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SOPHIS INVESTMENTS LLC

NEW YORK, NY · CRD 170391 · IAPD ↗ · sophis.co · 212-572-6360

$129.9MRegulatory AUM
5Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
August 2026 — SOPHIS INVESTMENTS LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.