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D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.

NEW YORK, NY · CRD 135284 · IAPD ↗ · deshaw.com · 212-478-0000

$33.37BRegulatory AUM
45Advisory reps
47Employees
0Clients
0Planning clients
17Private funds
3States
3Disclosures
fundSegment
ApprovedSEC status

Filing changes

34
August 2026 — D. E. SHAW INVESTMENT MANAGEMENT, L.L.C. notice-filed in CA, CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
56
April 2026 — D. E. SHAW INVESTMENT MANAGEMENT, L.L.C. reported RAUM up 59% ($21.05B -> $33.37B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.