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MIDWAY CAPITAL RESEARCH & MANAGEMENT LLC

CHICAGO, IL · CRD 147139 · IAPD ↗ · midwaymgt.com · (312) 445-8562

$110.4MRegulatory AUM
2Advisory reps
2Employees
4Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
August 2026 — MIDWAY CAPITAL RESEARCH & MANAGEMENT LLC (CHICAGO, IL) is newly SEC-registered with $110.4M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.