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NCU INVESTMENT SOLUTIONS

SMITHFILED, RI · CRD 134804 · IAPD ↗ · 401-228-0100

$107.6MRegulatory AUM
6Advisory reps
8Employees
70Clients
51-100Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
August 2026 — NCU INVESTMENT SOLUTIONS (SMITHFILED, RI) is newly SEC-registered with $107.6M RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.