← Tributary

SECURA FINANCIAL

ORANGE, CA · CRD 137324 · IAPD ↗ · securawm.com · 714-704-6616

$319.9MRegulatory AUM
9Advisory reps
9Employees
0Clients
51-100Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
August 2026 — SECURA FINANCIAL notice-filed in AK, AZ, FL, NE, NH, NM, NV, NY, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
June 2026 — SECURA FINANCIAL reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
61
May 2025 — SECURA FINANCIAL reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.