENSION GROUP - WEALTH — DIGITAL WEALTH PARTNERS is now doing business as . IAPD ↗
$555.1M RAUM · 23 reps · 307-396-0295
58
OAK HARBOR WEALTH PARTNERS — HESMER WEALTH MANAGEMENT LLC is now doing business as . IAPD ↗
$288.4M RAUM · 4 reps · 252-230-7699
55
J.P. MORGAN SECURITIES LLC — 's Item 11 disclosure-reporting entries rose by 1 (163 -> 164). IAPD ↗
$429.69B RAUM · 8479 reps · 800-999-2000 · wealthpartners.jpmorgan.com
55
EDWARD JONES — 's Item 11 disclosure-reporting entries rose by 4 (297 -> 301). IAPD ↗
$1013.61B RAUM · 20304 reps · 314-515-2000 · bridgebuildermutualfunds.edwardjones.com
55
LPL FINANCIAL LLC — 's Item 11 disclosure-reporting entries rose by 4 (376 -> 380). IAPD ↗
$819.12B RAUM · 36280 reps · 704-733-3300
55
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED — 's Item 11 disclosure-reporting entries rose by 3 (476 -> 479). IAPD ↗
$1781.57B RAUM · 25721 reps · 800-637-7455
55
PRIMERICA ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (51 -> 52). IAPD ↗
$15.54B RAUM · 3959 reps · 833-786-0550 · landmark.primerica.com
55
CENTAURUS FINANCIAL, INC. — 's Item 11 disclosure-reporting entries rose by 1 (26 -> 27). IAPD ↗
$9.74B RAUM · 426 reps · 714-456-1790 · centaurusfinancial.com
55
HIGHLAND ASSOCIATES INC — 's Item 11 disclosure-reporting entries rose by 2 (11 -> 13). IAPD ↗
$20.99B RAUM · 18 reps · 205-933-8664
55
NEPC, LLC — 's Item 11 disclosure-reporting entries rose by 4 (4 -> 8). IAPD ↗
$152.72B RAUM · 132 reps · 617-374-1300
55
EMPOWER ADVISORY GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 1 (6 -> 7). IAPD ↗
$195.43B RAUM · 6138 reps · 866-575-4977 · empower.com
55
DELTA ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (8 -> 9). IAPD ↗
$1.53B RAUM · 6 reps · 901-767-4791
55
NORTHEAST FINANCIAL GROUP, INC. — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
$1.44B RAUM · 1 reps · 570-688-9898
55
HIGHTOWER ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (8 -> 9). IAPD ↗
$198.58B RAUM · 953 reps · 312-962-3800 · cogneticcapital.com
55
MERCER GLOBAL ADVISORS INC. — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$84.40B RAUM · 632 reps · (888) 885-8101 · vintagefs.com
55
PRECISION FIDUCIARY PARTNERS, LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
$24.08B RAUM · 8 reps · (512) 879-1505 · mesirowfinancial.com
55
THE MATHER GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$13.45B RAUM · 97 reps · 888-537-1080
55
VANGUARD PERSONALIZED INDEXING MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 2 (110 -> 112). IAPD ↗
$11.35B RAUM · 6 reps · 844-317-5190
55
CORIENT — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗
$165.25B RAUM · 620 reps · (305) 735-2020
55
GOING CPAS & WEALTH ADVISORS, LLP — GOING CPAS AND WEALTH ADVISORS is now doing business as . IAPD ↗
$160.8M RAUM · 8 reps · 337-942-3041 · going.cpa
55
CAROTA WEALTH MANAGEMENT — BRANDYWINE FINANCIAL GROUP, INC. is now doing business as . IAPD ↗
$135.0M RAUM · 2 reps · 610-828-1155 · brandywinefinancialgroup.com
55
DAVIDOV WEALTH GROUP, LLC — DAVIDOV FINANCIAL COACHING, LLC is now doing business as . IAPD ↗
$174.5M RAUM · 2 reps · (516) 587-5550 · davidovfinancial.com
55
G-LEGION, LLC — KEELEY-TETON ADVISORS, LLC is now doing business as . IAPD ↗
$12.6M RAUM · 1 reps · (312) 786-5000 · tetonadv.com
55
PKS ADVISORY SERVICES, LLC — notice-filed in AK, HI, IA, KS, KY, ME, MO, MT, ND, NE, NV, WY. IAPD ↗
$1.09B RAUM · 36 reps · (518) 426-5791 · woehlerfinancialgroup.com
55
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC — notice-filed in IN, KY, MI, MT, NC, NM. IAPD ↗
$9.55B RAUM · 7 reps · 800-458-6589 · stephensimg.com
55
COASTAL BRIDGE ADVISORS — notice-filed in AL, AR, DC, HI, ID, IN, KY, MI, MO, MS, MT, OH, UT. IAPD ↗
$5.02B RAUM · 25 reps · 203-683-1530 · focusfinancialpartners.com
55
LEGACY FINANCIAL ADVISORS, INC. — notice-filed in GA, LA, NY, OR, WA. IAPD ↗
$1.52B RAUM · 12 reps · 859-655-5225 · legacyfinancialadvisors.com
55
EVERTERN WEALTH, LLC — notice-filed in CO, IL, MA, MI, NH, NJ, NY, OH, WI. IAPD ↗
$1.56B RAUM · 2 reps · 239-508-7700 · everternwealth.com
53
AXIOM ASSET MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 10 (7 -> 17). IAPD ↗
$899.6M RAUM · 5 reps · 610-688-0050 · axiomasset.com
53
FLORIDA FINANCIAL ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$456.1M RAUM · 667 reps · (813) 333-1683
53
SECURA FINANCIAL — notice-filed in AK, AZ, FL, NE, NH, NM, NV, NY, TX. IAPD ↗
$319.9M RAUM · 9 reps · 714-704-6616 · securawm.com
53
TRAYNOR CAPITAL MANAGEMENT — notice-filed in ME, MT, RI, WV. IAPD ↗
$2.42B RAUM · 6 reps · 610-993-9050 · traynorcapital.com
53
GATEWAY INVESTMENT ADVISERS, LLC — notice-filed in LA, MO, OR, VA. IAPD ↗
$11.59B RAUM · 10 reps · 513-719-1100
53
TRINITY PORTFOLIO ADVISORS, LLC — notice-filed in AZ, GA, KY, NE, NH. IAPD ↗
$530.5M RAUM · 9 reps · 817-416-7227 · trinityportfolio.com
53
BLUESPRING WEALTH MANAGEMENT, LLC — notice-filed in GA, MI, MO, NJ. IAPD ↗
$5.43B RAUM · 47 reps · 737-443-2122 · bluespringwealthcalifornia.com
53
PROCYON — notice-filed in IA, ID, NE, UT. IAPD ↗
$9.20B RAUM · 49 reps · (475) 232-2704
53
KWB WEALTH — notice-filed in OH, SC, TN, VA. IAPD ↗
$1.23B RAUM · 8 reps · 909-307-8220
53
ASSET ONE WEALTH MANAGEMENT, LLC — notice-filed in AK, AZ, CO, GA, HI, ID, LA, MD, MI, MO, NC, NH, NV, NY, TN, TX, VA. IAPD ↗
$982.5M RAUM · 9 reps · (425) 504-8200 · assetone.com
53
15 WEALTH ADVISORS LLC — notice-filed in IA, MN, MO, NC, NY, TN, VA. IAPD ↗
$481.5M RAUM · 12 reps · 847-735-7103 · 15wealth.com
53
SAGE TRADING COLLECTIVE — notice-filed in CA, MD, NJ, VA. IAPD ↗
$1.22B RAUM · 2 reps · 419-350-8981 · sagetradingcollective.com
53
AUGUST WEALTH ADVISORS LLC — notice-filed in LA, MA, NH, NJ, NY, TX. IAPD ↗
$436.6M RAUM · 4 reps · (800) 985-9477 · augustwealthadvisors.com
51
BALLENTINE PARTNERS — notice-filed in HI, MD, SC. IAPD ↗
$15.32B RAUM · 87 reps · 781-314-1300
51
SUMMIT INVESTMENT ADVISORY SERVICES — notice-filed in GA, IA, IL, OR. IAPD ↗
$745.8M RAUM · 8 reps · (651) 490-2939
51
GIBBS WEALTH MANAGEMENT, LLC — notice-filed in NH, WA, WY. IAPD ↗
$1.06B RAUM · 59 reps · 678-694-8770 · cosaintadvisors.com
51
LAKE STREET — notice-filed in MD, VA, WA. IAPD ↗
$1.16B RAUM · 6 reps · 312-766 7040 · clarity-fg.com
51
BLUEPRINT FINANCIAL ADVISORS — notice-filed in AK, WA, WY. IAPD ↗
$1.41B RAUM · 39 reps · 844-200-2568 · komaracap.com
51
PARKWOODS WEALTH PARTNERS, LLC — notice-filed in HI, ID, NJ. IAPD ↗
$1.79B RAUM · 21 reps · (877) 278-2716 · parkwoods.com
51
SUMMIT WEALTH GROUP — notice-filed in MT, NV, UT. IAPD ↗
$2.31B RAUM · 29 reps · 7196334033
51
WOODLAND WEALTH PARTNERS — notice-filed in FL, IL, MA, NY. IAPD ↗
$711.9M RAUM · 2 reps · 330-416-5509 · woodlandwealthpartners.com
50
STATETRUST CAPITAL, LLC. — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$93.7M RAUM · 2 reps · 305-921-8101 · statetrust.com
50
COMPASS RETIREMENT GROUP LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$111.9M RAUM · 7 reps · 314-373-1598 · crsretirement.com
50
MASTERWORKS ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (4 -> 6). IAPD ↗
$8.1M RAUM · 13 reps · 203-518-5172 · masterworks.com
50
STEELPEAK WEALTH, LLC — moved its main office from WOODLAND HILLS, CA to LOS ANGELES, CA. IAPD ↗
$4.15B RAUM · 35 reps · (818) 835-8720 · steelpeak.com
50
QUATTRO FINANCIAL ADVISORS — moved its main office from THE WOODLANDS, TX to MONTGOMERY, TX. IAPD ↗
$1.66B RAUM · 1 reps · 281 323 4007 · quattrofa.com
50
CORIENT — moved its main office from MIAMI, IL to MIAMI, FL. IAPD ↗
$165.25B RAUM · 620 reps · (305) 735-2020
50
NINE30 ADVISORS LLC — notice-filed in AL, CT, IN, KY, MA, MD, MN, MO, NC, NE, NJ, PA, SC, TN, WA. IAPD ↗
$654,553 RAUM · 2 reps · (650) 391-4391 · nine30.com
50
ENRICH FINANCE LLC — notice-filed in AZ, FL, IL, MA, MD, PA, TX, VA. IAPD ↗
$0 RAUM · 1 reps · 415-949-7080 · enrichfinance.com
50
ALTRUIST ADVISORS LLC — notice-filed in AK, AL, AR, AZ, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗
$0 RAUM · 2 reps · 202 494 0435 · altruist.com
50
TBG-BEDFORD GROUP LLC — notice-filed in AR, AZ, CO, NC, VA. IAPD ↗
$0 RAUM · 9 reps · (314) 957-5737
50
STACKSTONE WEALTH, LLC — notice-filed in CO, FL, MN, MO, NE, NH, TX. IAPD ↗
$0 RAUM · 18 reps · 563-552-7000
49
FRAZIER FINANCIAL ADVISORS, LLC — notice-filed in GA, MO. IAPD ↗
$1.16B RAUM · 15 reps · 614-793-8297
49
LASALLE ST. INVESTMENT ADVISORS, L.L.C. — notice-filed in ND, SD. IAPD ↗
$5.74B RAUM · 146 reps · 630-600-0500
49
DOCK STREET ASSET MANAGEMENT INC — notice-filed in OH, PA. IAPD ↗
$1.11B RAUM · 4 reps · 203-532-9470 · dockstreet.com
49
BURTON ENRIGHT WELCH — notice-filed in GA, NV. IAPD ↗
$1.55B RAUM · 11 reps · (925) 932-8010 · bewinvest.com
49
PATHWAY FINANCIAL ADVISORS, LLC — notice-filed in AZ, NC. IAPD ↗
$1.65B RAUM · 7 reps · 802-660-7086
49
CETERA PLANNING PARTNERS — notice-filed in NM, RI. IAPD ↗
$4.16B RAUM · 33 reps · 913-498-8898
49
CORE PLANNING — notice-filed in HI, RI, WY. IAPD ↗
$525.0M RAUM · 61 reps · 636-734-7507 · flamesfp.com
49
ASCENT WEALTH PARTNERS, LLC — notice-filed in CT, LA. IAPD ↗
$1.52B RAUM · 15 reps · 315-624-7300 · ascentwealthpartners.com
49
VAN CLEMENS WEALTH MANAGEMENT, LLC — notice-filed in FL, IA, OH. IAPD ↗
$470.4M RAUM · 24 reps · 612-758-9140 · vanclemens.com
49
MATTERN CAPITAL MANAGEMENT, LLC — notice-filed in IL, NE. IAPD ↗
$1.07B RAUM · 7 reps · 720-710-2934
49
JEPPSON WEALTH MANAGEMENT, LLC — notice-filed in AL, NC, TN. IAPD ↗
$763.2M RAUM · 6 reps · 424-456-3111 · jeppson-wealth.com
49
BELZBERG & CO. — notice-filed in CA, TX. IAPD ↗
$2.33B RAUM · 14 reps · 212-390-9768
49
ULLMANN WEALTH PARTNERS — notice-filed in OH, PA. IAPD ↗
$1.25B RAUM · 7 reps · 904-280-3700 · ullmannwealthpartners.com
49
AERIE ADVISORY GROUP LLC — notice-filed in CA, TX. IAPD ↗
$2.52B RAUM · 5 reps · (253) 857-1616
49
OPENARC CORPORATE ADVISORY, LLC — notice-filed in ND, SD. IAPD ↗
$10.09B RAUM · 80 reps · 844-648-6001
48
DOMINION PORTFOLIO MANAGEMENT, INC. — moved its main office from MARBLE FALLS, TX to TAMPA, FL. IAPD ↗
$277.1M RAUM · 18 reps · 813-264-0440
48
AVALON CAPITAL MANAGEMENT — moved its main office from PORT OF REDWOOD CITY, CA to MENLO PARK, CA. IAPD ↗
$582.2M RAUM · 3 reps · 650-306-1500 · avaloncapital.com
48
PARKVIEW US LLC — moved its main office from NEW YORK CITY, NY to NEW YORK, NY. IAPD ↗
$312.3M RAUM · 4 reps · 1 646 213 4980 · parkviewgroup.com
48
ALMANACK INVESTMENT PARTNERS — moved its main office from WAYNE, PA to NEWTOWN SQUARE, PA. IAPD ↗
$945.9M RAUM · 13 reps · 484-580-2277 · whiteknightcapital.net
48
CROSS FINANCIAL ADVISORS — moved its main office from BEAVERTON, OR to PORTLAND, OR. IAPD ↗
$481.8M RAUM · 11 reps · (503) 430-0563 · crossfinancialmgmt.com
48
HOXTON WEALTH — moved its main office from JERSEY CITY, NJ to ORLANDO, FL. IAPD ↗
$803.5M RAUM · 34 reps · 737-249-9620
48
GLOBAL KANDOR ADVISORS, LLC — moved its main office from KEY BISCAYNE, FL to MIAMI, FL. IAPD ↗
$483.3M RAUM · 3 reps · (786) 558-0391 · globalkandor.com
48
PANDORA WEALTH, INC. — moved its main office from OAKBROOK TERRACE, IL to LAS VEGAS, NV. IAPD ↗
$285.0M RAUM · 4 reps · (630) 230-6841
48
REVEL WEALTH MANAGEMENT — moved its main office from TEANECK, NJ to ELMWOOD PARK, NJ. IAPD ↗
$258.9M RAUM · 2 reps · 316-518-3615 · revelwm.com
48
FRUITFUL — notice-filed in AR, HI, IN, NV. IAPD ↗
$25.2M RAUM · 17 reps · 833-784-8050
48
ATLAS — notice-filed in KY, MD, NE, SC. IAPD ↗
$153.9M RAUM · 5 reps · 805-557-8713
47
MOORS & CABOT, INC — notice-filed in MS. IAPD ↗
$3.44B RAUM · 85 reps · 800-426-0501
47
WEITZEL FINANCIAL SERVICES, INC. — notice-filed in NE, SD. IAPD ↗
$327.8M RAUM · 4 reps · 563-583-6020 · weitzelfinancial.com
47
PRIVATE MANAGEMENT GROUP INC — notice-filed in MT. IAPD ↗
$4.90B RAUM · 21 reps · 949-752-7500 · privatemanagementgroup.com
47
LEE FINANCIAL COMPANY, LLC — notice-filed in AZ. IAPD ↗
$1.68B RAUM · 22 reps · 972-960-1001
47
DAVID VAUGHAN INVESTMENTS, LLC — notice-filed in KS. IAPD ↗
$5.33B RAUM · 48 reps · 309-685-0033
47
DONALDSON CAPITAL MANAGEMENT LLC — notice-filed in MA. IAPD ↗
$3.46B RAUM · 36 reps · 812-421-3211
47
MATTER FAMILY OFFICE — notice-filed in NC. IAPD ↗
$3.81B RAUM · 40 reps · 314-862-5190 · matterfamilyoffice.com
47
SFMG WEALTH ADVISORS — notice-filed in GA. IAPD ↗
$2.96B RAUM · 16 reps · 972-960-6460 · sfmg.com
47
HANSON & DOREMUS INVESTMENT MANAGEMENT — notice-filed in CT. IAPD ↗
$1.06B RAUM · 10 reps · 802-658-2668 · hansondoremus.com
47
J. L. BAINBRIDGE & CO., INC. — notice-filed in DE. IAPD ↗
$1.37B RAUM · 6 reps · 941-365-3435
47
MANAGED ASSET PORTFOLIOS, LLC — notice-filed in MT. IAPD ↗
$1.27B RAUM · 6 reps · 248-601-6677
47
THE WELCH GROUP, LLC — notice-filed in KY. IAPD ↗
$3.68B RAUM · 26 reps · 205-879-5001 · welchgroup.com
47
ADVICEONE ADVISORY SERVICES, LLC — notice-filed in ID. IAPD ↗
$2.05B RAUM · 14 reps · 860-659-4900
47
IAS WEALTH MANAGEMENT, INC. — notice-filed in CO, TN. IAPD ↗
$588.5M RAUM · 5 reps · 281-364-0606 · iaswealth.com
47
MISSION WEALTH MANAGEMENT, LP — notice-filed in AR. IAPD ↗
$17.00B RAUM · 135 reps · 805-882-2360
47
JSF FINANCIAL, LLC — notice-filed in OR. IAPD ↗
$1.97B RAUM · 13 reps · 323-866-0833 · jsffinancial.com
47
MAROTTA WEALTH MANAGEMENT, INC. — notice-filed in AZ, WI. IAPD ↗
$686.0M RAUM · 12 reps · 434-244-0000 · emarotta.com
47
LUTZ FINANCIAL — notice-filed in WA. IAPD ↗
$3.19B RAUM · 15 reps · 402-827-2300
47
NADLER FINANCIAL GROUP, INC. — notice-filed in GA. IAPD ↗
$2.18B RAUM · 18 reps · 847-940-4040 · nadlerfinancial.com
47
RETIREMENT PLAN ADVISORS, LLC — notice-filed in SC. IAPD ↗
$3.54B RAUM · 47 reps · 312-701-1100 · retirementplanadvisors.com
47
HEDEKER WEALTH LLC — notice-filed in IN, PA. IAPD ↗
$595.1M RAUM · 2 reps · 847-913-5594
47
ABACUS WEALTH PARTNERS — notice-filed in MN. IAPD ↗
$3.58B RAUM · 37 reps · 888-422-2287 · doneby60.com
47
WATTS GWILLIAM & COMPANY, LLC — notice-filed in TN. IAPD ↗
$1.03B RAUM · 6 reps · 480-889-8998 · wattsgwilliam.com
47
CENTRIC WEALTH MANAGEMENT, LLC — notice-filed in MA, WA. IAPD ↗
$792.9M RAUM · 8 reps · 312-429-6100 · faroadvisory.com
47
HAMMOND ILES WEALTH ADVISORS — notice-filed in MD, NJ. IAPD ↗
$474.9M RAUM · 5 reps · 860-258-2600
47
PINNACLE INVESTMENTS, LLC — notice-filed in MT. IAPD ↗
$1.29B RAUM · 55 reps · 315-251-1101
47
JAFFE TILCHIN INVESTMENT PARTNERS, LLC — notice-filed in AZ. IAPD ↗
$2.45B RAUM · 36 reps · 813-963-2500 · jaffetilchin.com
47
HARVEST FINANCIAL ADVISORS, LLC — notice-filed in CA, TN. IAPD ↗
$671.0M RAUM · 5 reps · 513-779-3030 · harvestadvisors.com
47
KEENER FINANCIAL PLANNING — notice-filed in MO, NE. IAPD ↗
$479.0M RAUM · 10 reps · 817-993-0401 · keenerfinancialplanning.com
47
NORTHWEST WEALTH MANAGEMENT, LLC — notice-filed in WI. IAPD ↗
$1.03B RAUM · 14 reps · 877-207-0994
47
RED DOOR WEALTH MANAGEMENT, LLC — notice-filed in MN. IAPD ↗
$3.09B RAUM · 10 reps · 901-681-0018
47
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC — notice-filed in AL, SD. IAPD ↗
$929.1M RAUM · 15 reps · 720-500-0050 · mountaincapital.us
47
REBALANCE LLC — notice-filed in UT. IAPD ↗
$1.93B RAUM · 7 reps · 650-396-3900
47
OAK CITY INVESTMENT CONSULTING — notice-filed in LA. IAPD ↗
$1.43B RAUM · 3 reps · 919-844-6450 · oakcityinvestmentconsulting.com
47
B.O.S.S. RETIREMENT ADVISORS, LLC — notice-filed in TN. IAPD ↗
$1.38B RAUM · 49 reps · 801-990-5055
47
SUMMIT FINANCIAL WEALTH ADVISORS — notice-filed in NC. IAPD ↗
$1.80B RAUM · 17 reps · 337-232-1141
47
LINEWEAVER WEALTH ADVISORS — notice-filed in NH. IAPD ↗
$1.08B RAUM · 7 reps · 216-520-1711 · ohioretire.com
47
ALPHACORE CAPITAL LLC — notice-filed in MO. IAPD ↗
$9.03B RAUM · 69 reps · 858-875-4100 · alphacore.com
47
AERODIGM WEALTH LLC — notice-filed in FL. IAPD ↗
$1.46B RAUM · 5 reps · (503) 697-4118 · delapwa.com
47
AE WEALTH MANAGEMENT, LLC — notice-filed in PR. IAPD ↗
$49.84B RAUM · 448 reps · 866-363-9595
47
VESTWELL ADVISORS LLC — notice-filed in CO. IAPD ↗
$1.03B RAUM · 30 reps · 917-979-5358
47
MERIDIAN WEALTH PARTNERS, LLC — notice-filed in NH. IAPD ↗
$1.37B RAUM · 11 reps · 610-272-4700
47
CAPITA FINANCIAL NETWORK, LLC — notice-filed in KY. IAPD ↗
$2.32B RAUM · 22 reps · 801-566-5058
47
TEAM HEWINS, LLC — notice-filed in NC. IAPD ↗
$3.97B RAUM · 21 reps · 650-620-3040
47
SALOMON AND LUDWIN — notice-filed in SC. IAPD ↗
$1.34B RAUM · 6 reps · 804-592-4999
47
PASADENA PRIVATE WEALTH, LLC — notice-filed in FL. IAPD ↗
$1.62B RAUM · 8 reps · 626-993-9300 · pasadenaprivatewealth.com
47
BRANDYWINE OAK PRIVATE WEALTH LLC — notice-filed in RI. IAPD ↗
$1.57B RAUM · 10 reps · (484) 785-0050
47
ACCURATE WEALTH MANAGEMENT, LLC — notice-filed in WV. IAPD ↗
$1.71B RAUM · 47 reps · 813-994-0984 · providentwealthllc.com
47
PALLAS CAPITAL ADVISORS, LLC — notice-filed in NE. IAPD ↗
$4.31B RAUM · 23 reps · (781) 971-5052 · pallascapitaladvisors.com
47
CONFLUENCE FINANCIAL PARTNERS — notice-filed in ME. IAPD ↗
$6.84B RAUM · 38 reps · 724-271-8801 · confluencefp.com
47
VESTGEN ADVISORS, LLC — notice-filed in MT. IAPD ↗
$6.67B RAUM · 58 reps · 312-237-4446 · vestgen.com
47
GOLDSTEIN ADVISORS, LLC — notice-filed in NE. IAPD ↗
$1.08B RAUM · 10 reps · 608-831-3230
47
SYNTEGRA PRIVATE WEALTH GROUP LLC — notice-filed in MA. IAPD ↗
$1.39B RAUM · 13 reps · 314-802-7232
47
UPTICK PARTNERS, LLC — notice-filed in IN. IAPD ↗
$1.06B RAUM · 25 reps · (936) 800-0800
47
MODERN WEALTH MANAGEMENT, LLC — notice-filed in PR. IAPD ↗
$10.90B RAUM · 102 reps · 913-393-1000 · cjis.online
47
ROSSBY FINANCIAL, LLC — notice-filed in TN, VT. IAPD ↗
$854.8M RAUM · 2 reps · 321-209-0111
47
COREVISION FINANCIAL GROUP — notice-filed in LA. IAPD ↗
$1.15B RAUM · 6 reps · 317-398-8200
47
TRIAD WEALTH PARTNERS, LLC — notice-filed in OK. IAPD ↗
$1.53B RAUM · 33 reps · 785-830-0000 · vwpwealth.com
47
KAUFMAN HALL INVESTMENT MANAGEMENT — notice-filed in DE. IAPD ↗
$2.82B RAUM · 7 reps · 224-7243809 · khim.com
47
BLUE SKY CAPITAL CONSULTANTS GROUP, INC. — notice-filed in CO, VA. IAPD ↗
$306.3M RAUM · 7 reps · 858-513-8445
47
DIVERSIFIED, LLC — notice-filed in VT. IAPD ↗
$2.79B RAUM · 34 reps · 302-765-3500
47
BEARING POINT CAPITAL — notice-filed in NH. IAPD ↗
$1.11B RAUM · 4 reps · 952-800-6301 · bearingpointcap.com
47
BASECAMP WEALTH ADVISORS, LLC — notice-filed in ID. IAPD ↗
$1.08B RAUM · 4 reps · 425-553-0031 · basecampwealthadvisors.com
47
VANTUS WEALTH — notice-filed in IL, SC. IAPD ↗
$439.8M RAUM · 5 reps · 844-682-6887
47
TRINITY STRATEGIC WEALTH — notice-filed in VA. IAPD ↗
$1.54B RAUM · 16 reps · 918-492-2150 · trinitystrategicwealth.com
46
DIVERSIFIED PLANNING STRATEGIES ADVISORS LLC — notice-filed in FL, NY, PA. IAPD ↗
$154.4M RAUM · 4 reps · 973-226-6000
46
VERITAS WEALTH MANAGEMENT — notice-filed in FL, MA, TX. IAPD ↗
$0 RAUM · 2 reps · (401) 296-3606 · veritaswealthri.com
46
SCHEELER FINANCIAL GROUP — notice-filed in FL, KY, TX. IAPD ↗
$0 RAUM · 2 reps · 513-939-5164 · scheelerfinancialgroup.com
45
RENAUD & COMPANY, LLC — moved its main office from OFALLON, MO to O'FALLON, MO. IAPD ↗
$210.7M RAUM · 2 reps · 636-240-5055
45
STEWARDSHIP FINANCIAL PLANNING — moved its main office from IRVINGTON, NY to TARRYTOWN, NY. IAPD ↗
$65.5M RAUM · 1 reps · 914-380-1421 · stewardshipfp.com
45
DAVIDOV WEALTH GROUP, LLC — moved its main office from NEW HYDE PARK, NY to GARDEN CITY, NY. IAPD ↗
$174.5M RAUM · 2 reps · (516) 587-5550 · davidovfinancial.com
45
LEGACY CORNERSTONE WEALTH LLC — moved its main office from LAS VEGAS, NV to PEORIA, AZ. IAPD ↗
$22.4M RAUM · 1 reps · 702-767-9891 · legacycornerstonewealth.com
45
WINTHROP PARTNERS - EPA, LLC — moved its main office from BUFFALO, NY to ORCHARD, NY. IAPD ↗
$82.2M RAUM · 3 reps · 716-508-8178
45
WINTHROP PARTNERS - WNY, LLC — moved its main office from BUFFALO, NY to ORCHARD, NY. IAPD ↗
$186.2M RAUM · 4 reps · 716-508-8178 · winthroppartners.com
45
WINTHROP PARTNERS - WPA , LLC — moved its main office from BUFFALO, NY to ORCHARD, NY. IAPD ↗
$44.1M RAUM · 2 reps · 716-508-8178
45
AUTHENTIKOS WEALTH ADVISORY LLC — moved its main office from MORGAN HILL, CA to NEW BRAUNFELS, TX. IAPD ↗
$184.1M RAUM · 3 reps · (877) 457-4567
45
NINTH ETERNITY ASSET MANAGEMENT LLC — moved its main office from CAMBRIDGE, MA to NEW YORK, NY. IAPD ↗
$238.6M RAUM · 2 reps · 5162866888 · neam-us.com.
45
ORMONDE INVESTMENT MANAGEMENT, LLC — moved its main office from AYLSHAM, to DALLAS, TX. IAPD ↗
$105.3M RAUM · 2 reps · +1 833 689 6003 · ormondeinvestments.com
45
SUNDIAL WEALTH LLC — moved its main office from BOCA RATON, FL to DELRAY BEACH, FL. IAPD ↗
$125.8M RAUM · 1 reps · 561-302-4371 · sundialwealth.com
45
FOREST CAPITAL — moved its main office from CONCORD, NC to CHARLOTTE, NC. IAPD ↗
$143.2M RAUM · 1 reps · 704.533.9876 · forestcapital.net
45
STEELE STREET CAPITAL LLC — moved its main office from KITTERY, ME to PORTSMOUTH, NH. IAPD ↗
$140.5M RAUM · 2 reps · 207-475-0060 · steelestreetcapital.com
45
CORNERSTONE WEALTH MANAGEMENT — notice-filed in AZ. IAPD ↗
$628.7M RAUM · 4 reps · 440-899-4000 · fee-onlyadvisor.com
45
GRANT STREET ASSET MANAGEMENT INC — notice-filed in AR. IAPD ↗
$768.9M RAUM · 6 reps · 412-257-8060
45
DHJJ FINANCIAL ADVISORS — notice-filed in CA. IAPD ↗
$623.4M RAUM · 8 reps · 630-420-1360 · dhjjfinancial.com
45
REDW WEALTH LLC — notice-filed in SC. IAPD ↗
$869.2M RAUM · 9 reps · 505-998-3200
45
REZNY WEALTH MANAGEMENT, INC. — notice-filed in NC. IAPD ↗
$576.0M RAUM · 2 reps · 800-618-8577 · reznywealth.com
45
EVANS CAPITAL MANAGEMENT ASSOCIATES — notice-filed in IL. IAPD ↗
$682.6M RAUM · 3 reps · 425-455-0501 · rlevansco.com
45
THE WEALTH CONSERVANCY, INC. — notice-filed in CA. IAPD ↗
$260.0M RAUM · 3 reps · 303-444-1919
45
THE CAPITAL MANAGEMENT CORPORATION — notice-filed in MD. IAPD ↗
$825.6M RAUM · 7 reps · 804-270-4000 · cmcva.com
45
ASTORIA STRATEGIC WEALTH, INC. — notice-filed in CA. IAPD ↗
$482.5M RAUM · 7 reps · 888.321.7374
45
HEFFERNAN ADVISORY, INC. — notice-filed in WA. IAPD ↗
$409.6M RAUM · 5 reps · 928-774-9598
45
MENGIS CAPITAL MANAGEMENT, INC. — notice-filed in NH. IAPD ↗
$903.5M RAUM · 6 reps · 503-916-0776 · mengiscapital.com
45
STRATEGIC WEALTH MANAGEMENT GROUP — notice-filed in LA. IAPD ↗
$832.9M RAUM · 5 reps · 212-489-0100 · swmgrp.com
45
FINER WEALTH MANAGEMENT, INC. — notice-filed in CO. IAPD ↗
$305.8M RAUM · 2 reps · 978-740-1011 · finer.com
45
WILSEY ASSET MANAGEMENT INCORPORATED — notice-filed in GA. IAPD ↗
$768.5M RAUM · 2 reps · 858-224-0004
45
SENESCHAL FAMILY OFFICE — notice-filed in AZ. IAPD ↗
$301.3M RAUM · 3 reps · (253) 460-3430 · seneschalfamilyoffice.com
45
BOYLE CAPITAL — notice-filed in IL. IAPD ↗
$342.0M RAUM · 4 reps · 515-327-1870
45
STONE HOUSE INVESTMENT MANAGEMENT, LLC — notice-filed in IL. IAPD ↗
$841.7M RAUM · 17 reps · (570) 836-7020
45
TOTAL CLARITY WEALTH MANAGEMENT, INC — notice-filed in VA. IAPD ↗
$755.4M RAUM · 20 reps · 630-762-9352
45
SGL INVESTMENT ADVISORS, INC. — notice-filed in WY. IAPD ↗
$391.6M RAUM · 6 reps · 406-721-0999 · sglinvestmentadvisors.com
45
WOMACK WEALTH MANAGEMENT, INC. — notice-filed in OR. IAPD ↗
$406.9M RAUM · 7 reps · 310-684-3868 · womackwealthmanagement.com
45
GUIDESTREAM FINANCIAL, INC. — notice-filed in VA. IAPD ↗
$263.5M RAUM · 5 reps · (517) 750-2727 · guidestreamfinancial.com
45
BLUEPRINT INVESTING LLC — notice-filed in MT. IAPD ↗
$436.3M RAUM · 2 reps · 415-963-9815 · blueprintinvest.com
45
BALLAST, INC. — notice-filed in VA. IAPD ↗
$751.5M RAUM · 8 reps · 859-226-0625 · ballastplan.com
45
HARDIN CAPITAL PARTNERS, LLC — notice-filed in GA. IAPD ↗
$447.8M RAUM · 1 reps · 864-252-4200 · hardincapitalpartners.com
45
TILIA FIDUCIARY PARTNERS, INC. — notice-filed in CA. IAPD ↗
$403.7M RAUM · 6 reps · 910-679-4093 · tiliapartners.com
45
BLUE WATER WEALTH — notice-filed in NV. IAPD ↗
$472.8M RAUM · 12 reps · 503-296-8700 · bluewaterwealth.com
45
HC ADVISORS LLC — notice-filed in NC. IAPD ↗
$500.2M RAUM · 6 reps · 404-705-4593 · hc-adv.com
45
SWMG, LLC — notice-filed in CA. IAPD ↗
$430.4M RAUM · 5 reps · 817-210-3444
45
KOTYS WEALTH PROFESSIONALS — notice-filed in FL. IAPD ↗
$308.0M RAUM · 4 reps · 219-465-6924 · kotyswealthpro.com
45
JIM SAULNIER & ASSOCIATES, LLC — notice-filed in IA. IAPD ↗
$286.4M RAUM · 3 reps · 970-530-0556 · jimhelps.com
45
WRENNE FINANCIAL PLANNING LLC — notice-filed in NV. IAPD ↗
$297.9M RAUM · 6 reps · 859-538-6044
45
HUGHES FINANCIAL SERVICES, LLC — notice-filed in LA. IAPD ↗
$759.8M RAUM · 6 reps · 703-669-3660 · h4fs.com
45
STABLEFORD CAPITAL LLC — notice-filed in WI. IAPD ↗
$305.3M RAUM · 3 reps · 480-493-2300 · stablefordcapital.com
45
RUBICON ADVISORS — notice-filed in FL. IAPD ↗
$420.7M RAUM · 19 reps · 530-223-5357
45
EQUITA FINANCIAL NETWORK, INC. — notice-filed in NJ. IAPD ↗
$391.0M RAUM · 15 reps · 800.604.0176
45
ALTMAN ADVISORS — notice-filed in GA. IAPD ↗
$483.4M RAUM · 7 reps · (312) 759-7801 · altmanadvisors.com
45
CURRAN FINANCIAL PARTNERS, LLC — notice-filed in NJ. IAPD ↗
$749.4M RAUM · 10 reps · (843) 300-1182
45
CLEVELAND WEALTH, LLC — notice-filed in LA. IAPD ↗
$506.6M RAUM · 3 reps · (216) 810-5900
45
HURLOW WEALTH MANAGEMENT GROUP, INC. — notice-filed in IL. IAPD ↗
$794.4M RAUM · 10 reps · (812) 333-4726 · hurlowwealth.com
45
RUNNING OAK CAPITAL LLC — notice-filed in ME. IAPD ↗
$874.7M RAUM · 2 reps · 919-656-3712 · runningoak.com
45
ALL TERRAIN FINANCIAL ADVISORS — notice-filed in CO. IAPD ↗
$379.2M RAUM · 4 reps · 612-216-3501 · alltfa.com
45
ALLIUM FINANCIAL ADVISORS, LLC — notice-filed in GA. IAPD ↗
$733.5M RAUM · 4 reps · 877-487-6860 · alliumfinancial.com
45
ROYAL OAK FINANCIAL ADVISORS, LLC — notice-filed in OH. IAPD ↗
$366.1M RAUM · 7 reps · 248-709-6134
45
CHICORY WEALTH — notice-filed in CT. IAPD ↗
$840.4M RAUM · 12 reps · (404) 294-5917
45
THE DALA GROUP, LLC — notice-filed in TN. IAPD ↗
$265.2M RAUM · 7 reps · 847-485-0248
45
TANDEM FINANCIAL, LLC — notice-filed in NM. IAPD ↗
$541.8M RAUM · 6 reps · (720) 845-5700 · tandem-financial.com
45
FINANCIAL TRANSPARENCY — notice-filed in WA. IAPD ↗
$322.3M RAUM · 16 reps · (336) 715-3300 · financialtransparencyllc.com
45
HOWARD WEALTH MANAGEMENT, LLC — notice-filed in NC. IAPD ↗
$397.0M RAUM · 2 reps · 203-421-8339
45
OPTIVISE ADVISORY SERVICES LLC — notice-filed in WA. IAPD ↗
$287.9M RAUM · 22 reps · 855-378-1806 · optiviseria.com
45
KAUFMAN ROSSIN WEALTH, LLC — notice-filed in NY. IAPD ↗
$506.7M RAUM · 7 reps · 305-646-6071 · kaufmanrossinwealth.com
45
TRUNORTH ADVISORS — notice-filed in NY. IAPD ↗
$300.8M RAUM · 8 reps · (864) 800-1831
45
LEGACY WEALTH MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
$458.6M RAUM · 3 reps · 601-499-1970 · mylegacy.ms
45
CANVAS WEALTH ADVISORS, LLC — notice-filed in FL. IAPD ↗
$929.2M RAUM · 10 reps · 913-991-8471 · canvaswealthadvisors.com
45
CMG WEALTH MANAGEMENT — notice-filed in GA. IAPD ↗
$379.4M RAUM · 5 reps · 469-729-7084
45
RETIRE AGILE — notice-filed in NC. IAPD ↗
$433.7M RAUM · 5 reps · 218-336-2506
45
ATLANTIC PRIVATE WEALTH, LLC — notice-filed in MD. IAPD ↗
$894.0M RAUM · 4 reps · 919-968-2977 · atlanticpwa.com
45
COGENTBLUE — notice-filed in PA. IAPD ↗
$606.0M RAUM · 4 reps · 865-309-5892 · cogentbluewealth.com
45
POWER WEALTH MANAGEMENT — notice-filed in NE. IAPD ↗
$429.9M RAUM · 6 reps · 404-889-8919
45
WEST WEALTH GROUP, LLC — notice-filed in IL. IAPD ↗
$616.7M RAUM · 13 reps · 949-682-9105 · yelp.com
45
LEES MONSOUR GROUP — notice-filed in AR. IAPD ↗
$681.2M RAUM · 3 reps · (318) 506-8635 · leesmonsourgroup.com
45
PRESILIUM PRIVATE WEALTH, LLC — notice-filed in IL. IAPD ↗
$671.7M RAUM · 3 reps · 215-982-4140 · presiliumpw.com
45
AURELIUS FAMILY OFFICE, LLC — notice-filed in AR. IAPD ↗
$315.3M RAUM · 1 reps · 603-413-6060
45
INVENIO WEALTH PARTNERS, LLC — notice-filed in CA. IAPD ↗
$364.0M RAUM · 2 reps · 971-371-3450 · inveniowealth.com
45
THE SALVETTI GROUP — notice-filed in NV. IAPD ↗
$633.7M RAUM · 4 reps · 916-414-8282 · thesalvettigroup.com
45
WATERSTONE FINANCIAL ADVISORY LLC — notice-filed in NY. IAPD ↗
$262.5M RAUM · 3 reps · 239-288-0977 · waterstonefs.com
45
MDRN CAPITAL — notice-filed in IA. IAPD ↗
$338.6M RAUM · 22 reps · 410-533-9966 · go.aaroncirksena.com
45
RELATION WEALTH MANAGEMENT, INC. — notice-filed in CA. IAPD ↗
$541.2M RAUM · 7 reps · (918) 999-9138 · relationwealth.com
45
MINDSET WEALTH MANAGEMENT, LLC — notice-filed in PA. IAPD ↗
$445.5M RAUM · 4 reps · 317-348-4655 · mindsetwealthmanagement.com
45
BIRCH FINANCIAL GROUP — notice-filed in VA. IAPD ↗
$264.7M RAUM · 2 reps · 603-338-3838
45
ARENA PRIVATE WEALTH — notice-filed in CA. IAPD ↗
$404.7M RAUM · 8 reps · 312-798-9045
45
PRASAD WEALTH PARTNERS — notice-filed in MD. IAPD ↗
$572.1M RAUM · 5 reps · 216-313-9999
45
XCELSIOR ADVISOR PARTNERS LLC — notice-filed in IA. IAPD ↗
$650.7M RAUM · 13 reps · 480-866-8616 · xcelsiorpartners.com
45
CAMBIENT FAMILY OFFICE, LLC — notice-filed in FL. IAPD ↗
$857.9M RAUM · 3 reps · (616) 330-2270 · cambient.com
45
PROSPERITY FINANCIAL GROUP, INC. — notice-filed in IL. IAPD ↗
$503.0M RAUM · 8 reps · 925-314-8500 · 401kprosperityfg.com
45
EXCEPTIONAL WEALTH & FAMILY OFFICE — notice-filed in FL. IAPD ↗
$292.2M RAUM · 5 reps · 719-715-4179
44
CONTINENTAL INVESTORS SERVICES, INC. — notice-filed in MT, NC. IAPD ↗
$196.8M RAUM · 8 reps · 360-423-5110 · cisinvest.com
44
GLOBAL FINANCIAL PLANNING GROUP, LLC — notice-filed in IL, OH. IAPD ↗
$135.3M RAUM · 2 reps · 248-643-4820 · gfpgroup.com
44
WATER VALLEY INVESTMENT ADVISORS, INC. — notice-filed in CA, NE. IAPD ↗
$157.2M RAUM · 3 reps · 712-395-0764 · wviainc.com
44
ELE ADVISORY SERVICES, INC — notice-filed in ID, KY. IAPD ↗
$136.5M RAUM · 12 reps · 248-356-6555 · elewealth.com
44
CAPSTONE INVESTMENT GROUP — notice-filed in GA, MI. IAPD ↗
$176.4M RAUM · 8 reps · 360-570-9888 · wisdomanddiscipline.com
44
ARNOLD AND MOTE WEALTH MANAGEMENT — notice-filed in CA, MN. IAPD ↗
$168.2M RAUM · 5 reps · 319-393-4020
44
WMK INVESTMENT PARTNERS — notice-filed in AZ, CA. IAPD ↗
$211.0M RAUM · 4 reps · (818) 804-1508 · wmkinvestmentpartners.com
44
INTELLICAPITAL ADVISORS LLC — notice-filed in GA, TX. IAPD ↗
$118.9M RAUM · 2 reps · 866-438-1958 · opensea.io
44
POSITION WEALTH — notice-filed in NJ, PA. IAPD ↗
$242.1M RAUM · 3 reps · 281-968-2780
44
PROTOCOL WEALTH, LLC — notice-filed in FL, NY. IAPD ↗
$127.1M RAUM · 3 reps · 720-439-9055 · protocolwealth.io
44
YOUR IA, LLC — notice-filed in KY, NY. IAPD ↗
$106.6M RAUM · 15 reps · 800-823-0489 · youria.com
44
OXFORD HARRIMAN PRIVATE WEALTH MANAGEMENT — notice-filed in MI, TX. IAPD ↗
$0 RAUM · 1 reps · 317-581-4003 · ohcpwm.com
44
ANCHOR & OAK WEALTH ADVISORS, LLC — notice-filed in CA, DC. IAPD ↗
$0 RAUM · 3 reps · 516-662-2546
42
GLOBAL BROKERAGE SERVICES, INC. — notice-filed in DE. IAPD ↗
$137.3M RAUM · 5 reps · 410-785-4990 · globalbrokers.net
42
CONCORDE FINANCIAL RESOURCES — notice-filed in VA. IAPD ↗
$231.0M RAUM · 2 reps · 336-838-4100 · concordefinancialresources.com
42
KAPUSTA FINANCIAL GROUP — notice-filed in TX. IAPD ↗
$199.6M RAUM · 3 reps · 412-851-1400 · kapustafinancial.com
42
INGRAM ADVISORY SERVICES, LLC — notice-filed in OH. IAPD ↗
$109.3M RAUM · 2 reps · 863-326-9833 · ingramfinancialgroup.com
42
BENCHMARK CAPITAL GROUP LTD. — notice-filed in WI. IAPD ↗
$173.6M RAUM · 2 reps · 815-777-0600 · benchmarkcapitalgroup.com
42
BARTLEY FINANCIAL ADVISORS, LLC — notice-filed in MD. IAPD ↗
$151.6M RAUM · 1 reps · 603-625-9900 · truthsocial.com
42
CIOVACCO CAPITAL MANAGEMENT — notice-filed in AL. IAPD ↗
$217.3M RAUM · 1 reps · 678-362-7698 · ccmmarketmodel.com
42
AJF CAPITAL MANAGEMENT, INC. — notice-filed in CO. IAPD ↗
$178.5M RAUM · 4 reps · 212-779-0789
42
KCD FINANCIAL, INC. — notice-filed in ME. IAPD ↗
$202.1M RAUM · 27 reps · 920-347-3400 · kcdfinancial.com
42
CONDON WEALTH MANAGEMENT, INC. — notice-filed in NH. IAPD ↗
$122.1M RAUM · 2 reps · 508-746-7763
42
PROSPECT FINANCIAL GROUP LLC — notice-filed in IL. IAPD ↗
$204.4M RAUM · 2 reps · (703) 852-9673 · prospect-group.com
42
SERVANT FINANCIAL, LTD. — notice-filed in MI. IAPD ↗
$143.6M RAUM · 1 reps · 630-264-0127
42
KENSINGTON FINANCIAL ADVISORS LLC — notice-filed in NY. IAPD ↗
$159.9M RAUM · 2 reps · 201-201-0439 · kfinadvisors.com
42
HONU WEALTH MANAGEMENT — notice-filed in OR. IAPD ↗
$161.8M RAUM · 4 reps · (650) 917-3400
42
VALUES FIRST ADVISORS, INC. — notice-filed in NH. IAPD ↗
$215.4M RAUM · 9 reps · 877-832-3847 · valuesfirst.com
42
CHELSEA ADVISORY SERVICES, INC — notice-filed in AL. IAPD ↗
$147.4M RAUM · 25 reps · 718-967-8400 · chfs.com
42
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC — notice-filed in UT. IAPD ↗
$238.1M RAUM · 35 reps · 212-687-5650 · axiows.com
42
FULCRUM WEALTH MANAGEMENT — notice-filed in KY. IAPD ↗
$192.8M RAUM · 3 reps · 888-304-6942 · fulcrumeq.com
42
CAPSTONE WEALTH MANAGEMENT CORP. — notice-filed in CA. IAPD ↗
$109.4M RAUM · 3 reps · (866) 596-9886 · careformywealth.com
42
STASH WEALTH, LLC — notice-filed in PA. IAPD ↗
$51.7M RAUM · 3 reps · 212-913-9904 · stashwealth.com
42
FULCRUM WEALTH ADVISORS, LLC — notice-filed in IL. IAPD ↗
$208.0M RAUM · 2 reps · 425-250-6280
42
PARADY WEALTH MANAGEMENT — notice-filed in NJ. IAPD ↗
$145.7M RAUM · 5 reps · 352-674-3911
42
WISDOM WEALTH STRATEGIES — notice-filed in AZ. IAPD ↗
$190.5M RAUM · 2 reps · 720-314-8009
42
SOPHIS INVESTMENTS LLC — notice-filed in NE. IAPD ↗
$129.9M RAUM · 5 reps · 212-572-6360 · sophis.co
42
FORTUNE 45, LLC. — notice-filed in MS. IAPD ↗
$237.7M RAUM · 3 reps · 225-614-9599 · fortune45.com
42
INTEGRAS PARTNERS, LLC — notice-filed in NC. IAPD ↗
$244.8M RAUM · 3 reps · 404-941-2800
42
TRADEMARK CAPITAL MANAGEMENT INC. — notice-filed in MD. IAPD ↗
$150.8M RAUM · 4 reps · 706-534-2351
42
THE LIFE GROUP FINANCIAL SERVICES — notice-filed in MD. IAPD ↗
$146.2M RAUM · 4 reps · 563-587-7840 · thelifegroupllc.com
42
RED MOUNTAIN FINANCIAL, LLC — notice-filed in WY. IAPD ↗
$184.4M RAUM · 1 reps · 970-658-0946 · redmountainfinancial.com
42
SHERMAN WEALTH MANAGEMENT LLC — notice-filed in CO. IAPD ↗
$160.3M RAUM · 3 reps · (240) 428-1622
42
M WEALTH MANAGEMENT, LLC — notice-filed in LA. IAPD ↗
$177.6M RAUM · 3 reps · 855-635-2763
42
TIDEHAVEN WEALTH, LLC — notice-filed in GA. IAPD ↗
$125.0M RAUM · 2 reps · 843-284-8040
42
DAVIS WEALTH ADVISORS — notice-filed in TX. IAPD ↗
$197.1M RAUM · 5 reps · 603-836-3477
42
RETIREMENT SOLUTIONS GROUP — notice-filed in TX. IAPD ↗
$159.6M RAUM · 3 reps · 615-467-6300 · rsginfo.com
42
BRINDLE & BAY FINANCIAL ADVISORS, LLC — notice-filed in WI. IAPD ↗
$184.8M RAUM · 3 reps · 214-988-9178 · brindleandbay.com
42
FORTIFY WEALTH, INC. — notice-filed in PA. IAPD ↗
$115.0M RAUM · 3 reps · 314-726-0055 · fortifywealth.com
42
ABUNDO WEALTH — notice-filed in CT. IAPD ↗
$0 RAUM · 13 reps · 612-502-5806
42
CORAL WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
$124.3M RAUM · 1 reps · 305-671-3914 · coralwm.com
42
CLARIVOR — notice-filed in FL. IAPD ↗
$4.4M RAUM · 1 reps · 212-810-1187
42
MAINE ADVISORY ASSOCIATES — notice-filed in TX. IAPD ↗
$116.5M RAUM · 2 reps · 207-778-2250 · maineadvisory.com
42
MINT ASSET MANAGEMENT LLC — notice-filed in PA. IAPD ↗
$64.5M RAUM · 4 reps · 908-777-1717 · mintassetmanagement.com
42
LIBERTY ONE WEALTH ADVISORS — notice-filed in MA. IAPD ↗
$178.4M RAUM · 5 reps · 215-776-4918 · libertyonewealth.com
42
PEAK FINANCIAL PLANNING — notice-filed in AZ. IAPD ↗
$93.0M RAUM · 7 reps · (818) 600-6099 · thepeakfp.com
42
DBA BIG MONEY RETIREMENT AND BIG RETIREMENT — notice-filed in GA. IAPD ↗
$147.1M RAUM · 9 reps · 864-920-3155 · bigmoneyretirement.com
42
SOLID POINT WEALTH ADVISORS, LLC — notice-filed in FL. IAPD ↗
$119.7M RAUM · 5 reps · 518-681-0107 · solidpointwealth.com
42
VIRTUS FINANCIAL PARTNERS — notice-filed in MI. IAPD ↗
$152.5M RAUM · 3 reps · 407-267-8445
42
44 NORTH CAPITAL, LLC — notice-filed in NH. IAPD ↗
$125.1M RAUM · 2 reps · 802-300-0614 · 44ncap.com
42
PROMETHIUM — notice-filed in FL. IAPD ↗
$235.3M RAUM · 4 reps · 202-978-2519 · promethiumadvisors.com
42
TUMOLO WEALTH MANAGEMENT LLC — notice-filed in NH. IAPD ↗
$134.0M RAUM · 4 reps · (860) 650-3005 · tumolofinancial.com
42
PLANWISER FINANCIAL — notice-filed in AR. IAPD ↗
$169.1M RAUM · 2 reps · 719-822-0808
42
WHITWELL ADVISORS — notice-filed in SC. IAPD ↗
$116.8M RAUM · 6 reps · 512-766-7775 · linktr.ee
42
INFINITY TAX & FINANCIAL PLANNING — notice-filed in TN. IAPD ↗
$100.0M RAUM · 4 reps · 256-527-4214
42
BEACON CAPITAL ADVISORY GROUP — notice-filed in TX. IAPD ↗
$223.5M RAUM · 2 reps · 877-801-2322
42
INTEGRITY ROAD WEALTH PARTNERS LLC — notice-filed in NH. IAPD ↗
$126.0M RAUM · 3 reps · 832-585-8699 · integrityroadwealth.com
42
ALLVET FINANCIAL — notice-filed in PA. IAPD ↗
$1.3M RAUM · 2 reps · (804) 201-4615
42
GRANITE ISLANDS PRIVATE WEALTH, LLC — notice-filed in NH. IAPD ↗
$229.9M RAUM · 4 reps · 203-889-3890 · graniteislands.com
42
FORWARD WEALTH — notice-filed in TX. IAPD ↗
$111.1M RAUM · 8 reps · 720-739-3930 · fwd-wealth.com
42
FIDUCIARY CAPITAL MANAGEMENT LLC — notice-filed in MI. IAPD ↗
$149.8M RAUM · 10 reps · 503 515 1313 · fiduciarycm.com
42
3D ADVISOR GROUP, INC. — notice-filed in TX. IAPD ↗
$0 RAUM · 2 reps · (508) 808-1423 · 3dadvisorgroup.com
30
WELLINGTON CONSULTING SERVICES INC — changed its website from wellington401k.com to wrs401k.com. IAPD ↗
$1.69B RAUM · 9 reps · 877-836-1993 · wrs401k.com
30
TRILLIUM ASSET MANAGEMENT — changed its website from trilliummutualfunds.com to trilliumassetmanagement.com. IAPD ↗
$4.31B RAUM · 38 reps · 617-423-6655 · trilliumassetmanagement.com
30
WATERLOO CAPITAL — changed its website from elementconsultants.com to hapinvestments.com. IAPD ↗
$2.26B RAUM · 44 reps · 512-777-5900 · hapinvestments.com
30
MANAGED ACCOUNT ADVISORS LLC — changed its website from utility.bankofamerica.com to pbig.ml.com. IAPD ↗
$994.99B RAUM · 25 reps · 201-557-0504 · pbig.ml.com
30
CGN ADVISORS, LLC — changed its website from pearsonfinancialplanning.com to lincefinancialplanning.com. IAPD ↗
$1.60B RAUM · 37 reps · 910-333-6659 · lincefinancialplanning.com
30
OAK CITY INVESTMENT CONSULTING — changed its website from oakcityconsulting.com to oakcityinvestmentconsulting.com. IAPD ↗
$1.43B RAUM · 3 reps · 919-844-6450 · oakcityinvestmentconsulting.com
30
THE PATRIOT FINANCIAL GROUP, LLC — changed its website from joffreysmith.com to provowealth.com. IAPD ↗
$2.64B RAUM · 33 reps · 508-251-6100 · provowealth.com
30
SPYGLASS CAPITAL MANAGEMENT, LLC — changed its website from spyglassfunds.com to spygx.com. IAPD ↗
$2.02B RAUM · 5 reps · 415-318-2366 · spygx.com
30
ATOM INVESTORS LP — changed its website from atomlp.com to indexprogroup.com. IAPD ↗
$6.83B RAUM · 8 reps · (737) 249-0292 · indexprogroup.com
30
MAIN STREET FINANCIAL SOLUTIONS, LLC — changed its website from exitfour.com to tblfinancial.com. IAPD ↗
$2.51B RAUM · 35 reps · 215-259-5021 · tblfinancial.com
30
SMITH GROUP ASSET MANAGEMENT, LLC — changed its website from smithasset.com to cantorassetmanagement.com. IAPD ↗
$1.41B RAUM · 12 reps · 214-880-4600 · cantorassetmanagement.com
30
THEPARTNERS WEALTH MANAGEMENT — changed its website from wilkinswealthmanagement.com to oceanpointefg.com. IAPD ↗
$1.18B RAUM · 36 reps · 800-324-3010 · oceanpointefg.com
30
BLUEPRINT FINANCIAL ADVISORS — changed its website from buildyourblueprint.com to komaracap.com. IAPD ↗
$1.41B RAUM · 39 reps · 844-200-2568 · komaracap.com
30
TITLEIST ASSET MANAGEMENT, LLC — changed its website from mosaicfinancialadvisers.com to highpoint-wealth.com. IAPD ↗
$2.66B RAUM · 25 reps · 210-826-2424 · highpoint-wealth.com
30
TRIAD WEALTH PARTNERS, LLC — changed its website from milesfinancialgroup.com to vwpwealth.com. IAPD ↗
$1.53B RAUM · 33 reps · 785-830-0000 · vwpwealth.com
28
CLARK FINANCIAL SERVICES GROUP, INC. — changed its website from clarkfin.com to clarkfin2.com. IAPD ↗
$498.7M RAUM · 5 reps · 314-469-5000 · clarkfin2.com
28
TOWLE & CO — changed its website from towlefunds.com to smallcapvalue.com. IAPD ↗
$473.7M RAUM · 4 reps · 303-731-2494 · smallcapvalue.com
28
CLARITY ASSET MANAGEMENT, INC. — changed its website from investmentclarity.com to clarityinvestments.com. IAPD ↗
$257.4M RAUM · 4 reps · 515-233-3152 · clarityinvestments.com
28
HARVEST FINANCIAL ADVISORS, LLC — changed its website from harvest-advisor.com to harvestadvisors.com. IAPD ↗
$671.0M RAUM · 5 reps · 513-779-3030 · harvestadvisors.com
28
CAPE INVESTMENT ADVISORY, INC. — changed its website from blfgonline.com to glacierwealthmanagement.com. IAPD ↗
$473.7M RAUM · 28 reps · 678-583-1120 · glacierwealthmanagement.com
28
BCU WEALTH ADVISORS, LLC — changed its website from uhgcu.org to targetcu.org. IAPD ↗
$653.6M RAUM · 3 reps · 847-932-8007 · targetcu.org
28
THE LEWIS FINANCIAL GROUP — changed its website from thelewisfinancialgroup.com to lewisprivatewealth.com. IAPD ↗
$482.4M RAUM · 3 reps · 703-288-1272 · lewisprivatewealth.com
28
ACCELERATE RETIREMENT — changed its website from alkemefinancial.com to accelerateretirement.com. IAPD ↗
$315.4M RAUM · 31 reps · 888-439-7071 · accelerateretirement.com
25
SAFE HARBOR RETIREMENT PLANNERS — changed its website from asset-management-services.com to shretirement.com. IAPD ↗
$108.7M RAUM · 3 reps · 410-538-6800 · shretirement.com
25
WEALTHKARE.COM, INC. — changed its website from unlockretirement.seminarsoncall.com to unlockyourretirement.reinventingretirementebook.com. IAPD ↗
$136.7M RAUM · 7 reps · 814-542-5433 · unlockyourretirement.reinventingretirementebook.com
25
TRINITY INVESTMENT MANAGEMENT, LLC — changed its website from trinityfiduciary.com to trinity-invest.com. IAPD ↗
$126.2M RAUM · 4 reps · 817-874-2700 · trinity-invest.com
25
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC — changed its website from alexandercapitalwealthmanagement.com to axiows.com. IAPD ↗
$238.1M RAUM · 35 reps · 212-687-5650 · axiows.com
25
MODERNIST FINANCIAL, LLC — changed its website from modernistfinancial.com to modernistuniversity.com. IAPD ↗
$113.3M RAUM · 3 reps · (971) 544-7417 · modernistuniversity.com
25
ORMONDE INVESTMENT MANAGEMENT, LLC — changed its website from ormondepartners.com to ormondeinvestments.com. IAPD ↗
$105.3M RAUM · 2 reps · +1 833 689 6003 · ormondeinvestments.com
88
ASSET GROWTH SOLUTIONS, LLC — (SCOTTSDALE, AZ) is newly SEC-registered with $702.7M RAUM and 4 advisory reps. IAPD ↗institutional
$702.7M RAUM · 4 reps · 480-660-9770 · assetgrowthsolutions.net
88
NEOSTELLAR ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered with $433.3M RAUM and 9 advisory reps. IAPD ↗institutional
$433.3M RAUM · 9 reps · 212-931-6331
85
SCOTIA PARTNERS, LLC — (location n/a) is newly SEC-registered with $110.7M RAUM and 1 advisory reps. IAPD ↗institutional
$110.7M RAUM · 1 reps · (484)932-8560 · scotiapartners.com
85
GREEN HORIZON PARTNERS CAPITAL LLC — (location n/a) is newly SEC-registered with $159.6M RAUM and 2 advisory reps. IAPD ↗institutional
$159.6M RAUM · 2 reps · 917-365-4031
85
BLUE OWL REAL ASSETS ADVISORS LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 140 advisory reps. IAPD ↗institutional
$0 RAUM · 140 reps · 212-419-3000
85
STRATEGIQ FUNDS, INC. — (SAN ANTONIO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 720-203-5632
85
SUMITOMO MITSUI TRUST ASSET MANAGEMENT AMERICAS, INC. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 212-258-1080
85
CAMBWICK US LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · +447751317440
85
SOLSTICE GUARD CAPITAL — (ST. CHARLES, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 636-573-1236
85
VOXEL CAPITAL PARTNERS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 917 751 0273 · voxelcap.com
85
LEGGETT VENTURES — (HOUSTON, TX) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 832-804-8301 · leggettventures.com
85
COBBLERS COVE CAPITAL LP — (CHARLESTON, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 310-699-0444
85
FUTURECORP ASSET MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 2135249594 · futurecorp.vc
85
IRISH CREEK CAPITAL — (CAMDEN, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 703-716-3305
85
POLOIDAL CAPITAL 9D ADVISORS LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 786-224-6890 · poloidalcapital.com
85
SLR SECURED LENDING PARTNERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 34 advisory reps. IAPD ↗institutional
$0 RAUM · 34 reps · 212-993-1670
85
ARIAM GLOBAL INC. — (SAN DIEGO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 858 218 6268 · ariamglobal.com
85
3A CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 516-410-3463
85
THIRD HARBOR — (COLD SPRING HARBOR, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · (917) 535-9360
85
OPTOS REAL ESTATE CREDIT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 212-308-7700
85
THOREAU MANAGEMENT PARTNERS, LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 502-592-5555
85
EMXETF — (location n/a) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 415-533-2249 · emqqglobaletfs.com
83
NORTH RUN CAPITAL, LP — (BOSTON, MA) is newly SEC-registered with $334.5M RAUM and 3 advisory reps. IAPD ↗fund
$334.5M RAUM · 3 reps · 617-310-6130 · northruncapital.com
83
COMPOUND ADVISORS, LLC — (NEW YORK, NY) is newly SEC-registered with $732.3M RAUM and 6 advisory reps. IAPD ↗fund
$732.3M RAUM · 6 reps · 917-664-4297 · compound.vc
83
MULTIPLIER CAPITAL, LLC — (WASHINGTON, DC) is newly SEC-registered with $503.0M RAUM and 14 advisory reps. IAPD ↗fund
$503.0M RAUM · 14 reps · 240-345-1005 · multipliercapital.com
83
MARNELL MANAGEMENT LLC — (FARMINGTON HILLS, MI) is newly SEC-registered with $306.1M RAUM and 1 advisory reps. IAPD ↗fund
$306.1M RAUM · 1 reps · 248-579-4531 · marnellmanagement.com
83
MINK BROOK ASSET MANAGEMENT LLC — (location n/a) is newly SEC-registered with $280.7M RAUM and 1 advisory reps. IAPD ↗fund
$280.7M RAUM · 1 reps · 314-323-0752
83
WELLSPRING GBL, LLC — (NEW YORK, NY) is newly SEC-registered with $300.5M RAUM and 4 advisory reps. IAPD ↗fund
$300.5M RAUM · 4 reps · 212-869-2647 · wellspringgbl.com
83
SECURITIZE CAPITAL LLC — (MIAMI, FL) is newly SEC-registered with $530.2M RAUM and 1 advisory reps. IAPD ↗fund
$530.2M RAUM · 1 reps · 415-745-3030 · securitize.io
83
GRIDLINE — (ATLANTA, GA) is newly SEC-registered with $332.1M RAUM and 5 advisory reps. IAPD ↗fund
$332.1M RAUM · 5 reps · 4706326887
83
TCP MANAGEMENT LLC — (ATLANTA, GA) is newly SEC-registered with $463.5M RAUM and 7 advisory reps. IAPD ↗fund
$463.5M RAUM · 7 reps · 706-231-1204
83
NEXT HORIZON CAPITAL — (SAN FRANCISCO, CA) is newly SEC-registered with $505.8M RAUM and 5 advisory reps. IAPD ↗fund
$505.8M RAUM · 5 reps · 415-271-6410 · nexthorizoncap.com
83
DEFINITION CAPITAL — (NEW YORK, NY) is newly SEC-registered with $791.9M RAUM and 2 advisory reps. IAPD ↗fund
$791.9M RAUM · 2 reps · 917-382-1141 · definitioncap.com
83
TRANSITION EQUITY PARTNERS, LLC — (CHICAGO, IL) is newly SEC-registered with $501.8M RAUM and 8 advisory reps. IAPD ↗fund
$501.8M RAUM · 8 reps · 773-805-2463
83
ISLAND GREEN CAPITAL MANAGEMENT LLC — (location n/a) is newly SEC-registered with $416.9M RAUM and 4 advisory reps. IAPD ↗fund
$416.9M RAUM · 4 reps · 310-975-0265 · islandgreencapital.com
83
DAYAH CAPITAL LLC — (STAMFORD, CT) is newly SEC-registered with $264.8M RAUM and 5 advisory reps. IAPD ↗fund
$264.8M RAUM · 5 reps · 848-206-0010 · dayahcapital.com
83
MAXWELL STREET CAPITAL PARTNERS, LP — (EVANSTON, IL) is newly SEC-registered with $284.3M RAUM and 8 advisory reps. IAPD ↗fund
$284.3M RAUM · 8 reps · (888) 608-8674 · maxwellstreetcap.com
83
COTULLA HOLDINGS LLC — (location n/a) is newly SEC-registered with $432.5M RAUM and 1 advisory reps. IAPD ↗fund
$432.5M RAUM · 1 reps · 757-490-3151
83
NEXTBIO CAPITAL MANAGEMENT LP — (AUSTIN, TX) is newly SEC-registered with $305.2M RAUM and 4 advisory reps. IAPD ↗fund
$305.2M RAUM · 4 reps · 650-501-0882 · nextbiocapital.com
83
EMERGENT STRATEGIC PARTNERS, LLC — (location n/a) is newly SEC-registered with $598.7M RAUM and 1 advisory reps. IAPD ↗fund
$598.7M RAUM · 1 reps · 310-310-1092
83
FUSION CAPITAL — (LOS ANGELES, CA) is newly SEC-registered with $461.4M RAUM and 9 advisory reps. IAPD ↗fund
$461.4M RAUM · 9 reps · 949-842-9308 · fcpartners.com
83
POINT 41 CAPITAL PARTNERS, L.P. — (COS COB, CT) is newly SEC-registered with $562.9M RAUM and 8 advisory reps. IAPD ↗fund
$562.9M RAUM · 8 reps · 310-968-6614 · point41capital.com
83
GDEV MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $459.7M RAUM and 9 advisory reps. IAPD ↗fund
$459.7M RAUM · 9 reps · 646-381-8784 · gdevmgmt.com
83
PALM PEAK CAPITAL, LLC — (BOCA RATON, FL) is newly SEC-registered with $400.8M RAUM and 7 advisory reps. IAPD ↗fund
$400.8M RAUM · 7 reps · 561-941-6355
83
RARE CAPITAL MANAGEMENT, LLC — (NASHVILLE, TN) is newly SEC-registered with $333.6M RAUM and 4 advisory reps. IAPD ↗fund
$333.6M RAUM · 4 reps · (651) 315-6610 · rarecap.com
80
STONEPINE CAPITAL MANAGEMENT, LLC — (BEND, OR) is newly SEC-registered with $181.0M RAUM and 3 advisory reps. IAPD ↗fund
$181.0M RAUM · 3 reps · 541-647-5673 · stonepinecap.com
80
BUTLER HALL CAPITAL LLC — (LOS ANGELES, CA) is newly SEC-registered with $218.3M RAUM and 2 advisory reps. IAPD ↗fund
$218.3M RAUM · 2 reps · (424) 644-6009
80
EGIS CAPITAL PARTNERS LP — (SUMMIT, NJ) is newly SEC-registered with $160.8M RAUM and 3 advisory reps. IAPD ↗fund
$160.8M RAUM · 3 reps · 973-994-0606 · egiscapitalpartners.com
80
CLAYMORE CAPITAL PARTNERS — (CINCINNATI, OH) is newly SEC-registered with $183.9M RAUM and 5 advisory reps. IAPD ↗fund
$183.9M RAUM · 5 reps · 513-762-7615
80
ESSENTIA FUND ADVISORS, LLC — (location n/a) is newly SEC-registered with $173.4M RAUM and 3 advisory reps. IAPD ↗fund
$173.4M RAUM · 3 reps · 775-351-9439 · essentia-capital.com
80
TWIN LIONS MANAGEMENT — (STAMFORD, CT) is newly SEC-registered with $215.9M RAUM and 2 advisory reps. IAPD ↗fund
$215.9M RAUM · 2 reps · (212) 203-4428 · twinlionsmgmt.com
80
INCISION CAPITAL MANAGEMENT LP — (SAN FRANCISCO, CA) is newly SEC-registered with $220.3M RAUM and 2 advisory reps. IAPD ↗fund
$220.3M RAUM · 2 reps · 415-374-0503 · incisioncapital.com
80
H SQUARED MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered with $151.9M RAUM and 4 advisory reps. IAPD ↗fund
$151.9M RAUM · 4 reps · 212-796-4956
80
WINFOREST PARTNERS — (location n/a) is newly SEC-registered with $201.4M RAUM and 5 advisory reps. IAPD ↗fund
$201.4M RAUM · 5 reps · 3129525245
80
COUNTER GLOBAL, L.P. — (SANTA MONICA, CA) is newly SEC-registered with $172.7M RAUM and 2 advisory reps. IAPD ↗fund
$172.7M RAUM · 2 reps · 310-339-5858 · counter-global.com
80
RIDGELINE CAPITAL MANAGEMENT, LLC — (MEMPHIS, TN) is newly SEC-registered with $228.3M RAUM and 3 advisory reps. IAPD ↗fund
$228.3M RAUM · 3 reps · 202-670-2550 · ridgeline.vc
80
SPICE EXPEDITIONS, LP — (WESTPORT, CT) is newly SEC-registered with $195.9M RAUM and 3 advisory reps. IAPD ↗fund
$195.9M RAUM · 3 reps · 203-450-9909 · spice.vc
80
PATH CAPITAL PARTNERS, LLC — (NORTH MIAMI BEACH, FL) is newly SEC-registered with $169.0M RAUM and 2 advisory reps. IAPD ↗fund
$169.0M RAUM · 2 reps · 305-808-6140
80
BLUELINE CAPITAL — (SAN FRANCISCO, CA) is newly SEC-registered with $240.4M RAUM and 7 advisory reps. IAPD ↗fund
$240.4M RAUM · 7 reps · 415-569-2762 · bluelinelp.com
80
RISING POINT CAPITAL — (CHICAGO, IL) is newly SEC-registered with $219.6M RAUM and 8 advisory reps. IAPD ↗fund
$219.6M RAUM · 8 reps · 312-479-8582 · risingpointcapital.com
80
SHADOWBOX LOGISTICS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗fund
$0 RAUM · 5 reps · 415-238-2850 · shadowboxlogistics.com
80
CALLODINE BDC ADVISOR, LLC — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗fund
$0 RAUM · 10 reps · 617 588 3312
80
LRH CAPITAL ADVISING LLC — (DALLAS, TX) is newly SEC-registered with $113.9M RAUM and 1 advisory reps. IAPD ↗fund
$113.9M RAUM · 1 reps · 2146801261
70
HIIVE ADVISORS INC. — (VANCOUVER, Canada) is newly SEC-registered with $1.13B RAUM and 3 advisory reps. IAPD ↗foreign
$1.13B RAUM · 3 reps · 604-200-2405 · hiive.com
68
RAVENSTONE CAPITAL MANAGEMENT INC. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $370.9M RAUM and 2 advisory reps. IAPD ↗foreign
$370.9M RAUM · 2 reps · 416-322-2067 · ravenstonecapital.ca
68
HEADWAY WEALTH — (DURHAM, United Kingdom) is newly SEC-registered with $301.0M RAUM and 2 advisory reps. IAPD ↗foreign
$301.0M RAUM · 2 reps · 00442033935920 · headwaywealth.com
65
BEARBULL INVESTMENTS — (DUBLIN 2, Ireland) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · (510)-736-4710
65
BIASAFE SECURITIES USA CORP — (MONTREAL, QC, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 438-373-7501 · biasafe.ai
50
RETIREMENT AND WEALTH AT ALLIANT, LLC — ALLIANT RETIREMENT CONSULTING is now doing business as . IAPD ↗institutional
$7.37B RAUM · 30 reps · 267 363 2865 · alliantretirementconsulting.com
48
LASALLE DEBT INVESTORS, LLC — LASALLE DEBT INVESTORS, INC. is now doing business as . IAPD ↗institutional
$384.7M RAUM · 14 reps · 720-614-8939 · lasalle.com
48
STELLUS PRIVATE BDC ADVISOR, LLC — STELLUS CAPITAL INCOME PBDC, LLC is now doing business as . IAPD ↗institutional
$472.8M RAUM · 20 reps · 713-292-5400
45
THE VARIABLE ANNUITY LIFE INSURANCE COMPANY — 's Item 11 disclosure-reporting entries rose by 1 (66 -> 67). IAPD ↗institutional
$32.94B RAUM · 5 reps · 713-522-1111
45
VANGUARD GROUP INC — 's Item 11 disclosure-reporting entries rose by 2 (120 -> 122). IAPD ↗institutional
$11092.67B RAUM · 19 reps · 610-669-1000 · vanguardjobs.com
45
VANGUARD GLOBAL ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (117 -> 119). IAPD ↗institutional
$249.66B RAUM · 314 reps · 610-669-1000 · vanguardoffshore.com
45
VANGUARD CAPITAL MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (104 -> 106). IAPD ↗institutional
$8436.18B RAUM · 235 reps · 610-669-1000
45
VANGUARD PORTFOLIO MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (104 -> 106). IAPD ↗institutional
$2656.48B RAUM · 105 reps · 610-669-1000
45
BAIRD STRATEGAS LLC — STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS is now doing business as . IAPD ↗institutional
$0 RAUM · 15 reps · 212-906-0130
45
SAPPHIRE VENTURES, LP — SAPPHIRE VENTURES, LLC is now doing business as . IAPD ↗fund
$10.44B RAUM · 22 reps · 650-382-1110
45
MONTANOVA CAPITAL, LLC — SUVRETTA CAPITAL MANAGEMENT, LLC is now doing business as . IAPD ↗fund
$7.87B RAUM · 12 reps · 212-702-5200 · montanova.com
45
CORIENT IA LP — CORIENT IA LLC is now doing business as . IAPD ↗fund
$5.11B RAUM · 49 reps · (305) 735-2020
45
KINTRA INVESTMENTS, LLC — MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC is now doing business as . IAPD ↗institutional
$112.8M RAUM · 2 reps · 937-644-0351 · mccarthyandcox.com
45
CIP PE ADVISORS, LLC — CIP ADVISORS, LLC is now doing business as . IAPD ↗fund
$1.92B RAUM · 19 reps · 561-727-2000
45
STERLING LABS — TERMINAL is now doing business as . IAPD ↗institutional
$0 RAUM · 4 reps · 3479242009 · tryterminal.ai
40
BENEFIT STREET PARTNERS L.L.C. — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗fund
$28.32B RAUM · 110 reps · 212-588-6770
40
TPG CAPITAL ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (6 -> 7). IAPD ↗fund
$140.57B RAUM · 410 reps · 817-871-4000
40
BERENBERG ASSET MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗institutional
$34.8M RAUM · 17 reps · 646-949-9000
40
BOFA SECURITIES, INC. — 's Item 11 disclosure-reporting entries rose by 1 (147 -> 148). IAPD ↗institutional
$0 RAUM · 317 reps · 646-743-2734 · bankofamerica.com
40
TIKEHAU CAPITAL NORTH AMERICA LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
$6.16B RAUM · 38 reps · 212-922-3734 · tikehaustarinfra.com
40
VANGUARD ALTERNATIVE ASSETS ADVISER, LLC — 's Item 11 disclosure-reporting entries rose by 4 (104 -> 108). IAPD ↗institutional
$0 RAUM · 25 reps · 610-669-1000
40
RETIREMENT AND WEALTH AT ALLIANT, LLC — moved its main office from ALPHARETTA, GA to WAYNE, PA. IAPD ↗institutional
$7.37B RAUM · 30 reps · 267 363 2865 · alliantretirementconsulting.com
39
NEWFRONT RETIREMENT SERVICES, INC. — notice-filed in GA, PA. IAPD ↗institutional
$1.04B RAUM · 26 reps · 415-754-3635
38
CANARAS CAPITAL MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
$561.0M RAUM · 8 reps · 212-372-7444
38
LASALLE DEBT INVESTORS, LLC — moved its main office from LOS ANGELES, CA to DENVER, CO. IAPD ↗institutional
$384.7M RAUM · 14 reps · 720-614-8939 · lasalle.com
38
D. E. SHAW & CO., L.P. — notice-filed in CA, CO, KS, MA. IAPD ↗fund
$213.36B RAUM · 526 reps · 212-478-0000
37
NEWFOUND RESEARCH LLC — notice-filed in OH. IAPD ↗institutional
$1.11B RAUM · 1 reps · (617) 531-9773 · blog.thinknewfound.com
37
CERITY PARTNERS RETIREMENT PLAN CONSULTANTS — notice-filed in PR. IAPD ↗institutional
$40.25B RAUM · 153 reps · 212-850-4260
37
ROBINSON CAPITAL MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗institutional
$1.54B RAUM · 7 reps · 313-821-7000
35
AXA INVESTMENT MANAGERS US INC — moved its main office from STAMFORD, CT to NEW YORK, NY. IAPD ↗fund
$79.24B RAUM · 87 reps · 212-681-3181 · bnpparibas-am.com
35
LOCKTON INVESTMENT ADVISORS, LLC — moved its main office from KANSAS CITY, MO to OVERLAND PARK, KS. IAPD ↗institutional
$0 RAUM · 24 reps · 816-960-9000 · lockton.com
35
INCOME DISCOVERY — moved its main office from LIBERTY CORNER, NJ to BASKING RIDGE, NJ. IAPD ↗institutional
$0 RAUM · 10 reps · 1-888-966-9469 · incomediscovery.com
35
ALPHA WAVE GLOBAL, LP — moved its main office from MIAMI BEACH, FL to MIAMI, FL. IAPD ↗fund
$26.66B RAUM · 48 reps · 305-360-3020
35
GADSDEN — moved its main office from WAYNE, PA to NEWTOWN SQUARE, PA. IAPD ↗institutional
$161.8M RAUM · 1 reps · 484-580-2277 · gadsdenfunds.com
35
RAYLIANT INVESTMENT RESEARCH — moved its main office from NEWPORT BEACH, CA to WALNUT, CA. IAPD ↗institutional
$203.5M RAUM · 8 reps · 626-407-4581 · rayliant.com
34
D. E. SHAW INVESTMENT MANAGEMENT, L.L.C. — notice-filed in CA, CO. IAPD ↗fund
$33.37B RAUM · 45 reps · 212-478-0000 · deshaw.com
34
VERDARA PPP LLC — notice-filed in MA, WI. IAPD ↗institutional
$0 RAUM · 1 reps · 813-395-9515
33
ROSCOMMON ANALYTICS LLC — moved its main office from HOUSTON, TX to NEW YORK, NY. IAPD ↗fund
$880.6M RAUM · 45 reps · 212-850-8865
32
LOS ANGELES CAPITAL MANAGEMENT LLC — notice-filed in RI. IAPD ↗fund
$40.58B RAUM · 46 reps · 310-479-9998 · lacapm.com
32
VEGA CAPITAL PARTNERS LLC — notice-filed in SC. IAPD ↗institutional
$100,000 RAUM · 2 reps · (347) 405-2881
30
GATEMORE — moved its main office from NEW YORK, NY to ASPEN, CO. IAPD ↗fund
$239.5M RAUM · 3 reps · 970-746-4790 · gvpclimate.com
30
IQ EQ FUND MANAGEMENT (SINGAPORE) PRIVATE LIMITED — GORDIAN CAPITAL SINGAPORE PRIVATE LIMITED is now doing business as . IAPD ↗foreign
$21.08B RAUM · 13 reps · 65 6597 6680 · iqeq.com
30
CHICAGO ATLANTIC ADVISERS, LLC — notice-filed in MI. IAPD ↗fund
$970.3M RAUM · 30 reps · 312-625-9295
25
RATHBONES — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗foreign
$135.09B RAUM · 725 reps · +44-151 236 6666 · rathbones.com
25
MASECO PRIVATE WEALTH — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗foreign
$4.96B RAUM · 24 reps · +44 20 7043 0455 · spotify.link
15
BG INVESTMENT SERVICES, LLC — notice-filed in MA. IAPD ↗foreign
$868.5M RAUM · 5 reps · 671-472-5490 · asctrust.com
15
MONTANOVA CAPITAL, LLC — changed its website from suvcap.com to montanova.com. IAPD ↗fund
$7.87B RAUM · 12 reps · 212-702-5200 · montanova.com
15
GALAXY DIGITAL CAPITAL MANAGEMENT LP — changed its website from interactive.galaxy.com to am.galaxy.com. IAPD ↗fund
$1.72B RAUM · 22 reps · 212-499-0081 · am.galaxy.com
12
THE ANALYST — notice-filed in CA. IAPD ↗foreign
$0 RAUM · 10 reps · +44 207 498 6593 · theanalyst.co.uk
12
WISE MONEY ISRAEL — notice-filed in MO. IAPD ↗foreign
$94.9M RAUM · 2 reps · +972-79-6984545
12
LIBERTY ATLANTIC ADVISORS — notice-filed in NV. IAPD ↗foreign
$185.8M RAUM · 4 reps · (720) 655-7510
10
MEDICI CAPITAL LLC — changed its website from soundcloud.com to medicicapitalfunds.com. IAPD ↗fund
$215.8M RAUM · 1 reps · (949) 706-1455 · medicicapitalfunds.com
1
GUARDIAN CAPITAL LP — changed its website from guardiancapital.com to guardiancapitalfunds.com. IAPD ↗foreign
$10.68B RAUM · 38 reps · 416-364-8341 · guardiancapitalfunds.com
1
IQ EQ FUND MANAGEMENT (SINGAPORE) PRIVATE LIMITED — changed its website from gordian-capital.com to iqeq.com. IAPD ↗foreign
$21.08B RAUM · 13 reps · 65 6597 6680 · iqeq.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.