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CANTY WEALTH MANAGEMENT

BALLSTON SPA, NY · CRD 118945 · IAPD ↗ · cantyfinancial.com · 518-885-3230

$254.0MRegulatory AUM
3Advisory reps
5Employees
447Clients
251-500Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
August 2026 — CANTY FINANCIAL MANAGEMENT, INC. is now doing business as CANTY WEALTH MANAGEMENT.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
50
April 2025 — CANTY FINANCIAL MANAGEMENT, INC. shrank from 5 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
67
February 2024 — CANTY FINANCIAL MANAGEMENT, INC. grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.