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44 NORTH CAPITAL, LLC

BURLINGTON, VT · CRD 327552 · IAPD ↗ · 44ncap.com · 802-300-0614

$125.1MRegulatory AUM
2Advisory reps
3Employees
0Clients
101-250Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
August 2026 — 44 NORTH CAPITAL, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2026 — 44 NORTH CAPITAL, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
April 2026 — 44 NORTH CAPITAL, LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2026 — 44 NORTH CAPITAL, LLC now reports custody of client assets ($16.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
May 2024 — 44 NORTH CAPITAL, LLC notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.