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KOTYS WEALTH PROFESSIONALS

VALPARAISO, IN · CRD 168156 · IAPD ↗ · kotyswealthpro.com · 219-465-6924

$308.0MRegulatory AUM
4Advisory reps
8Employees
2Clients
51-100Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
August 2026 — KOTYS WEALTH PROFESSIONALS notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2025 — KOTYS WEALTH PROFESSIONALS reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
42
June 2024 — KOTYS WEALTH PROFESSIONALS notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
June 2024 — KOTYS WEALTH PROFESSIONALS added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.