← Tributary

PEAK FINANCIAL PLANNING

CANOGA PARK, CA · CRD 317288 · IAPD ↗ · thepeakfp.com · (818) 600-6099

$93.0MRegulatory AUM
7Advisory reps
8Employees
0Clients
11-25Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
August 2026 — PEAK FINANCIAL PLANNING notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
August 2026 — PEAK FINANCIAL PLANNING added office(s): 3 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
August 2026 — PEAK FINANCIAL PLANNING grew from 4 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
June 2026 — PEAK FINANCIAL PLANNING notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
June 2026 — PEAK FINANCIAL PLANNING added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
May 2026 — PEAK FINANCIAL PLANNING (CANOGA PARK, CA) is newly SEC-registered with $93.0M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.