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LIBERTY ONE WEALTH ADVISORS

PHILADELPHIA, PA · CRD 315675 · IAPD ↗ · libertyonewealth.com · 215-776-4918

$178.4MRegulatory AUM
5Advisory reps
5Employees
0Clients
251-500Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
August 2026 — LIBERTY ONE WEALTH ADVISORS notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
February 2026 — LIBERTY ONE WEALTH ADVISORS reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
62
February 2026 — LIBERTY ONE WEALTH ADVISORS reported RAUM up 38% ($129.5M -> $178.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
March 2025 — LIBERTY ONE WEALTH ADVISORS notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
May 2024 — LIBERTY ONE WEALTH ADVISORS (PHILADELPHIA, PA) is newly SEC-registered with $104.7M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.