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STACKSTONE WEALTH, LLC

DUBUQUE, IA · CRD 342692 · IAPD ↗ · 563-552-7000

$0Regulatory AUM
18Advisory reps
27Employees
0Clients
0Planning clients
0Private funds
11States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

50
August 2026 — STACKSTONE WEALTH, LLC notice-filed in CO, FL, MN, MO, NE, NH, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
July 2026 — STACKSTONE WEALTH, LLC (DUBUQUE, IA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 18 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.