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SUMMIT INVESTMENT ADVISORY SERVICES

ROSEVILLE, MN · CRD 168594 · IAPD ↗ · (651) 490-2939

$745.8MRegulatory AUM
8Advisory reps
11Employees
0Clients
0Planning clients
0Private funds
16States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
August 2026 — SUMMIT INVESTMENT ADVISORY SERVICES notice-filed in GA, IA, IL, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
71
March 2026 — SUMMIT INVESTMENT ADVISORY SERVICES grew from 5 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
March 2025 — SUMMIT INVESTMENT ADVISORY SERVICES notice-filed in MI, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
March 2025 — SUMMIT INVESTMENT ADVISORY SERVICES now reports custody of client assets ($35.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
February 2024 — SUMMIT INVESTMENT ADVISORY SERVICES crossed $500M in regulatory AUM ($456.0M -> $562.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.