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MAINE ADVISORY ASSOCIATES

FALMOUTH, ME · CRD 311679 · IAPD ↗ · maineadvisory.com · 207-778-2250

$116.5MRegulatory AUM
2Advisory reps
3Employees
0Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
August 2026 — MAINE ADVISORY ASSOCIATES notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
June 2026 — MAINE ADVISORY ASSOCIATES (FALMOUTH, ME) is newly SEC-registered with $116.5M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.