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CLEVELAND WEALTH, LLC

CLEVELAND, OH · CRD 282196 · IAPD ↗ · (216) 810-5900

$506.6MRegulatory AUM
3Advisory reps
7Employees
0Clients
51-100Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
August 2026 — CLEVELAND WEALTH, LLC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
March 2026 — CLEVELAND WEALTH, LLC reported RAUM down 50% ($1.01B -> $506.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
June 2025 — CLEVELAND WEALTH, LLC shrank from 6 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
49
March 2025 — CLEVELAND WEALTH, LLC notice-filed in MO, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
March 2025 — CLEVELAND WEALTH, LLC crossed $1B in regulatory AUM ($767.8M -> $1.01B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
64
March 2024 — CLEVELAND WEALTH, LLC reported RAUM up 30% ($588.5M -> $767.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.