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LANARK FINANCIAL, INC.

BIRMINGHAM, AL · CRD 17870 · IAPD ↗ · nbcsecurities.com · 800-521-9390

$1.78BRegulatory AUM
63Advisory reps
68Employees
50Clients
51-100Planning clients
0Private funds
53States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
August 2026 — NBC SECURITIES, INC. is now doing business as LANARK FINANCIAL, INC..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
55
July 2026 — NBC SECURITIES, INC.'s Item 11 disclosure-reporting entries rose by 2 (2 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
85
April 2026 — NBC SECURITIES, INC. grew from 39 to 63 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
May 2024 — NBC SECURITIES, INC. shrank from 75 to 39 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.